Cascadia Advisory Services, LLC

CIK

1800724

Location

PORTLAND, OR

Portfolio Value

Small $484,848,177

Diversification

Diversified

Filing Date

Global Rank

#2,789 / 6,035 ▲ 112 · as of Sep 2021

Top Industry

Software - Application 6.8%

Period ended 5 years ago

Filed Nov 12, 2021 · 4y

5 quarters · since Jun 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2021, never from the firm's own description.

Style

Diversified active

Top 10 weight 46.7%, 21.8 effective positions, active share 75.7% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Medium horizon

Value-weighted holding period 4.8 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 75.7%; sector active share 36.0% against the combined 13F book's sector weights.

Over time 5 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

240 tracked positions · as of Sep 30, 2021 · Δ vs Jun 30, 2021

Top Position

17.3%

+5.5 pts

Top 5

35.8%

+5.8 pts

Top 10

46.7%

+4.9 pts

HHI

458

Diversified+159

Portfolio Trend

5 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2021

Sector	% Portfolio	Value	Positions
Unclassified	57.9%	$280,496,452	131
Technology	8.6%	$41,569,690	17
Consumer Cyclical	8.5%	$41,312,874	17
Consumer Defensive	8.2%	$39,551,782	15
Financial Services	4.5%	$21,650,021	17
Healthcare	4.2%	$20,172,223	10
Communication Services	3.8%	$18,348,556	10
Industrials	2.8%	$13,377,237	14
Energy	0.8%	$4,090,162	2
Real Estate	0.5%	$2,266,714	4
Basic Materials	0.4%	$1,708,987	2
Utilities	0.1%	$303,479	1

