Bartlett & Co. LLC
Registered adviserFiling Date
Global Rank
#586
/ 7,455
▼ 40
· as of Dec 2023
Top Industry
Software - Infrastructure
7.5%
Period ended 2 years ago
Filed Jan 8, 2024 · 2y
16 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Oct 1, 2026
Regulatory AUM
$10,253,059,151
Main clients
Individuals and high net worth
(85% of AUM)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Oct 2026 | $10,253,059,151 | Individuals and high net worth (85%) |
| Apr 2025 to Mar 2026 | $9,391,242,919 | Individuals and high net worth (87%) |
| Apr 2024 to Mar 2025 | $8,441,109,220 | Individuals and high net worth (86%) |
| May 2023 to Mar 2024 | $6,948,868,876 | Individuals and high net worth (85%) |
| Apr 2023 | $6,948,868,876 | Individuals and high net worth (85%) |
| May 2022 to Mar 2023 | $8,178,557,495 | Individuals and high net worth (86%) |
3 earlier changes not shown.
Portfolio style
Measured from the filed 13F common-share book for Dec 31, 2023, never from the firm's own description.
Style
Diversified active
Top 10 weight 36.9%, 42.5 effective positions, active share 50.8% against the S&P 500 as of 2023-12-31; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Low turnover
6.4% over the last four quarters (under 30%)
Horizon
Long horizon
Value-weighted holding period 15.4 quarters (12+), a floor since 91.6% of the book was already held when coverage starts
Closest benchmark: the S&P 500 as of 2023-12-31, active share 50.8%; sector active share 7.8% against the combined 13F book's sector weights.
Over time 16 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
1,128 tracked positions · as of Dec 31, 2023 · Δ vs Sep 30, 2023Top Position
6.3%
+0.1 pts
Top 5
25.8%
+0.7 pts
Top 10
38.0%
+0.3 pts
HHI
236
Diversified+6
Portfolio Trend
16 quarters · across all stocks
Sector Breakdown
As of Dec 31, 2023| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 21.1% | $1,243,034,832 |
| Unclassified | 14.9% | $878,467,098 |
| Financial Services | 12.1% | $711,453,676 |
| Healthcare | 12.0% | $707,752,209 |
| Industrials | 9.5% | $558,519,220 |
| Consumer Defensive | 8.5% | $500,063,758 |
| Consumer Cyclical | 8.4% | $497,642,534 |
| Communication Services | 6.3% | $373,426,122 |
| Utilities | 2.3% | $132,982,669 |
| Energy | 1.8% | $108,002,334 |
| Basic Materials | 1.8% | $107,027,332 |
| Real Estate | 1.2% | $71,244,684 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| GOVT | iShares U.S. Treasury Bond ETF | +360,042 | 361,894 | $8,338,037 | |
| CVX | Chevron Corp | +178,170 | 454,010 | $67,720,131 | |
| MKC | Mccormick & Co Inc | +152,213 | 457,395 | $31,294,965 | |
| SHY | iShares 1-3 Year Treasury Bond ETF | +143,350 | 145,167 | $11,909,500 | |
| IGSB | iShares 1-5 Year Investment Grade Corporate Bond ETF | +81,606 | 466,308 | $23,912,274 | |
| PG | PROCTER & GAMBLE Co | +74,340 | 957,745 | $140,347,952 | |
| NKE | NIKE, Inc. | +49,472 | 414,325 | $44,983,265 | |
| IWR | iShares Russell Mid-Cap ETF | +40,826 | 169,617 | $13,184,329 | |
| IEFA | iShares Core MSCI EAFE ETF | +31,089 | 1,104,545 | $77,704,740 | |
| IJH | iShares Core S&P Mid-Cap ETF | +30,333 | 52,584 | $14,573,655 | |
| TJX | Tjx Companies Inc | +25,696 | 1,189,027 | $111,542,622 | |
| XLU | State Street(R) Utilities Select Sector SPDR(R) ETF | +22,872 | 23,372 | $1,480,148 | |
| XLE | State Street(R) Energy Select Sector SPDR(R) ETF | +22,075 | 24,710 | $2,071,686 | |
| XLK | State Street(R) Technology Select Sector SPDR(R) ETF | +20,886 | 54,423 | $10,475,339 | |
| AMZN | Amazon Com Inc | +20,571 | 743,243 | $112,928,341 | |
| MDY | Spdr S&P Midcap 400 ETF Trust | +18,930 | 62,051 | $31,483,436 | |
