Spectrum Management Group, LLC
CIK
1534843
Location
INDIANAPOLIS, IN
Portfolio Value
Small
$440,609,010
Diversification
Diversified
Filing Date
Global Rank
#2,607
/ 6,827
▲ 207
· as of Sep 2022
Top Industry
Consumer Electronics
10.3%
Period ended 4 years ago
Filed Nov 3, 2022 · 4y
11 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Unknown
Portfolio style
Measured from the filed 13F common-share book for Sep 30, 2022, never from the firm's own description.
Style
Concentrated
The top 10 positions are 67.4% of the book (60%+)
Turnover
Medium turnover
56.3% over the last four quarters (30% to under 100%)
Horizon
Horizon unknown
The value-weighted holding period is at least 9.1 quarters, but 69.4% of the book was already held when coverage starts
Closest benchmark: every 13F filer's combined book, active share 77.3%; sector active share 32.2% against the combined 13F book's sector weights.
Over time 11 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
238 tracked positions · as of Sep 30, 2022 · Δ vs Jun 30, 2022Top Position
29.2%
+7.3 pts
Top 5
58.2%
+4.0 pts
Top 10
67.4%
+4.1 pts
HHI
1,193
Diversified+306
Portfolio Trend
11 quarters · across all stocks
Sector Breakdown
As of Sep 30, 2022| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 60.1% | $264,851,538 |
| Technology | 12.6% | $55,645,469 |
| Healthcare | 4.9% | $21,731,382 |
| Financial Services | 4.8% | $21,263,916 |
| Consumer Cyclical | 4.5% | $19,808,221 |
| Consumer Defensive | 4.4% | $19,344,740 |
| Industrials | 3.9% | $17,053,936 |
| Energy | 2.4% | $10,765,633 |
| Communication Services | 1.3% | $5,809,009 |
| Utilities | 0.7% | $2,945,509 |
| Basic Materials | 0.3% | $1,352,640 |
| Real Estate | 0.0% | $37,017 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| GOVT | iShares U.S. Treasury Bond ETF | +431,576 | 451,254 | $10,270,541 | |
| IUSB | iShares Core Universal USD Bond ETF | +262,882 | 266,811 | $11,873,089 | |
| FALN | iShares Fallen Angels USD Bond ETF | +63,327 | 63,408 | $1,515,451 | |
| GOOGL | Alphabet Inc. | +52,753 | 54,993 | $5,260,080 | |
| IJR | iShares Core S&P Small-Cap ETF | +50,519 | 62,502 | $5,449,549 | |
| EFG | iShares MSCI EAFE Growth ETF | +48,492 | 107,108 | $7,771,756 | |
| ESGU | iShares ESG Aware MSCI USA ETF | +44,132 | 262,134 | $20,816,060 | |
| IBM | International Business Machines Corp | +35,969 | 64,149 | $7,621,542 | |
| DKS | Dick's Sporting Goods, Inc. | +33,756 | 65,121 | $6,814,261 | |
| IGIB | iShares 5-10 Year Investment Grade Corporate Bond ETF | +30,608 | 40,441 | $1,952,491 | |
| IFRA | iShares U.S. Infrastructure ETF | +29,516 | 74,464 | $2,400,719 | |
| CVX | Chevron Corp | +23,922 | 67,397 | $9,682,926 | |
| XLV | State Street(R) Health Care Select Sector SPDR(R) ETF | +22,984 | 58,845 | $7,126,717 | |
| EEMV | iShares MSCI Emerging Markets Min Vol Factor ETF | +22,941 | 95,322 | $4,830,918 | |
| UPS | United Parcel Service Inc | +21,073 | 45,382 | $7,331,008 | |
| USMV | iShares MSCI USA Min Vol Factor ETF | +17,980 | 42,090 | $2,782,149 | |
| IVV | iShares Core S&P 500 ETF | +17,478 | 95,433 | $34,227,045 | |