Last Quarter's Activity

Export CSV

Sep 30, 2021 vs Jun 30, 2021

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SHY	iShares 1-3 Year Treasury Bond ETF	+116,813	125,751	$10,833,448
FNOV	FT Vest U.S. Equity Buffer ETF - November	+88,822	105,457	$4,015,591
FDEC	FT Vest U.S. Equity Buffer ETF - December	+71,732	80,804	$2,704,590
DFEB	FT Vest U.S. Equity Deep Buffer ETF - February	+63,263	108,087	$3,701,979
DDEC	FT Vest U.S. Equity Deep Buffer ETF - December	+56,939	108,973	$3,487,136
HYG	iShares iBoxx $ High Yield Corporate Bond ETF	+54,161	79,383	$6,945,218
JNK	State Street(R) SPDR(R) Bloomberg High Yield Bond ETF	+37,123	55,229	$6,039,843
IWM	iShares Russell 2000 ETF	+34,268	47,853	$10,467,843
VOD	Vodafone Group Public Ltd Co	+28,347	174,833	$2,701,169
FJUL	FT Vest U.S. Equity Buffer ETF - July	+26,818	34,871	$1,207,931
—		+19,426	244,595	$6,816,862
FMAY	FT Vest U.S. Equity Buffer ETF - May	+17,078	32,124	$1,167,546
AMCR	Amcor plc	+16,633	217,085	$2,516,015
DAUG	FT Vest U.S. Equity Deep Buffer ETF - August	+16,628	128,594	$4,385,826
PTBD	Pacer Trendpilot US Bond ETF	+14,941	237,584	$6,443,278
FALN	iShares Fallen Angels USD Bond ETF	+14,780	26,441	$796,138
IHI	iShares U.S. Medical Devices ETF	+13,153	16,049	$1,007,556
HYS	PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund	+12,345	16,779	$1,665,147
LUMN	Lumen Technologies, Inc.	+12,325	162,629	$2,014,973
USA	Liberty All Star Equity Fund	+9,005	120,575	$1,036,945
HYLB	Xtrackers USD High Yield Corporate Bond ETF	+8,835	19,879	$796,750
FCTR	First Trust Lunt U.S. Factor Rotation ETF	+8,586	331,508	$11,274,587
AMH	American Homes 4 Rent	+6,899	23,964	$913,507
GSBD	Goldman Sachs BDC, Inc.	+6,775	22,100	$405,535
MGA	Magna International Inc	+6,749	33,475	$2,518,659
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
DNOV	FT Vest U.S. Equity Deep Buffer ETF - November	−59,984	79,011	$2,753,928
FSEP	FT Vest U.S. Equity Buffer ETF - September	−55,623	15,623	$530,088
FAUG	FT Vest U.S. Equity Buffer ETF - August	−34,692	43,117	$1,572,476
GOVT	iShares U.S. Treasury Bond ETF	−33,799	63,931	$1,696,089
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	−27,545	2,573	$251,742
VZ	Verizon Communications Inc	−11,714	16,872	$911,256
CCK	Crown Holdings, Inc.	−11,138	16,384	$1,651,179
FISV	Fiserv Inc	−10,545	23,815	$2,583,927
XSOE	WisdomTree Emerging Markets ex-State-Owned Enterprises Fund	−9,954	30,453	$1,136,505
FLOW	Global X U.S. Cash Flow Kings 100 ETF	−9,306	11,711	$0
JCI	Johnson Controls International plc	−8,846	6,710	$456,816
SCHJ	Schwab 1-5 Year Corporate Bond ETF	−7,825	16,546	$844,756
—		−7,430	16,918	$463,384
SPY	Spdr S&P 500 ETF Trust	−7,167	34,124	$14,643,973
FFEB	FT Vest U.S. Equity Buffer ETF - February	−7,006	68,584	$2,515,249
FIXD	First Trust Smith Opportunistic Fixed Income ETF	−6,729	69,675	$3,731,096
NVO	Novo Nordisk A S	−6,618	26,731	$2,566,443
PGR	Progressive Corp	−6,584	10,792	$975,488
IVV	iShares Core S&P 500 ETF	−6,437	31,646	$13,633,729
LKQ	Lkq Corp	−5,553	56,280	$2,832,009
FSK	FS KKR Capital Corp	−5,194	15,483	$341,245
COMT	iShares GSCI Commodity Dynamic Roll Strategy ETF	−4,791	10,990	$393,881
MTUM	iShares MSCI USA Momentum Factor ETF	−3,970	1,279	$224,592
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	−3,953	11,618	$634,807
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	−3,814	85,366	$4,307,568
No positions match the current search.

New Positions

Positions the filer opened this quarter

20 positions

Ticker	Company	Shares	Value
UAUG		380,382	$10,819,965
IEF	iShares 7-10 Year Treasury Bond ETF	87,410	$10,071,380
CWB	State Street(R) SPDR(R) Bloomberg Convertible Securities ETF	36,988	$3,156,925
DJAN	FT Vest U.S. Equity Deep Buffer ETF - January	96,045	$3,041,553
VNQ	VANGUARD REAL ESTATE INDEX FUND	29,654	$3,018,184
XLRE	State Street(R) Real Estate Select Sector SPDR(R) ETF	66,191	$2,942,189
—		9,127	$1,520,000
LOW	Lowes Companies Inc	3,545	$719,138
FAPR	FT Vest U.S. Equity Buffer ETF - April	20,253	$625,007
SCHP	Schwab U.S. TIPS ETF	7,718	$482,992
TIP	iShares TIPS Bond ETF	3,704	$472,963
IXN	iShares Global Tech ETF	5,523	$312,933
MCD	Mcdonalds Corp	1,229	$296,324
HYDW	Xtrackers Low Beta High Yield Bond ETF	4,965	$252,097
BABA	Alibaba Group Holding Ltd	1,510	$223,555
TLH	iShares 10-20 Year Treasury Bond ETF	1,499	$220,457
CRWD	CrowdStrike Holdings, Inc.	887	$218,006
VEA	Vanguard FTSE Developed Markets ETF	4,228	$213,471
TLT	iShares 20+ Year Treasury Bond ETF	1,432	$206,666
BITQ	Exchange Traded Concepts Trust	27,045	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