| JPST | JPMorgan Ultra-Short Income ETF | +17,144 | 106,755 | $5,362,303 | |
| ZTS | Zoetis Inc. | +16,072 | 287,343 | $56,712,887 | |
| IEMG | iShares Trust | +15,567 | 361,897 | $0 | |
| GOOG | Alphabet Inc. | +13,925 | 1,438,390 | $202,712,302 | |
| VTEB | VANGUARD TAX-EXEMPT BOND INDEX FUND | +11,275 | 52,378 | $2,673,896 | |
| FDX | Fedex Corp | +10,782 | 263,343 | $66,617,887 | |
| PEP | Pepsico Inc | +10,444 | 656,526 | $111,504,375 | |
| EFA | iShares MSCI EAFE ETF | +9,798 | 166,366 | $12,535,678 | |
| MUNI | PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund | +8,690 | 10,740 | $567,072 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| ENB | Enbridge Inc | −1,410,711 | 213,164 | $7,678,167 | |
| AGG | iShares Core U.S. Aggregate Bond ETF | −133,026 | 285,425 | $28,328,431 | |
| BMY | Bristol Myers Squibb Co | −99,303 | 280,510 | $14,392,968 | |
| NEE | Nextera Energy Inc | −80,728 | 891,966 | $54,178,014 | |
| BNDX | Vanguard Total International Bond ETF | −59,026 | 48,300 | $2,384,571 | |
| SCHB | Schwab U.S. Broad Market ETF | −54,545 | 372,024 | $0 | |
| VMBS | VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND | −45,041 | 627,716 | $29,100,913 | |
| DIS | Walt Disney Co | −43,164 | 575,364 | $51,949,615 | |
| KRE | State Street(R) SPDR(R) S&P(R) Regional Banking ETF | −38,205 | 873 | $45,771 | |
| MUB | iShares National Muni Bond ETF | −31,393 | 59,749 | $6,477,389 | |
| VZ | Verizon Communications Inc | −29,040 | 42,564 | $1,604,662 | |
| — | −28,671 | 131,465 | $13,732,833 | ||
| LXP | LXP Industrial Trust | −24,300 | 72,860 | $722,771 | |
| DNLI | Denali Therapeutics Inc. | −23,300 | 1,500 | $32,190 | |
| NAZ | Nuveen Arizona Quality Municipal Income Fund | −22,700 | 23,400 | $250,614 | |
| VFC | V F Corp | −22,350 | 9,003 | $169,256 | |
| NAC | Nuveen California Quality Municipal Income Fund | −21,950 | 34,500 | $382,605 | |
| IWS | iShares Russell Mid-Cap Value ETF | −21,737 | 100,657 | $11,705,402 | |
| QCOM | Qualcomm Inc | −21,417 | 364,159 | $52,668,316 | |
| XLRE | State Street(R) Real Estate Select Sector SPDR(R) ETF | −21,340 | 14,819 | $593,649 | |
| SCHZ | Schwab U.S. Aggregate Bond ETF | −21,003 | 57,448 | $0 | |
| VCIT | VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND | −20,254 | 599,619 | $48,737,032 | |
| BND | VANGUARD TOTAL BOND MARKET INDEX FUND | −17,967 | 85,559 | $6,292,864 | |
| IVE | iShares S&P 500 Value ETF | −16,341 | 35,158 | $6,113,624 | |
| T | At&T Inc. | −14,732 | 111,073 | $1,863,804 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| JQUA | JPMorgan U.S. Quality Factor ETF | 201,376 | $9,637,855 | |
| USIG | iShares Broad USD Investment Grade Corporate Bond ETF | 93,686 | $4,802,344 | |
| JMUB | JPMorgan Municipal ETF | 24,425 | $1,244,698 | |
| DFAT | Dimensional U.S. Targeted Value ETF | 10,309 | $539,469 | |
| PFXF | VanEck Preferred Securities ex Financials ETF | 29,386 | $504,851 | |
| CDNS | Cadence Design Systems Inc | 1,707 | $464,935 | |
| MANH | Manhattan Associates Inc | 1,575 | $339,129 | |
| — | 7,380 | $326,565 | ||
| BSVO | EA Bridgeway Omni Small-Cap Value ETF | 14,455 | $303,771 | |
| DFAX | Dimensional World ex. U.S. Core Equity 2 ETF | 10,920 | $266,666 | |
| MMIT | NYLIM ETF Trust | 10,145 | $249,161 | |
| SPMB | State Street(R) SPDR(R) Portfolio Mortgage Backed Bond ETF | 10,341 | $228,225 | |
| VGIT | VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND | 3,000 | $177,960 | |
| VEEV | Veeva Systems Inc | 870 | $167,492 | |
| IGV | iShares Expanded Tech-Software Sector ETF | 379 | $153,737 | |
| FVD | First Trust Value Line Dividend Index Fund | 3,500 | $141,960 | |
| KNSL | Kinsale Capital Group, Inc. | 400 | $133,964 | |
