One River Asset Management, LLC

Registered adviser

CIK

1616336

Location

STAMFORD, CT

Portfolio Value

Small $116,523,326

Diversification

Diversified

Filing Date

Global Rank

#5,056 / 8,814 ▼ 13 · as of Jun 2026

Top Industry

Semiconductors 19.6%

Period ended 22 days ago

Filed Oct 21, 2026 · 1d

16 quarters · since Dec 2022

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 167835

Roster of Oct 1, 2026

Regulatory AUM

$2,386,106,000

Main clients

Pooled investment vehicles (73% of AUM)

Private funds

10 funds · Hedge funds

Focus by fund count, roster of Oct 1, 2026

$1,673,197,000 gross assets

LEI

549300KBHAKPOTW1D008

Private funds on Schedule D 7.B.(1)

As filed Jun 26, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$2,678,181,122 gross assets in 11 funds Hedge funds $2,678,181,122 (11)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$2,386,106,000	Pooled investment vehicles (73%)
Apr 2025 to Mar 2026	$3,183,085,000	Pooled investment vehicles (68%)
Jul 2024 to Mar 2025	$4,030,196,000	Pooled investment vehicles (70%)
Apr 2024 to Jun 2024	$4,030,196,000	Pooled investment vehicles (70%)
Jul 2023 to Mar 2024	$2,548,165,000	Pooled investment vehicles (82%)
May 2023 to Jun 2023	$2,548,165,000	Pooled investment vehicles (82%)

6 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 80.2% of the book (60%+)

Turnover

High turnover

134.7% over the last four quarters (100%+)

Horizon

Short horizon

Value-weighted holding period 2.2 quarters (under 4)

Closest benchmark: the S&P 500 as of 2026-06-30, active share 80.5%; sector active share 52.0% against the combined 13F book's sector weights.

Over time 15 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

74 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

27.7%

+9.2 pts

Top 5

61.0%

+21.9 pts

Top 10

74.3%

+21.6 pts

HHI

1,259

Diversified+727

Portfolio Trend

16 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	50.3%	$58,583,454	3
Technology	22.7%	$26,482,056	21
Communication Services	7.3%	$8,485,366	8
Financial Services	4.6%	$5,331,530	9
Healthcare	4.0%	$4,683,551	9
Industrials	3.2%	$3,673,917	8
Consumer Defensive	3.0%	$3,496,852	6
Consumer Cyclical	2.9%	$3,387,753	4
Energy	1.3%	$1,463,431	3
Basic Materials	0.5%	$561,036	1
Utilities	0.3%	$328,332	1
Real Estate	0.0%	$46,048	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

4 positions

Ticker	Company	Δ Shares	Shares	Value
NEE	Nextera Energy Inc	+1,231	1,235	$93,538
APP	AppLovin Corp	+107	146	$42,402
WMT	Walmart Inc.	+102	1,359	$141,227
STX	Seagate Technology Holdings plc	+15	45	$41,505
No positions match the current search.

Trimmed

Positions the filer reduced

20 positions

Ticker	Company	Δ Shares	Shares	Value
SPY	Spdr S&P 500 ETF Trust	−7,794	5,062	$3,860,433
T	At&T Inc.	−6,058	336	$8,198
NFLX	Netflix Inc	−1,423	1,767	$122,947
VZ	Verizon Communications Inc	−1,091	361	$16,559
DIS	Walt Disney Co	−856	8	$839
PG	PROCTER & GAMBLE Co	−850	181	$26,295
ISRG	Intuitive Surgical Inc	−835	41	$16,671
RTX	RTX Corp	−792	131	$24,320
WFC	Wells Fargo & Company	−667	410	$32,820
UBER	Uber Technologies, Inc	−504	145	$9,933
MCD	Mcdonalds Corp	−432	586	$135,330
BLK	BlackRock, Inc.	−338	44	$46,564
PEP	Pepsico Inc	−231	642	$81,354
HD	Home Depot, Inc.	−193	336	$95,588
COST	Costco Wholesale Corp	−175	249	$226,674
TSLA	Tesla, Inc.	−146	96	$34,061
ORCL	Oracle Corp	−127	283	$38,855
TJX	Tjx Companies Inc	−96	286	$37,840
HON	Honeywell International Inc	−72	21	$4,429
SNDK	Sandisk Corp	−11	18	$31,318
No positions match the current search.