14 positions

Ticker	Company	Shares	Value
UJUN		374,825	$10,723,743
UWM	ProShares Ultra Russell2000	168,109	$10,061,323
QQQ	Invesco Qqq Trust, Series 1	25,956	$9,199,585
DOCT	FT Vest U.S. Equity Deep Buffer ETF - October	71,726	$2,309,577
PMAY		75,449	$2,220,464
FTEC	Fidelity MSCI Information Technology Index ETF	5,709	$672,463
ANGL	VanEck Fallen Angel High Yield Bond ETF	11,981	$394,174
IGLB	iShares 10+ Year Investment Grade Corporate Bond ETF	4,121	$289,294
ZM	Zoom Communications, Inc.	633	$244,989
—		3,353	$233,972
APPN	Appian Corp	1,646	$226,736
—		4,052	$219,253
GBIL	Goldman Sachs ETF Trust	2,134	$213,634
—		10,017	$122,000
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

240 tracked positions · $484,848,177 total · filing declares 246 positions · $493,198,000 · as of Sep 30, 2021

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 240 positions by value · page 1 of 5

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
VOO	VANGUARD 500 INDEX FUND	Added	48,100	+4,014	$18,970,640	+9.3%	6	before history	3.91%
SPY	Spdr S&P 500 ETF Trust	Reduced	34,124	-7,167	$14,643,973	−17.1%	6	before history	3.02%
IVV	iShares Core S&P 500 ETF	Reduced	31,646	-6,437	$13,633,729	−16.7%	6	before history	2.81%
FCTR	First Trust Lunt U.S. Factor Rotation ETF	Added	331,508	+8,586	$11,274,587	+0.5%	2	$34.25	2.33%
SHY	iShares 1-3 Year Treasury Bond ETF	Added	125,751	+116,813	$10,833,448	+1306.8%	6	before history	2.23%
UAUG		NEW	380,382	NEW	$10,819,965	NEW	1	$28.67	2.23%
IWM	iShares Russell 2000 ETF	Added	47,853	+34,268	$10,467,843	+235.9%	6	before history	2.16%
IEF	iShares 7-10 Year Treasury Bond ETF	NEW	87,410	NEW	$10,071,380	NEW	1	unpriced	2.08%
MSFT	Microsoft Corp Technology	Reduced	32,780	-1,347	$9,241,337	−0.0%	6	before history	1.91%
AAPL	Apple Inc. Technology	Added	56,003	+205	$7,924,424	+3.7%	6	before history	1.63%
		Reduced	65,789	-361	$7,271,658	−15.9%	6	before history	1.50%
HYG	iShares iBoxx $ High Yield Corporate Bond ETF	Added	79,383	+54,161	$6,945,218	+212.8%	6	before history	1.43%
		Added	244,595	+19,426	$6,816,862	+9.6%	3	before history	1.41%
PTBD	Pacer Trendpilot US Bond ETF	Added	237,584	+14,941	$6,443,278	+4.4%	3	before history	1.33%
AMZN	Amazon Com Inc Consumer Cyclical	Added	1,921	+90	$6,310,561	+0.2%	6	before history	1.30%
ESGU	iShares ESG Aware MSCI USA ETF	Added	62,379	+2,957	$6,141,836	+5.0%	6	before history	1.27%
JNK	State Street(R) SPDR(R) Bloomberg High Yield Bond ETF	Added	55,229	+37,123	$6,039,843	+203.4%	5	before history	1.25%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	11,937	-340	$5,363,890	+10.4%	6	before history	1.11%
NKE	NIKE, Inc. Consumer Cyclical	Added	35,635	+314	$5,175,271	−5.2%	6	before history	1.07%
AZO	Autozone Inc Consumer Cyclical	Added	2,940	+61	$4,992,090	+16.2%	5	before history	1.03%
GOOGL	Alphabet Inc. Communication Services	Reduced	1,768	-175	$4,726,783	−0.4%	6	before history	0.97%
FVC	First Trust Dorsey Wright Dynamic Focus 5 ETF	Added	128,007	+1,554	$4,499,446	−2.1%	6	before history	0.93%