| IEI | iShares 3-7 Year Treasury Bond ETF | 988 | $115,724 | |
| IJK | iShares S&P Mid-Cap 400 Growth ETF | 1,041 | $82,468 | |
| DISV | Dimensional International Small Cap Value ETF | 3,007 | $77,535 | |
| DEMZ | Democratic Large Cap Core ETF | 2,333 | $68,590 | |
| TECB | iShares U.S. Tech Breakthrough Multisector ETF | 1,552 | $66,611 | |
| — | 1,542 | $65,041 | ||
| IMCG | iShares Morningstar Mid-Cap Growth ETF | 1,002 | $64,578 | |
| ITT | Itt Inc. | 475 | $56,677 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| BILL | BILL Holdings, Inc. | 2,577 | $279,784 | |
| HUN | Huntsman CORP | 4,500 | $109,800 | |
| SUB | iShares Short-Term National Muni Bond ETF | 600 | $61,716 | |
| NTCT | Netscout Systems Inc | 1,996 | $55,927 | |
| UBSI | United Bankshares Inc | 1,600 | $44,144 | |
| NUEM | Nuveen ESG Emerging Markets Equity ETF | 1,296 | $33,981 | |
| BE | Bloom Energy Corp | 1,750 | $23,205 | |
| RTO | Rentokil Initial PLC | 569 | $21,081 | |
| DXC | DXC Technology Co | 1,000 | $20,830 | |
| UNM | Unum Group | 392 | $19,282 | |
| ICLN | iShares Global Clean Energy ETF | 1,197 | $17,500 | |
| WDS | Woodside Energy Group Ltd | 722 | $16,815 | |
| NCA | Nuveen California Municipal Value Fund | 1,884 | $15,467 | |
| AZTA | Azenta, Inc. | 296 | $14,856 | |
| CPB | CAMPBELL'S Co | 225 | $9,243 | |
| ELF | e.l.f. Beauty, Inc. | 75 | $8,237 | |
| FLS | Flowserve Corp | 200 | $7,954 | |
| FFIN | First Financial Bankshares Inc | 180 | $4,521 | |
| HPS | John Hancock Preferred Income Fund III | 300 | $3,999 | |
| CFG | Citizens Financial Group Inc | 148 | $3,966 | |
| FTEC | Fidelity MSCI Information Technology Index ETF | 30 | $3,687 | |
| FHLC | Fidelity MSCI Health Care Index ETF | 34 | $2,059 | |
| CLNE | Clean Energy Fuels Corp. | 500 | $1,915 | |
| FDIS | Fidelity MSCI Consumer Discretionary Index ETF | 26 | $1,816 | |
| VGSH | VANGUARD SHORT-TERM TREASURY INDEX FUND | 5 | $288 | |
| No positions match the current search. | ||||
1,128 tracked positions ·
$5,889,616,468 total
· filing declares
1,277 positions · $6,160,097
· as of Dec 31, 2023
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 1,128 positions by value
· page 1 of 23
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| MSFT |
Microsoft Corp
Technology
|
Reduced | 982,883 | $369,603,323 | 6.28% | |
| AAPL |
Apple Inc.
Technology
|
Reduced | 1,913,556 | $368,416,936 | 6.26% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Added | 1,438,390 | $202,712,302 | 3.44% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Added | 416,781 | $148,649,111 | 2.52% | |
| MA |
Mastercard Inc
Financial Services
|
Reduced | 337,961 | $144,143,746 | 2.45% | |
| PG |
PROCTER & GAMBLE Co
Consumer Defensive
|
Added | 957,745 | $140,347,952 | 2.38% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Added | 821,117 | $139,672,001 | 2.37% | |
| LOW |
Lowes Companies Inc
Consumer Cyclical
|
Reduced | 577,975 | $128,628,336 | 2.18% | |
| ABT |
Abbott Laboratories
Healthcare
|
Added | 1,094,444 | $120,465,451 | 2.05% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 743,243 | $112,928,341 | 1.92% | |
| TJX |
Tjx Companies Inc
Consumer Cyclical
|
Added | 1,189,027 | $111,542,622 | 1.89% | |
| PEP |
Pepsico Inc
Consumer Defensive
|
Added | 656,526 | $111,504,375 | 1.89% | |
| AMGN |
Amgen Inc
Healthcare
|
Added | 383,241 | $110,381,072 | 1.87% | |
| COST |
Costco Wholesale Corp
Consumer Defensive
|
Reduced | 165,627 | $109,327,070 | 1.86% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Added | 241,627 | $105,542,673 | 1.79% | |
| ACN |
Accenture plc
Technology
|
Reduced | 277,465 | $97,365,243 | 1.65% | |
| TMO |
Thermo Fisher Scientific Inc.
