Providence Capital Advisors, LLC

Registered adviser

CIK

1730814

Location

CHARLOTTE, NC

Portfolio Value

Small $660,347,263

Diversification

Diversified

Filing Date

Global Rank

#3,259 / 8,819 ▼ 103

Top Industry

Semiconductors 8.1%

Period ended 4 months ago

Filed Aug 11, 2026 · 3mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 174631

Roster of Oct 1, 2026

Regulatory AUM

$1,072,053,984

Main clients

Individuals and high net worth (99% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$1,072,053,984	Individuals and high net worth (99%)
Apr 2025 to Mar 2026	$916,266,963	Individuals and high net worth (96%)
Apr 2024 to Mar 2025	$770,028,791	Individuals and high net worth (97%)
May 2023 to Mar 2024	$623,366,617	Individuals and high net worth (97%)
Apr 2023	$623,366,617	Individuals and high net worth (97%)
Apr 2022 to Mar 2023	$681,032,169	Individuals and high net worth (96%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 34.9%, 40.0 effective positions, active share 62.6% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

50.1% over the last four quarters (30% to under 100%)

Horizon

Long horizon

Value-weighted holding period 17.7 quarters (12+), a floor since 55.0% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 62.6%; sector active share 9.7% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

384 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

10.7%

+0.8 pts

Top 5

24.8%

+1.7 pts

Top 10

34.9%

+1.8 pts

HHI

250

Diversified+19

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Technology	20.7%	$136,981,957	35
Unclassified	14.0%	$92,559,282	135
Financial Services	13.1%	$86,630,870	46
Healthcare	11.1%	$73,219,503	31
Industrials	9.0%	$59,597,545	34
Communication Services	7.7%	$51,053,462	12
Consumer Cyclical	7.3%	$48,341,098	23
Consumer Defensive	5.9%	$38,724,876	25
Energy	4.4%	$29,281,085	16
Utilities	2.8%	$18,581,987	10
Real Estate	2.0%	$13,279,435	7
Basic Materials	1.8%	$12,096,163	10

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
NKE	NIKE, Inc.	+82,071	213,678	$8,771,481
HPQ	Hp Inc	+45,771	169,618	$3,721,418
BSX	Boston Scientific Corp	+45,300	112,400	$4,797,232
XOM	ExxonMobil Holdings Corp	+45,100	48,697	$6,657,853
IBM	International Business Machines Corp	+32,930	33,805	$9,506,304
SNY	Sanofi	+23,153	85,773	$3,659,076
MDT	Medtronic plc	+23,100	97,100	$7,596,133
KR	Kroger Co	+22,600	127,400	$7,074,522
WFC	Wells Fargo & Company	+20,300	100,056	$8,268,627
IWF	iShares Russell 1000 Growth ETF	+15,325	20,541	$2,550,575
XYL	Xylem Inc.	+14,977	65,961	$7,797,249
VUG	VANGUARD GROWTH INDEX FUND	+12,730	15,541	$1,338,701
PRU	Prudential Financial Inc	+11,730	43,275	$4,670,670
HYG	iShares iBoxx $ High Yield Corporate Bond ETF	+10,908	53,963	$4,315,421
ZBH	Zimmer Biomet Holdings, Inc.	+6,900	85,900	$7,395,131
AAPL	Apple Inc.	+6,350	92,030	$26,629,800
IEFA	iShares Core MSCI EAFE ETF	+6,212	130,045	$12,559,746
SYK	Stryker Corp	+6,029	21,108	$6,645,642
