Fieldpoint Private Securities, LLC
Filing Date
Global Rank
#3,221
/ 6,855
▼ 324
· as of Jun 2022
Top Industry
Drug Manufacturers - General
7.7%
Period ended 4 years ago
Filed Aug 5, 2022 · 4y
10 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Unknown
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2022, never from the firm's own description.
Style
Diversified active
Top 10 weight 42.5%, 21.6 effective positions, active share 60.6% against the Russell 1000 as of 2022-06-30; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Low turnover
20.6% over the last four quarters (under 30%)
Horizon
Horizon unknown
The value-weighted holding period is at least 8.9 quarters, but 72.0% of the book was already held when coverage starts
Closest benchmark: the Russell 1000 as of 2022-06-30, active share 60.6%; sector active share 17.0% against the combined 13F book's sector weights.
Over time 10 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
1,529 tracked positions · as of Jun 30, 2022 · Δ vs Mar 31, 2022Top Position
19.1%
+4.1 pts
Top 5
33.2%
+4.7 pts
Top 10
42.5%
+5.4 pts
HHI
463
Diversified+146
Portfolio Trend
10 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2022| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 41.9% | $139,321,238 |
| Technology | 15.5% | $51,358,826 |
| Financial Services | 10.8% | $35,808,423 |
| Healthcare | 9.7% | $32,250,583 |
| Industrials | 4.5% | $15,064,886 |
| Consumer Cyclical | 4.2% | $13,999,033 |
| Consumer Defensive | 3.4% | $11,204,938 |
| Energy | 3.1% | $10,224,813 |
| Communication Services | 2.9% | $9,601,138 |
| Real Estate | 1.9% | $6,286,266 |
| Basic Materials | 1.3% | $4,161,311 |
| Utilities | 0.9% | $2,974,352 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| IDV | iShares International Select Dividend ETF | +232,347 | 285,328 | $7,749,508 | |
| DES | WisdomTree U.S. SmallCap Dividend Fund | +58,846 | 59,350 | $1,674,857 | |
| AMZN | Amazon Com Inc | +24,576 | 26,637 | $2,829,115 | |
| GSG | iShares S&P GSCI Commodity-Indexed Trust | +22,983 | 23,182 | $535,504 | |
| DVY | iShares Select Dividend ETF | +16,875 | 55,859 | $6,572,928 | |
| DEM | WisdomTree Emerging Markets High Dividend Fund | +14,579 | 58,644 | $2,171,587 | |
| ARCC | Ares Capital Corp | +12,415 | 16,000 | $286,880 | |
| IGHG | ProShares Investment Grade-Interest Rate Hedged | +12,048 | 40,732 | $2,815,395 | |
| — | +8,617 | 9,635 | $168,000 | ||
| USCB | Uscb Financial Holdings, Inc. | +7,000 | 9,000 | $103,860 | |
| BBVA | Banco Bilbao Vizcaya Argentaria, S.A. | +5,864 | 9,971 | $45,068 | |
| AVTR | Avantor, Inc. | +4,207 | 4,358 | $135,533 | |
| FTNT | Fortinet, Inc. | +3,593 | 4,630 | $261,965 | |
| VOE | VANGUARD MID-CAP VALUE INDEX FUND | +2,902 | 6,450 | $835,404 | |
| SHOP | Shopify Inc. | +2,901 | 3,490 | $109,027 | |
| NVO | Novo Nordisk A S | +2,796 | 7,597 | $846,533 | |
| LLY | ELI LILLY & Co | +2,592 | 5,152 | $1,670,432 | |
| XLRE | State Street(R) Real Estate Select Sector SPDR(R) ETF | +2,476 | 10,776 | $440,307 | |
| RELX | Relx PLC | +2,302 | 3,993 | $107,571 | |
| BAC | Bank Of America Corp | +2,237 | 15,608 | $485,877 | |