| MS | Morgan Stanley | +15,190 | 44,973 | $3,553,316 | |
| PEP | Pepsico Inc | +14,279 | 44,463 | $7,259,029 | |
| MLI | Mueller Industries Inc | +12,115 | 47,223 | $2,806,935 | |
| VIG | Vanguard Specialized Funds | +11,889 | 23,938 | $3,235,460 | |
| — | +10,178 | 44,053 | $0 | ||
| V | Visa Inc. | +9,906 | 37,464 | $6,655,479 | |
| NVDA | Nvidia Corp | +8,692 | 23,996 | $2,912,874 | |
| ESGE | iShares Trust | +6,822 | 46,060 | $0 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| HPQ | Hp Inc | −178,584 | 288 | $7,176 | |
| XLI | State Street(R) Industrial Select Sector SPDR(R) ETF | −63,173 | 1,180 | $97,751 | |
| XOM | ExxonMobil Holdings Corp | −54,145 | 10,989 | $959,449 | |
| — | −43,767 | 13,058 | $1,628,593 | ||
| XLE | State Street(R) Energy Select Sector SPDR(R) ETF | −37,141 | 82,732 | $5,958,358 | |
| IYE | iShares U.S. Energy ETF | −30,827 | 16,226 | $637,844 | |
| IJS | iShares S&P Small-Cap 600 Value ETF | −26,888 | 36 | $2,968 | |
| TIP | iShares TIPS Bond ETF | −11,562 | 25,189 | $2,642,326 | |
| XLK | State Street(R) Technology Select Sector SPDR(R) ETF | −11,194 | 149,378 | $17,743,118 | |
| ICVT | iShares Convertible Bond ETF | −5,870 | 12,965 | $893,288 | |
| EFV | iShares MSCI EAFE Value ETF | −3,786 | 208,680 | $8,040,440 | |
| IEO | iShares U.S. Oil & Gas Exploration & Production ETF | −3,605 | 15,949 | $1,328,232 | |
| IEMG | iShares Trust | −3,581 | 2,417 | $0 | |
| — | −1,177 | 1,870 | $54,061 | ||
| IVE | iShares S&P 500 Value ETF | −936 | 6,087 | $782,301 | |
| — | −900 | 29,380 | $536,420 | ||
| AAPL | Apple Inc. | −776 | 131,238 | $18,137,091 | |
| GSY | Invesco Ultra Short Duration ETF | −568 | 900 | $44,451 | |
| IJJ | iShares S&P Mid-Cap 400 Value ETF | −500 | 524 | $47,160 | |
| IVW | iShares S&P 500 Growth ETF | −496 | 24,536 | $1,419,407 | |
| NLY | Annaly Capital Management Inc | −450 | 150 | $2,574 | |
| VLUE | iShares MSCI USA Value Factor ETF | −341 | 1,102 | $90,209 | |
| AVGO | Broadcom Inc. | −330 | 13,574 | $6,026,991 | |
| IXN | iShares Global Tech ETF | −172 | 15,054 | $634,977 | |
| COP | Conocophillips | −133 | 300 | $30,702 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
16 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| XLU | State Street(R) Utilities Select Sector SPDR(R) ETF | 76,056 | $4,982,428 | |
| AMLP | Alerian MLP ETF | 97,397 | $3,560,834 | |
| LNT | Alliant Energy Corp | 50,778 | $2,690,726 | |
| XSD | State Street(R) SPDR(R) S&P(R) Semiconductor ETF | 15,841 | $2,410,049 | |
| XHS | State Street(R) SPDR(R) S&P(R) Health Care Services ETF | 27,295 | $2,396,228 | |
| AN | Autonation, Inc. | 17,320 | $1,764,388 | |
| TLH | iShares 10-20 Year Treasury Bond ETF | 14,435 | $1,572,693 | |
| STLD | Steel Dynamics Inc | 18,354 | $1,302,216 | |
| AMN | Amn Healthcare Services Inc | 12,086 | $1,280,632 | |
| ICLN | iShares Global Clean Energy ETF | 61,567 | $1,175,314 | |
| ITB | iShares U.S. Home Construction ETF | 22,584 | $1,175,271 | |
| QQQ | Invesco Qqq Trust, Series 1 | 2,955 | $789,753 | |
| LQD | iShares iBoxx $ Investment Grade Corporate Bond ETF | 1,015 | $103,986 | |