New Positions

Positions the filer opened this quarter

17 positions

Ticker	Company	Shares	Value
AVGO	Broadcom Inc.	677	$237,755
GS	Goldman Sachs Group Inc	199	$179,171
CAT	Caterpillar Inc	143	$115,942
GOOG	Alphabet Inc.	273	$93,022
GEV	GE Vernova Inc.	94	$89,346
JPM	Jpmorgan Chase & Co	220	$72,782
GOOGL	Alphabet Inc.	191	$65,719
UNH	Unitedhealth Group Inc	142	$52,125
GE	General Electric Co	141	$44,032
LIN	Linde PLC	82	$38,921
MS	Morgan Stanley	123	$23,133
UNP	Union Pacific Corp	84	$22,858
C	Citigroup Inc	74	$9,581
COP	Conocophillips	58	$7,258
LRCX	Lam Research Corp	21	$6,898
TXN	Texas Instruments Inc	15	$4,201
ETN	Eaton Corp plc	6	$2,578
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
META	Meta Platforms, Inc.	4,048	$2,280,197
FXI	iShares China Large-Cap ETF	47,061	$1,486,656
MSFT	Microsoft Corp	3,037	$1,132,861
BKNG	Booking Holdings Inc.	3,105	$553,435
BRK-B	Berkshire Hathaway Inc	506	$253,197
ABT	Abbott Laboratories	2,456	$222,857
PLTR	Palantir Technologies Inc.	1,576	$183,871
—		7,270	$177,896
INTU	Intuit Inc.	620	$161,820
SPGI	S&P Global Inc.	390	$158,831
TMO	Thermo Fisher Scientific Inc.	310	$155,421
CRM	Salesforce, Inc.	951	$148,983
BILI	Bilibili Inc.	8,246	$140,429
MA	Mastercard Inc	235	$120,696
IBIT	iShares Bitcoin Trust ETF	3,262	$108,591
AMGN	Amgen Inc	298	$107,911
GILD	Gilead Sciences, Inc.	761	$96,144
ACN	Accenture plc	752	$93,578
CVX	Chevron Corp	557	$92,328
BA	Boeing Co	327	$70,785
SCHW	Schwab Charles Corp	652	$60,160
XOM	ExxonMobil Holdings Corp	400	$54,688
NOW	ServiceNow, Inc.	492	$48,845
LOW	Lowes Companies Inc	218	$48,066
COF	Capital One Financial Corp	226	$45,340
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