| — | +2,227 | 2,471 | $177,000 | ||
| UTZ | Utz Brands, Inc. | +2,030 | 2,997 | $41,418 | |
| PRTA | Prothena Corp Public Ltd Co | +2,000 | 6,000 | $162,900 | |
| TIP | iShares TIPS Bond ETF | +1,930 | 22,193 | $2,528,004 | |
| — | +1,809 | 1,999 | $80,000 | ||
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| WIT | Wipro Ltd | −64,227 | 635 | $3,371 | |
| — | −47,802 | 26,746 | $1,193,941 | ||
| IWR | iShares Russell Mid-Cap ETF | −42,487 | 2,684 | $173,547 | |
| SCHX | Schwab U.S. Large-Cap ETF | −40,801 | 13,676 | $610,771 | |
| GBDC | GOLUB CAPITAL BDC, Inc. | −35,771 | 129,670 | $1,680,523 | |
| RF | Regions Financial Corp | −32,682 | 239 | $4,481 | |
| VLY | Valley National Bancorp | −28,535 | 325 | $3,383 | |
| FNDE | Schwab Fundamental Emerging Markets Equity ETF | −26,711 | 11,566 | $299,906 | |
| VIG | Vanguard Specialized Funds | −23,692 | 22,364 | $3,208,563 | |
| LEMB | iShares J.P. Morgan EM Local Currency Bond ETF | −21,421 | 12,401 | $423,742 | |
| EFA | iShares MSCI EAFE ETF | −21,243 | 48,902 | $3,055,885 | |
| AAPL | Apple Inc. | −19,772 | 100,121 | $13,688,543 | |
| CSCO | Cisco Systems, Inc. | −19,688 | 28,961 | $1,234,897 | |
| BHP | BHP Group Ltd | −19,148 | 3,875 | $217,697 | |
| CIG | Energy Co Of Minas Gerais | −15,441 | 3,952 | $8,000 | |
| MUFG | Mitsubishi Ufj Financial Group Inc | −14,587 | 5,185 | $27,687 | |
| PEY | Victory Portfolios II | −14,242 | 995 | $20,447 | |
| HAL | Halliburton Co | −13,986 | 4,017 | $125,973 | |
| EWJ | iShares MSCI Japan ETF | −13,688 | 48 | $2,535 | |
| ABBNY | Abb Ltd | −12,977 | 6,164 | $168,338 | |
| MSFT | Microsoft Corp | −12,462 | 28,290 | $7,265,720 | |
| ABT | Abbott Laboratories | −11,865 | 27,178 | $2,952,889 | |
| RBLX | Roblox Corp | −11,819 | 12,926 | $424,748 | |
| SMFG | Sumitomo Mitsui Financial Group, Inc. | −11,294 | 2,863 | $16,891 | |
| JPM | Jpmorgan Chase & Co | −10,988 | 26,604 | $2,995,876 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| DON | WisdomTree U.S. Midcap Dividend Fund | 89,302 | $3,480,991 | |
| BNL | Broadstone Net Lease, Inc. | 80,821 | $1,657,638 | |
| EDV | Vanguard World Fund | 6,902 | $691,097 | |
| DFAC | Dimensional U.S. Core Equity 2 ETF | 15,822 | $368,652 | |
| — | 149,987 | $320,972 | ||
| NYF | iShares New York Muni Bond ETF | 5,642 | $296,769 | |
| OWL | Blue Owl Capital Inc. | 29,000 | $290,870 | |
| OBDC | Blue Owl Capital Corp | 20,000 | $246,600 | |
| — | 7,385 | $241,932 | ||
| JMST | JPMorgan Ultra-Short Municipal Income ETF | 2,802 | $141,921 | |
| MEGI | NYLIM CBRE Global Infrastructure Megatrends Term Fund | 8,000 | $127,120 | |
| ESGD | iShares ESG Aware MSCI EAFE ETF | 1,780 | $111,712 | |
| CEG | Constellation Energy Corp | 1,526 | $87,378 | |
| SCHO | Schwab Short-Term U.S. Treasury ETF | 1,620 | $79,687 | |
| FINX | Global X FinTech ETF | 3,160 | $67,308 | |
| FROG | JFrog Ltd | 2,684 | $56,551 | |
| TFII | TFI International Inc. | 613 | $49,211 | |
| NULV | Nuveen ESG Large-Cap Value ETF | 1,248 | $41,658 | |
| GOVT | iShares U.S. Treasury Bond ETF | 1,649 | $39,411 | |
| ESI | Element Solutions Inc | 1,745 | $31,061 | |