| AGZ | iShares Agency Bond ETF | 300 | $31,950 | |
| NFLX | Netflix Inc | 50 | $11,772 | |
| SCWO | 374Water Inc. | 2,840 | $8,037 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
16 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| DVN | Devon Energy Corp | 105,501 | $5,814,160 | |
| BX | Blackstone Inc. | 52,155 | $4,758,100 | |
| XLF | State Street Corp | 70,960 | $2,231,692 | |
| CG | Carlyle Group Inc. | 68,673 | $2,174,187 | |
| EOG | Eog Resources Inc | 19,524 | $2,156,230 | |
| KLAC | Kla Corp | 6,670 | $2,128,263 | |
| IGE | iShares North American Natural Resources ETF | 35,890 | $1,291,322 | |
| XME | State Street(R) SPDR(R) S&P(R) Metals & Mining ETF | 28,804 | $1,250,093 | |
| IYM | iShares U.S. Basic Materials ETF | 9,438 | $1,111,135 | |
| — | 13,325 | $1,106,108 | ||
| SHY | iShares 1-3 Year Treasury Bond ETF | 2,330 | $192,900 | |
| IHI | iShares U.S. Medical Devices ETF | 2,049 | $103,351 | |
| AEM | Agnico Eagle Mines Ltd | 600 | $27,456 | |
| PFG | Principal Financial Group Inc | 259 | $17,298 | |
| BNY | Bank of New York Mellon Corp | 167 | $6,965 | |
| MPC | Marathon Petroleum Corp | 50 | $4,110 | |
| No positions match the current search. | ||||
238 tracked positions ·
$440,609,010 total
· filing declares
245 positions · $460,283,000
· as of Sep 30, 2022
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 238 positions by value
· page 1 of 5
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| SPY |
Spdr S&P 500 ETF Trust
|
Added | 172,153 | $61,489,608 | 13.96% | |
| IVV |
iShares Core S&P 500 ETF
|
Added | 95,433 | $34,227,045 | 7.77% | |
| ESGU |
iShares ESG Aware MSCI USA ETF
|
Added | 262,134 | $20,816,060 | 4.72% | |
| AAPL |
Apple Inc.
Technology
|
Reduced | 131,238 | $18,137,091 | 4.12% | |
| XLK |
State Street(R) Technology Select Sector SPDR(R) ETF
|
Reduced | 149,378 | $17,743,118 | 4.03% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 51,835 | $12,072,371 | 2.74% | |
| IUSB |
iShares Core Universal USD Bond ETF
|
Added | 266,811 | $11,873,089 | 2.69% | |
| GOVT |
iShares U.S. Treasury Bond ETF
|
Added | 451,254 | $10,270,541 | 2.33% | |
| CVX |
Chevron Corp
Energy
|
Added | 67,397 | $9,682,926 | 2.20% | |
| EMLP |
First Trust North American Energy Infrastructure Fund
|
Added | 325,544 | $8,099,534 | 1.84% | |
| EFV |
iShares MSCI EAFE Value ETF
|
Reduced | 208,680 | $8,040,440 | 1.82% | |
| EFG |
iShares MSCI EAFE Growth ETF
|
Added | 107,108 | $7,771,756 | 1.76% | |
| IBM |
International Business Machines Corp
Technology
|
Added | 64,149 | $7,621,542 | 1.73% | |
| UNH |
Unitedhealth Group Inc
Healthcare
|
Added | 14,839 | $7,494,288 | 1.70% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Added | 27,132 | $7,486,804 | 1.70% | |
| UPS |
United Parcel Service Inc
Industrials
|
Added | 45,382 | $7,331,008 | 1.66% | |
| PEP |
Pepsico Inc
Consumer Defensive
|
Added | 44,463 | $7,259,029 | 1.65% | |
| TGT |
Target Corp
Consumer Defensive
|
Added | 48,120 | $7,140,526 | 1.62% | |
| XLV |
State Street(R) Health Care Select Sector SPDR(R) ETF
|
Added | 58,845 | $7,126,717 | 1.62% | |
| DKS |
Dick's Sporting Goods, Inc.