CMCSA	Comcast Corp	+5,962	241,592	$5,931,083
MRK	Merck & Co., Inc.	+4,849	30,948	$3,976,818
SCHD	Schwab U.S. Dividend Equity ETF	+3,481	91,402	$2,898,357
BAC	Bank Of America Corp	+3,314	202,543	$11,540,900
VO	VANGUARD MID-CAP INDEX FUND	+3,066	4,088	$329,370
IJH	iShares Core S&P Mid-Cap ETF	+2,574	57,128	$4,405,140
PFE	Pfizer Inc	+1,673	168,652	$4,061,140
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
ABTC	American Bitcoin Corp.	−401,611	2,095,151	$1,426,797
CARR	CARRIER GLOBAL Corp	−129,600	108	$7,921
CSCO	Cisco Systems, Inc.	−91,117	7,222	$848,296
MET	Metlife Inc	−90,600	96	$8,122
SBUX	Starbucks Corp	−79,600	92	$9,401
ABT	Abbott Laboratories	−68,016	76	$6,896
GIS	General Mills Inc	−60,807	477	$16,599
TXN	Texas Instruments Inc	−47,592	9,921	$2,957,152
PEP	Pepsico Inc	−47,079	1,067	$144,471
UNP	Union Pacific Corp	−30,820	220	$59,840
STT	State Street Corp	−28,828	139	$23,574
CCI	Crown Castle Inc.	−26,008	124	$9,390
AMZN	Amazon Com Inc	−22,856	61,611	$14,684,365
INTU	Intuit Inc.	−12,693	14	$3,654
AEP	American Electric Power Co Inc	−12,098	38,508	$5,268,279
PWR	Quanta Services, Inc.	−2,704	13,062	$9,405,162
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	−2,399	7,343	$539,049
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	−1,500	875	$68,171
AMD	Advanced Micro Devices Inc	−1,082	3,024	$1,756,671
QCOM	Qualcomm Inc	−700	54,700	$10,108,013
LYB	LyondellBasell Industries N.V.	−667	44,469	$2,341,292
ARCC	Ares Capital Corp	−662	173,517	$3,215,270
IWD	iShares Russell 1000 Value ETF	−448	261	$63,274
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	−416	6,131	$2,268,715
KMI	Kinder Morgan, Inc.	−411	100,279	$3,205,919
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
SYY	Sysco Corp	101,500	$8,483,370
LOW	Lowes Companies Inc	36,439	$8,034,435
PGR	Progressive Corp	35,300	$7,711,285
NFLX	Netflix Inc	104,820	$7,484,148
WM	Waste Management Inc	33,300	$7,421,904
EMR	Emerson Electric Co	51,828	$7,419,178
ACN	Accenture plc	39,651	$4,934,170
DXCM	Dexcom Inc	64,484	$4,342,997
BAM	Brookfield Asset Management Ltd.	74,510	$3,341,773
AMT	American Tower Corp	20,248	$3,311,965
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	1,896	$226,609
CAT	Caterpillar Inc	202	$215,109
D	Dominion Energy, Inc	2,839	$193,875
JEPI	JPMorgan Equity Premium Income ETF	3,422	$193,274
MDY	Spdr S&P Midcap 400 ETF Trust	270	$189,901
TFC	Truist Financial Corp	3,675	$183,088
VICR	Vicor Corp	447	$169,761
MO	Altria Group, Inc.	1,886	$135,697
CSX	Csx Corp	2,700	$128,331
FHLC	Fidelity MSCI Health Care Index ETF	1,604	$123,909
WDAY	Workday, Inc.	1,000	$122,420
ANET	Arista Networks, Inc.	720	$122,313
META	Meta Platforms, Inc.	206	$116,037
XYLD	Global X S&P 500 Covered Call ETF	2,809	$114,579
MA	Mastercard Inc	222	$114,019
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
PSX	Phillips 66	46,500	$8,471,370
DELL	Dell Technologies Inc.	50,000	$8,206,500
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