| VEEV | Veeva Systems Inc | 150 | $29,706 | |
| WDS | Woodside Energy Group Ltd | 1,351 | $29,127 | |
| NULG | Nuveen ESG Large-Cap Growth ETF | 503 | $24,244 | |
| PNW | Pinnacle West Capital Corp | 325 | $23,764 | |
| MBB | iShares MBS ETF | 162 | $15,793 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| SDY | State Street(R) SPDR(R) S&P(R) Dividend ETF | 7,110 | $910,862 | |
| — | 7,200 | $496,368 | ||
| — | 4,357 | $212,000 | ||
| — | 1,738 | $163,000 | ||
| CVBF | Cvb Financial Corp | 6,291 | $146,014 | |
| WABC | Westamerica Bancorporation | 2,087 | $126,263 | |
| CMP | Compass Minerals International Inc | 1,986 | $124,700 | |
| IXN | iShares Global Tech ETF | 2,100 | $121,821 | |
| — | 930 | $112,000 | ||
| VGIT | VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND | 1,496 | $94,113 | |
| LBRT | Liberty Energy Inc. | 5,967 | $88,430 | |
| PBI | Pitney Bowes Inc | 16,230 | $84,396 | |
| BND | VANGUARD TOTAL BOND MARKET INDEX FUND | 1,055 | $83,914 | |
| JEPI | JPMorgan Equity Premium Income ETF | 1,310 | $80,434 | |
| QRTEA | QVC Group, Inc. | 15,458 | $74,000 | |
| ASHR | DBX ETF Trust | 1,684 | $55,723 | |
| IYR | iShares U.S. Real Estate ETF | 449 | $48,590 | |
| QUAL | iShares MSCI USA Quality Factor ETF | 350 | $47,120 | |
| SPHD | Invesco Ltd. | 815 | $38,476 | |
| MPWR | Monolithic Power Systems, Inc. | 67 | $32,540 | |
| ULTA | Ulta Beauty, Inc. | 76 | $30,264 | |
| MC | Moelis & Co | 414 | $19,437 | |
| KN | Knowles Corp | 897 | $19,312 | |
| SCHE | Schwab Emerging Markets Equity ETF | 670 | $18,605 | |
| HYT | Blackrock Corporate High Yield Fund, Inc. | 1,620 | $17,447 | |
| No positions match the current search. | ||||
1,529 tracked positions ·
$332,255,807 total
· filing declares
1,592 positions · $344,439,000
· as of Jun 30, 2022
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 1,529 positions by value
· page 1 of 31
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| AAPL |
Apple Inc.
Technology
|
Reduced | 100,121 | $13,688,543 | 4.12% | |
| SPGI |
S&P Global Inc.
Financial Services
|
Added | 36,760 | $12,390,324 | 3.73% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Reduced | 32,004 | $12,073,509 | 3.63% | |
| IDV |
iShares International Select Dividend ETF
|
Added | 285,328 | $7,749,508 | 2.33% | |
| MSFT |
Microsoft Corp
Technology
|
Reduced | 28,290 | $7,265,720 | 2.19% | |
| DVY |
iShares Select Dividend ETF
|
Added | 55,859 | $6,572,928 | 1.98% | |
| GLD |
Spdr Gold Trust
|
Reduced | 31,798 | $5,356,691 | 1.61% | |
| PFF |
iShares Preferred and Income Securities ETF
|
Reduced | 147,875 | $4,862,130 | 1.46% | |
| SHY |
iShares 1-3 Year Treasury Bond ETF
|
Reduced | 57,760 | $4,781,950 | 1.44% | |
| IWD |
iShares Russell 1000 Value ETF
|
Added | 32,059 | $4,647,593 | 1.40% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Reduced | 28,999 | $4,441,486 | 1.34% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Added | 15,812 | $4,316,992 | 1.30% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Reduced | 24,005 | $4,261,127 | 1.28% | |
| IWF |
iShares Russell 1000 Growth ETF
|
Reduced | 19,226 | $4,204,726 | 1.27% | |