META	Meta Platforms, Inc. Communication Services	Reduced	13,211	-538	$4,483,681	−6.2%	6	before history	0.92%
DAUG	FT Vest U.S. Equity Deep Buffer ETF - August	Added	128,594	+16,628	$4,385,826	+14.0%	6	before history	0.90%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Reduced	85,366	-3,814	$4,307,568	−4.0%	6	before history	0.89%
ADBE	Adobe Inc. Technology	Reduced	7,116	-778	$4,096,823	−11.4%	5	before history	0.84%
ADP	Automatic Data Processing Inc Technology	Added	20,298	+2,015	$4,057,976	+11.7%	6	before history	0.84%
FNOV	FT Vest U.S. Equity Buffer ETF - November	Added	105,457	+88,822	$4,015,591	+539.1%	6	before history	0.83%
CVX	Chevron Corp Energy	Reduced	37,879	-2,179	$3,842,824	−8.4%	6	before history	0.79%
TMO	Thermo Fisher Scientific Inc. Healthcare	Reduced	6,535	-296	$3,733,641	+8.3%	6	before history	0.77%
FIXD	First Trust Smith Opportunistic Fixed Income ETF	Reduced	69,675	-6,729	$3,731,096	−8.9%	6	before history	0.77%
DFEB	FT Vest U.S. Equity Deep Buffer ETF - February	Added	108,087	+63,263	$3,701,979	+141.3%	6	before history	0.76%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	Added	69,574	+636	$3,624,109	−2.4%	3	before history	0.75%
JPM	Jpmorgan Chase & Co Financial Services	Added	21,927	+156	$3,589,230	+6.0%	6	before history	0.74%
DDEC	FT Vest U.S. Equity Deep Buffer ETF - December	Added	108,973	+56,939	$3,487,136	+109.8%	2	unpriced	0.72%
WMT	Walmart Inc. Consumer Defensive	Added	24,219	+1,744	$3,375,644	+6.5%	6	before history	0.70%
UNH	Unitedhealth Group Inc Healthcare	Added	8,563	+82	$3,345,906	−1.5%	6	before history	0.69%
PDBC	Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF	Added	154,260	+2,895	$3,247,173	+6.8%	2	$19.04	0.67%
DG	Dollar General Corp Consumer Defensive	Added	14,951	+252	$3,171,705	−0.3%	6	before history	0.65%
CWB	State Street(R) SPDR(R) Bloomberg Convertible Securities ETF	NEW	36,988	NEW	$3,156,925	NEW	1	unpriced	0.65%
		Added	19,591	+1,643	$3,139,065	+5.5%	3	before history	0.65%
XLF	State Street Corp Financial Services	Added	82,096	+4,236	$3,081,062	+7.9%	3	before history	0.64%
DJAN	FT Vest U.S. Equity Deep Buffer ETF - January	NEW	96,045	NEW	$3,041,553	NEW	1	unpriced	0.63%
BALL	BALL Corp Consumer Cyclical	Added	33,770	+4,434	$3,038,286	+27.8%	3	before history	0.63%
VNQ	VANGUARD REAL ESTATE INDEX FUND	NEW	29,654	NEW	$3,018,184	NEW	1	$106.06	0.62%
XLRE	State Street(R) Real Estate Select Sector SPDR(R) ETF	NEW	66,191	NEW	$2,942,189	NEW	1	unpriced	0.61%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	21,029	+1,904	$2,939,854	+13.9%	6	before history	0.61%
EFV	iShares MSCI EAFE Value ETF	Added	57,354	+1,616	$2,916,450	+1.1%	3	before history	0.60%
FDS	Factset Research Systems Inc Financial Services	Reduced	7,344	-252	$2,899,264	+13.7%	5	before history	0.60%
INTU	Intuit Inc. Technology	Reduced	5,281	-788	$2,849,152	−4.2%	5	before history	0.59%

Showing the top 50 of 240 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.