384 tracked positions · $660,347,263 total · filing declares 385 positions · $660,480,879 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 384 positions by value · page 1 of 8

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
AAPL	Apple Inc. Technology	Added	92,030	+6,350	$26,629,800	+22.5%	26+	before history	4.03%
NVDA	Nvidia Corp Technology	Reduced	115,806	-63	$23,171,622	+14.7%	26+	before history	3.51%
GOOG	Alphabet Inc. Communication Services	Added	64,506	+117	$22,791,904	+23.4%	26+	before history	3.45%
IVV	iShares Core S&P 500 ETF	Added	29,342	+1,260	$21,973,930	+19.8%	26+	before history	3.33%
MSFT	Microsoft Corp Technology	Added	51,969	+102	$19,385,476	+1.0%	26+	before history	2.94%
PANW	Palo Alto Networks Inc Technology	Reduced	46,895	-126	$15,992,132	+112.1%	3	$184.58	2.42%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	61,611	-22,856	$14,684,365	−16.5%	26+	before history	2.22%
JPM	Jpmorgan Chase & Co Financial Services	Added	43,280	+1,531	$14,166,842	+15.4%	26+	before history	2.15%
IEFA	iShares Core MSCI EAFE ETF	Added	130,045	+6,212	$12,559,746	+12.0%	26+	before history	1.90%
BAC	Bank Of America Corp Financial Services	Added	202,543	+3,314	$11,540,900	+18.8%	26+	before history	1.75%
QCOM	Qualcomm Inc Technology	Reduced	54,700	-700	$10,108,013	+41.7%	7	$158.20	1.53%
DE	Deere & Co Industrials	Added	15,553	+28	$9,865,734	+12.8%	16	$368.31	1.49%
PLD	Prologis, Inc. Real Estate	Added	72,648	+24	$9,841,624	+2.5%	23	$113.71	1.49%
TMO	Thermo Fisher Scientific Inc. Healthcare	Added	19,539	+11	$9,796,073	+2.1%	26+	before history	1.48%
BN	BROOKFIELD Corp Financial Services	Reduced	227,243	-244	$9,678,279	+5.1%	15	unpriced	1.47%
LIN	Linde PLC Basic Materials	Added	18,522	+35	$9,611,806	+4.9%	14	$349.49	1.46%
IBM	International Business Machines Corp Technology	Added	33,805	+32,930	$9,506,304	+4382.2%	26+	before history	1.44%
PWR	Quanta Services, Inc. Industrials	Reduced	13,062	-2,704	$9,405,162	+8.7%	6	$295.62	1.42%
SLB	Slb Limited Energy	Reduced	195,278	-111	$9,078,474	−9.6%	16	$39.38	1.37%
ZBRA	Zebra Technologies Corp Technology	Added	34,347	+115	$9,042,191	+26.3%	26+	before history	1.37%
ETN	Eaton Corp plc Industrials	Added	20,827	+20	$8,874,801	+19.3%	26+	before history	1.34%
NKE	NIKE, Inc. Consumer Cyclical	Added	213,678	+82,071	$8,771,481	+26.2%	3	$56.50	1.33%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	24,638	-8	$8,689,329	+7.2%	26+	before history	1.32%
SYY	Sysco Corp Consumer Defensive	NEW	101,500	NEW	$8,483,370	NEW	1	$75.70	1.28%
WFC	Wells Fargo & Company Financial Services	Added	100,056	+20,300	$8,268,627	+30.2%	26+	before history	1.25%
AVGO	Broadcom Inc. Technology	Added	21,666	+301	$8,184,331	+23.8%	12	$214.87	1.24%
LOW	Lowes Companies Inc Consumer Cyclical	NEW	36,439	NEW	$8,034,435	NEW	1	$227.10	1.22%
XYL	Xylem Inc. Industrials	Added	65,961	+14,977	$7,797,249	+28.0%	26+	before history	1.18%
PGR	Progressive Corp Financial Services	NEW	35,300	NEW	$7,711,285	NEW	1	$201.54	1.17%
MDT	Medtronic plc Healthcare	Added	97,100	+23,100	$7,596,133	+18.5%	2	$92.20	1.15%
TJX	Tjx Companies Inc Consumer Cyclical	Added	49,423	+198	$7,487,584	−4.8%	6	$153.97	1.13%
NFLX	Netflix Inc Communication Services	NEW	104,820	NEW	$7,484,148	NEW	1	$88.07	1.13%
WM	Waste Management Inc Industrials	NEW	33,300	NEW	$7,421,904	NEW	1	$222.41	1.12%
EMR	Emerson Electric Co Industrials	NEW	51,828	NEW	$7,419,178	NEW	1	$140.76	1.12%
ZBH	Zimmer Biomet Holdings, Inc. Healthcare	Added	85,900	+6,900	$7,395,131	+3.5%	3	$94.10	1.12%
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	Added	67,618	+246	$7,375,095	+0.4%	26+	before history	1.12%
SPGI	S&P Global Inc. Financial Services	Reduced	17,410	-3	$7,090,396	−4.3%	5	unpriced	1.07%
KR	Kroger Co Consumer Defensive	Added	127,400	+22,600	$7,074,522	−6.7%	2	$67.22	1.07%
WMT	Walmart Inc. Consumer Defensive	Added	60,494	+201	$6,851,550	−8.6%	26+	before history	1.04%
XOM	ExxonMobil Holdings Corp Energy	Added	48,697	+45,100	$6,657,853	+991.0%	6	$146.62	1.01%
SYK	Stryker Corp Healthcare	Added	21,108	+6,029	$6,645,642	+34.1%	7	$355.16	1.01%
DIS	Walt Disney Co Communication Services	Added	68,479	+265	$6,591,103	+0.3%	26+	before history	1.00%
DUK	Duke Energy CORP Utilities	Added	49,564	+641	$6,273,811	−2.1%	26+	before history	0.95%
CL	Colgate Palmolive Co Consumer Defensive	Reduced	68,413	-29	$6,272,103	+7.5%	4	$85.41	0.95%
CMCSA	Comcast Corp Communication Services	Added	241,592	+5,962	$5,931,083	−12.3%	26+	before history	0.90%
USB	US Bancorp De Financial Services	Reduced	92,482	-339	$5,585,912	+15.7%	26+	before history	0.85%
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	Added	106,219	+147	$5,566,937	−0.1%	17	unpriced	0.84%
SO	Southern Co Utilities	Reduced	55,900	-163	$5,350,189	−1.1%	23	$74.47	0.81%
AEP	American Electric Power Co Inc Utilities	Reduced	38,508	-12,098	$5,268,279	−20.6%	26+	before history	0.80%
NVS	Novartis AG Healthcare	Reduced	32,898	-79	$5,155,774	+2.4%	26+	before history	0.78%

Showing the top 50 of 384 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.