74 tracked positions · $116,523,326 total · filing declares 183 positions · $116,523,351 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 74 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
EWJ	iShares MSCI Japan ETF PUT	NEW	331,500	NEW	$32,307,990	NEW	27.73%
QQQ	Invesco Qqq Trust, Series 1 PUT	NEW	30,300	NEW	$22,415,031	NEW	19.24%
NVDA	Nvidia Corp PUT CALL Technology	Reduced	27,200	-70,500	$6,211,936	−68.2%	5.33%
AAPL	Apple Inc. PUT CALL Technology	Reduced	16,200	-42,700	$5,394,924	−68.3%	4.63%
MSFT	Microsoft Corp PUT CALL Technology	Reduced	8,700	-25,337	$4,462,230	−64.9%	3.83%
SPY	Spdr S&P 500 ETF Trust	Reduced	5,062	-72,194	$3,860,433	−93.3%	3.31%
GOOGL	Alphabet Inc. PUT CALL + SHARES Communication Services	Reduced	7,491	-15,409	$2,577,503	−68.5%	2.21%
AVGO	Broadcom Inc. PUT CALL + SHARES Technology	Reduced	7,277	-10,723	$2,555,609	−62.4%	2.19%
TSLA	Tesla, Inc. PUT CALL + SHARES Consumer Cyclical	Reduced	6,596	-5,546	$2,340,326	−54.2%	2.01%
META	Meta Platforms, Inc. PUT CALL Communication Services	Reduced	3,100	-17,648	$2,248,058	−80.8%	1.93%
GOOG	Alphabet Inc. PUT CALL + SHARES Communication Services	Reduced	6,373	-11,327	$2,171,536	−65.3%	1.86%
MU	Micron Technology Inc PUT CALL Technology	Reduced	1,300	-2,700	$1,384,643	−70.0%	1.19%
LLY	ELI LILLY & Co PUT CALL Healthcare	Reduced	1,100	-2,700	$1,272,788	−72.1%	1.09%
SNDK	Sandisk Corp PUT CALL + SHARES Technology	Added	718	+589	$1,249,241	+325.9%	1.07%
COST	Costco Wholesale Corp PUT CALL + SHARES Consumer Defensive	Reduced	1,349	-2,675	$1,228,048	−67.4%	1.05%
JPM	Jpmorgan Chase & Co PUT CALL + SHARES Financial Services	Reduced	3,120	-7,980	$1,032,189	−71.6%	0.89%
BLK	BlackRock, Inc. PUT CALL + SHARES Financial Services	Reduced	944	-2,338	$999,025	−68.3%	0.86%
GS	Goldman Sachs Group Inc PUT CALL + SHARES Financial Services	Reduced	1,099	-2,101	$989,495	−69.4%	0.85%
GEV	GE Vernova Inc. PUT CALL + SHARES Industrials	Reduced	994	-2,006	$944,787	−73.2%	0.81%
CAT	Caterpillar Inc PUT CALL + SHARES Industrials	Reduced	1,143	-2,157	$926,732	−73.6%	0.80%
XOM	ExxonMobil Holdings Corp PUT CALL Energy	Reduced	5,600	-11,700	$911,400	−61.5%	0.78%
JNJ	Johnson & Johnson PUT CALL Healthcare	Reduced	3,000	-4,900	$794,220	−60.4%	0.68%
V	Visa Inc. PUT CALL Financial Services	Reduced	2,100	-4,500	$754,593	−66.7%	0.65%
TMO	Thermo Fisher Scientific Inc. PUT CALL Healthcare	Reduced	1,100	-2,510	$742,555	−59.0%	0.64%
WMT	Walmart Inc. PUT CALL + SHARES Consumer Defensive	Reduced	6,759	-11,298	$702,395	−65.7%	0.60%
INTC	Intel Corp PUT CALL Technology	Reduced	5,400	-9,700	$649,242	−69.2%	0.56%
MA	Mastercard Inc PUT CALL Financial Services	Reduced	1,100	-2,735	$606,617	−69.2%	0.52%
KLAC	Kla Corp PUT CALL Technology	Reduced	2,900	-25,300	$565,297	−93.4%	0.49%
LIN	Linde PLC PUT CALL + SHARES Basic Materials	Reduced	1,182	-2,318	$561,036	−69.1%	0.48%
ABBV	AbbVie Inc. PUT CALL Healthcare	Reduced	2,100	-5,500	$549,339	−71.3%	0.47%
PLTR	Palantir Technologies Inc. PUT CALL Technology	Reduced	2,900	-8,876	$542,445	−60.5%	0.47%
CSCO	Cisco Systems, Inc. PUT CALL Technology	Reduced	4,900	-11,000	$527,387	−71.8%	0.45%
NFLX	Netflix Inc PUT CALL + SHARES Communication Services	Reduced	7,367	-13,623	$512,595	−65.8%	0.44%
LRCX	Lam Research Corp PUT CALL + SHARES Technology	Reduced	1,521	-2,479	$499,663	−71.2%	0.43%
UNH	Unitedhealth Group Inc PUT CALL + SHARES Healthcare	Reduced	1,342	-2,958	$492,621	−72.4%	0.42%
CVX	Chevron Corp PUT CALL Energy	Reduced	2,300	-5,957	$469,683	−65.7%	0.40%
ORCL	Oracle Corp PUT CALL + SHARES Technology	Reduced	3,383	-4,827	$464,485	−61.4%	0.40%
PG	PROCTER & GAMBLE Co PUT CALL + SHARES Consumer Defensive	Reduced	3,181	-6,550	$462,135	−67.6%	0.40%
MRK	Merck & Co., Inc. PUT CALL Healthcare	Reduced	2,900	-6,700	$421,399	−65.8%	0.36%
GE	General Electric Co PUT CALL + SHARES Industrials	Reduced	1,341	-2,559	$418,780	−71.3%	0.36%
KO	Coca Cola Co PUT CALL Consumer Defensive	Reduced	4,800	-10,100	$413,184	−65.9%	0.35%
HD	Home Depot, Inc. PUT CALL + SHARES Consumer Cyclical	Reduced	1,436	-2,693	$408,527	−71.9%	0.35%
MCD	Mcdonalds Corp PUT CALL + SHARES Consumer Cyclical	Reduced	1,686	-2,732	$389,364	−67.4%	0.33%
ETN	Eaton Corp plc PUT CALL + SHARES Industrials	Reduced	906	-794	$389,317	−46.3%	0.33%
PM	Philip Morris International Inc. PUT CALL Consumer Defensive	Reduced	2,000	-3,200	$381,640	−59.4%	0.33%
RTX	RTX Corp PUT CALL + SHARES Industrials	Reduced	1,931	-4,392	$358,490	−70.1%	0.31%
UNP	Union Pacific Corp PUT CALL + SHARES Industrials	Reduced	1,284	-716	$349,414	−35.8%	0.30%
WFC	Wells Fargo & Company PUT CALL + SHARES Financial Services	Reduced	4,310	-10,067	$345,015	−71.0%	0.30%
TXN	Texas Instruments Inc PUT CALL + SHARES Technology	Reduced	1,215	-2,785	$340,309	−71.5%	0.29%
NEE	Nextera Energy Inc PUT CALL + SHARES Utilities	Reduced	4,335	-3,969	$328,332	−55.0%	0.28%

Showing the top 50 of 74 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.