Consumer Cyclical
|
Added | 65,121 | $6,814,261 | 1.55% | |
| V |
Visa Inc.
Financial Services
|
Added | 37,464 | $6,655,479 | 1.51% | |
| LMT |
Lockheed Martin Corp
Industrials
|
Added | 16,815 | $6,495,466 | 1.47% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Added | 19,495 | $6,303,708 | 1.43% | |
| AVGO |
Broadcom Inc.
Technology
|
Reduced | 13,574 | $6,026,991 | 1.37% | |
| XLE |
State Street(R) Energy Select Sector SPDR(R) ETF
|
Reduced | 82,732 | $5,958,358 | 1.35% | |
| ACN |
Accenture plc
Technology
|
Added | 22,282 | $5,733,158 | 1.30% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Added | 20,868 | $5,572,173 | 1.26% | |
| IJR |
iShares Core S&P Small-Cap ETF
|
Added | 62,502 | $5,449,549 | 1.24% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Added | 54,993 | $5,260,080 | 1.19% | |
| XLU |
State Street(R) Utilities Select Sector SPDR(R) ETF
|
NEW | 76,056 | $4,982,428 | 1.13% | |
| EEMV |
iShares MSCI Emerging Markets Min Vol Factor ETF
|
Added | 95,322 | $4,830,918 | 1.10% | |
| MET |
Metlife Inc
Financial Services
|
Added | 73,666 | $4,477,419 | 1.02% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Added | 30,991 | $4,159,302 | 0.94% | |
| HSY |
Hershey Co
Consumer Defensive
|
Added | 17,469 | $3,851,390 | 0.87% | |
| AMLP |
Alerian MLP ETF
|
NEW | 97,397 | $3,560,834 | 0.81% | |
| MS |
Morgan Stanley
Financial Services
|
Added | 44,973 | $3,553,316 | 0.81% | |
| VIG |
Vanguard Specialized Funds
|
Added | 23,938 | $3,235,460 | 0.73% | |
| SCHD |
Schwab U.S. Dividend Equity ETF
|
Added | 47,866 | $3,179,733 | 0.72% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 26,917 | $3,041,621 | 0.69% | |
| PAYX |
Paychex Inc
Technology
|
Added | 26,476 | $2,970,871 | 0.67% | |
| NVDA |
Nvidia Corp
Technology
|
Added | 23,996 | $2,912,874 | 0.66% | |
| MLI |
Mueller Industries Inc
Industrials
|
Added | 47,223 | $2,806,935 | 0.64% | |
| USMV |
iShares MSCI USA Min Vol Factor ETF
|
Added | 42,090 | $2,782,149 | 0.63% | |
| LNT |
Alliant Energy Corp
Utilities
|
NEW | 50,778 | $2,690,726 | 0.61% | |
| TIP |
iShares TIPS Bond ETF
|
Reduced | 25,189 | $2,642,326 | 0.60% | |
| XSD |
State Street(R) SPDR(R) S&P(R) Semiconductor ETF
|
NEW | 15,841 | $2,410,049 | 0.55% | |
| IFRA |
iShares U.S. Infrastructure ETF
|
Added | 74,464 | $2,400,719 | 0.54% | |
| XHS |
State Street(R) SPDR(R) S&P(R) Health Care Services ETF
|
NEW | 27,295 | $2,396,228 | 0.54% | |
| IGIB |
iShares 5-10 Year Investment Grade Corporate Bond ETF
|
Added | 40,441 | $1,952,491 | 0.44% | |
| AN |
Autonation, Inc.
Consumer Cyclical
|
NEW | 17,320 | $1,764,388 | 0.40% |
Showing the top 50 of 238 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.