| UNH |
Unitedhealth Group Inc
Healthcare
|
Reduced | 8,178 | $4,200,466 | 1.26% | |
| ADP |
Automatic Data Processing Inc
Technology
|
Added | 18,634 | $3,913,885 | 1.18% | |
| LFUS |
Littelfuse Inc
Technology
|
Reduced | 15,288 | $3,883,763 | 1.17% | |
| EEM |
iShares MSCI Emerging Markets ETF
|
Added | 96,407 | $3,865,920 | 1.16% | |
| DON |
WisdomTree U.S. Midcap Dividend Fund
|
NEW | 89,302 | $3,480,991 | 1.05% | |
| VIG |
Vanguard Specialized Funds
|
Reduced | 22,364 | $3,208,563 | 0.97% | |
| IVV |
iShares Core S&P 500 ETF
|
Reduced | 8,374 | $3,175,002 | 0.96% | |
| EFA |
iShares MSCI EAFE ETF
|
Reduced | 48,902 | $3,055,885 | 0.92% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Reduced | 26,604 | $2,995,876 | 0.90% | |
| ABT |
Abbott Laboratories
Healthcare
|
Reduced | 27,178 | $2,952,889 | 0.89% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 26,637 | $2,829,115 | 0.85% | |
| IGHG |
ProShares Investment Grade-Interest Rate Hedged
|
Added | 40,732 | $2,815,395 | 0.85% | |
| ACN |
Accenture plc
Technology
|
Reduced | 9,985 | $2,772,335 | 0.83% | |
| QCOM |
Qualcomm Inc
Technology
|
Reduced | 20,627 | $2,634,892 | 0.79% | |
| EPD |
Enterprise Products Partners L.P.
Energy
|
Added | 108,037 | $2,632,861 | 0.79% | |
| MUB |
iShares National Muni Bond ETF
|
Reduced | 24,450 | $2,600,502 | 0.78% | |
| VWO |
VANGUARD EMERGING MARKETS STOCK INDEX FUND
|
Reduced | 62,222 | $2,591,546 | 0.78% | |
| VB |
Vanguard Index Funds
|
Added | 14,451 | $2,544,965 | 0.77% | |
| TIP |
iShares TIPS Bond ETF
|
Added | 22,193 | $2,528,004 | 0.76% | |
| FLOT |
iShares Floating Rate Bond ETF
|
Reduced | 50,450 | $2,518,464 | 0.76% | |
| PEP |
Pepsico Inc
Consumer Defensive
|
Reduced | 14,586 | $2,430,902 | 0.73% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Reduced | 1,110 | $2,418,978 | 0.73% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Reduced | 25,654 | $2,197,008 | 0.66% | |
| DEM |
WisdomTree Emerging Markets High Dividend Fund
|
Added | 58,644 | $2,171,587 | 0.65% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Reduced | 6,161 | $2,137,127 | 0.64% | |
| XLF |
State Street Corp
Financial Services
|
Reduced | 66,366 | $2,087,210 | 0.63% | |
| HON |
Honeywell International Inc
Industrials
|
Reduced | 11,297 | $1,963,531 | 0.59% | |
| USMV |
iShares MSCI USA Min Vol Factor ETF
|
Reduced | 27,579 | $1,936,321 | 0.58% | |
| IWO |
iShares Russell 2000 Growth ETF
|
Added | 9,325 | $1,923,840 | 0.58% | |
| VO |
VANGUARD MID-CAP INDEX FUND
|
Reduced | 9,590 | $1,888,942 | 0.57% | |
|
|
Reduced | 38,646 | $1,846,000 | 0.56% | ||
| MA |
Mastercard Inc
Financial Services
|
Added | 5,730 | $1,807,700 | 0.54% | |
| GBDC |
GOLUB CAPITAL BDC, Inc.
Financial Services
|
Reduced | 129,670 | $1,680,523 | 0.51% | |
| DES |
WisdomTree U.S. SmallCap Dividend Fund
|
Added | 59,350 | $1,674,857 | 0.50% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Added | 5,152 | $1,670,432 | 0.50% | |
| BNL |
Broadstone Net Lease, Inc.
Real Estate
|
NEW | 80,821 | $1,657,638 | 0.50% |
Showing the top 50 of 1,529 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.