Healthcare
|
Added | 173,885 | $92,296,419 | 1.57% | |
| LIN |
Linde PLC
Basic Materials
|
Added | 222,205 | $91,261,815 | 1.55% | |
| UNH |
Unitedhealth Group Inc
Healthcare
|
Added | 165,132 | $86,937,044 | 1.48% | |
| DE |
Deere & Co
Industrials
|
Added | 206,751 | $82,673,522 | 1.40% | |
| IEFA |
iShares Core MSCI EAFE ETF
|
Added | 1,104,545 | $77,704,740 | 1.32% | |
| ADI |
Analog Devices Inc
Technology
|
Added | 390,064 | $77,451,107 | 1.32% | |
| INTU |
Intuit Inc.
Technology
|
Added | 122,497 | $76,564,299 | 1.30% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Added | 473,519 | $74,219,368 | 1.26% | |
| BAH |
Booz Allen Hamilton Holding Corp
Industrials
|
Added | 551,678 | $70,565,132 | 1.20% | |
| CVX |
Chevron Corp
Energy
|
Added | 454,010 | $67,720,131 | 1.15% | |
| FDX |
Fedex Corp
Industrials
|
Added | 263,343 | $66,617,887 | 1.13% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Reduced | 462,007 | $64,537,757 | 1.10% | |
| AMT |
American Tower Corp
Real Estate
|
Reduced | 298,569 | $64,455,075 | 1.09% | |
| CRM |
Salesforce, Inc.
Technology
|
Added | 240,163 | $63,196,491 | 1.07% | |
| VCSH |
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND
|
Added | 775,645 | $60,011,653 | 1.02% | |
| DUK |
Duke Energy CORP
Utilities
|
Added | 614,957 | $59,675,427 | 1.01% | |
| ITW |
Illinois Tool Works Inc
Industrials
|
Reduced | 221,714 | $58,075,765 | 0.99% | |
| ZTS |
Zoetis Inc.
Healthcare
|
Added | 287,343 | $56,712,887 | 0.96% | |
| SPGI |
S&P Global Inc.
Financial Services
|
Added | 125,530 | $55,298,471 | 0.94% | |
| NEE |
Nextera Energy Inc
Utilities
|
Reduced | 891,966 | $54,178,014 | 0.92% | |
| CDW |
CDW Corp
Technology
|
Added | 236,459 | $53,751,859 | 0.91% | |
| CB |
Chubb Ltd
Financial Services
|
Added | 233,061 | $52,671,786 | 0.89% | |
| QCOM |
Qualcomm Inc
Technology
|
Reduced | 364,159 | $52,668,316 | 0.89% | |
| DIS |
Walt Disney Co
Communication Services
|
Reduced | 575,364 | $51,949,615 | 0.88% | |
| WM |
Waste Management Inc
Industrials
|
Reduced | 285,819 | $51,190,182 | 0.87% | |
| VCIT |
VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND
|
Reduced | 599,619 | $48,737,032 | 0.83% | |
| MCD |
Mcdonalds Corp
Consumer Cyclical
|
Added | 163,065 | $48,350,403 | 0.82% | |
| NKE |
NIKE, Inc.
Consumer Cyclical
|
Added | 414,325 | $44,983,265 | 0.76% | |
| CFR |
Cullen/Frost Bankers, Inc.
Financial Services
|
Reduced | 371,769 | $40,333,218 | 0.68% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Added | 112,623 | $39,864,037 | 0.68% | |
| GD |
General Dynamics Corp
Industrials
|
Reduced | 148,612 | $38,590,078 | 0.66% | |
| UNP |
Union Pacific Corp
Industrials
|
Reduced | 151,247 | $37,149,288 | 0.63% | |
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Added | 152,865 | $36,262,635 | 0.62% | |
| IJR |
iShares Core S&P Small-Cap ETF
|
Reduced | 331,255 | $35,858,353 | 0.61% |
Showing the top 50 of 1,128 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.