DB Wealth Management Group, LLC

CIK

1843991

Location

SAN DIEGO, CA

Portfolio Value

Small $174,080,353

Diversification

Diversified

Filing Date

Global Rank

#5,283 / 7,461 ▼ 148 · as of Dec 2023

Top Industry

Consumer Electronics 16.3%

Period ended 2 years ago

Filed Jan 9, 2024 · 2y

13 quarters · since Dec 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Dec 31, 2023, never from the firm's own description.

Style

Concentrated

The top 10 positions are 75.5% of the book (60%+)

Turnover

Medium turnover

35.2% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 11.3 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 83.7%; sector active share 79.0% against the combined 13F book's sector weights.

Over time 13 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

366 tracked positions · as of Dec 31, 2023 · Δ vs Sep 30, 2023

Top Position

25.7%

+2.0 pts

Top 5

62.0%

+2.4 pts

Top 10

75.5%

+1.3 pts

HHI

1,106

Diversified+58

Portfolio Trend

13 quarters · across all stocks

Sector Breakdown

As of Dec 31, 2023

Sector	% Portfolio	Value	Positions
Unclassified	91.4%	$159,101,612	197
Technology	2.7%	$4,753,784	20
Financial Services	2.3%	$4,059,601	30
Consumer Cyclical	1.0%	$1,735,324	22
Healthcare	0.5%	$919,023	19
Consumer Defensive	0.5%	$870,871	8
Industrials	0.4%	$763,852	22
Utilities	0.3%	$494,517	12
Communication Services	0.3%	$451,966	11
Energy	0.2%	$378,133	9
Basic Materials	0.2%	$316,543	10
Real Estate	0.1%	$235,127	6

Last Quarter's Activity

Export CSV

Dec 31, 2023 vs Sep 30, 2023

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SPY	Spdr S&P 500 ETF Trust	+50,552	56,194	$26,709,570
CGDV	Capital Group Dividend Value ETF	+49,161	340,377	$10,156,849
ILCG	iShares Morningstar Growth ETF	+19,311	102,085	$6,923,404
SHYG	iShares 0-5 Year High Yield Corporate Bond ETF	+15,629	59,913	$2,529,526
PFF	iShares Preferred and Income Securities ETF	+15,537	35,872	$1,118,847
ITOT	iShares Core S&P Total U.S. Stock Market ETF	+14,893	16,664	$1,753,552
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	+11,647	37,427	$8,878,432
SRLN	State Street(R) Blackstone Senior Loan ETF	+11,128	71,016	$2,977,700
CWB	State Street(R) SPDR(R) Bloomberg Convertible Securities ETF	+10,322	18,874	$1,361,759
TOTL	State Street(R) DoubleLine(R) Total Return Tactical ETF	+5,184	13,476	$542,409
IJR	iShares Core S&P Small-Cap ETF	+4,755	25,982	$2,812,551
MBB	iShares MBS ETF	+4,358	4,372	$411,317
IJH	iShares Core S&P Mid-Cap ETF	+3,466	27,779	$7,698,949
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	+3,368	6,218	$505,399
EFA	iShares MSCI EAFE ETF	+3,063	139,724	$10,528,203
QTEC	First Trust NASDAQ-100-Technology Sector Index Fund	+2,528	5,528	$969,998
VUG	VANGUARD GROWTH INDEX FUND	+2,180	8,188	$2,545,483
QQQ	Invesco Qqq Trust, Series 1	+1,832	10,429	$4,270,884
FPE	First Trust Preferred Securities and Income ETF	+1,763	11,570	$195,070
XAR	State Street(R) SPDR(R) S&P(R) Aerospace & Defense ETF	+1,451	14,327	$1,940,162
SCHM	Schwab U.S. Mid-Cap ETF	+1,292	20,091	$1,513,256
ESGD	iShares ESG Aware MSCI EAFE ETF	+1,242	2,192	$165,583
PEP	Pepsico Inc	+1,113	1,514	$257,137
NULV	Nuveen ESG Large-Cap Value ETF	+1,058	1,689	$60,651
VB	Vanguard Index Funds	+860	1,771	$377,807
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
RSP	Victory Portfolios II	−154,732	22,886	$3,611,410
FV	First Trust Dorsey Wright Focus 5 ETF	−40,203	90,406	$4,660,429
FTXG	First Trust Nasdaq Food & Beverage ETF	−12,751	6,573	$159,460
SHV	iShares 0-1 Year Treasury Bond ETF	−10,802	28,420	$3,129,894
USFR	WisdomTree Floating Rate Treasury Fund	−10,413	45,188	$2,270,245
DES	WisdomTree U.S. SmallCap Dividend Fund	−9,369	80,971	$2,604,837
DIA	Spdr Dow Jones Industrial Average ETF Trust	−9,369	4,124	$1,554,211
DON	WisdomTree U.S. Midcap Dividend Fund	−8,997	69,447	$3,173,033
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	−6,598	64	$5,365
SMMV	iShares MSCI USA Small-Cap Min Vol Factor ETF	−5,705	7,075	$252,506
SPLV	Invesco S&P 500 Low Volatility ETF	−5,448	22,312	$1,398,069
—		−4,624	26,986	$2,674,852
FXO	First Trust Financials AlphaDEX Fund	−4,609	25,956	$1,123,635
FXU	First Trust Utilities AlphaDEX Fund	−4,354	4,139	$131,123
—		−3,914	20,955	$427,440
FXH	First Trust Health Care AlphaDEX Fund	−3,783	5,431	$562,380
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	−3,016	3,634	$454,140
SDOG	ALPS Sector Dividend Dogs ETF	−3,000	8,868	$454,573
FTSM	First Trust Enhanced Short Maturity ETF	−2,635	9,123	$544,278
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	−2,158	4,159	$415,026
DWAS	Invesco Ltd.	−1,757	6,091	$510,364
TFLO	iShares Treasury Floating Rate Bond ETF	−1,689	4,160	$209,955
AAPL	Apple Inc.	−1,664	12,657	$2,436,852
XMLV	Invesco Ltd.	−1,518	4,134	$219,846
DVY	iShares Select Dividend ETF	−1,270	1,000	$117,220
No positions match the current search.

New Positions

Positions the filer opened this quarter

15 positions

Ticker	Company	Shares	Value
KCE	State Street(R) SPDR(R) S&P(R) Capital Markets ETF	6,852	$698,698
CALF	Pacer US Small Cap Cash Cows 100 ETF	6,175	$296,585
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	440	$84,691
TLH	iShares 10-20 Year Treasury Bond ETF	503	$54,454
XLC	State Street(R) Communication Services Select Sector SPDR(R) ETF	690	$50,135
WTV	WisdomTree U.S. Value Fund	358	$24,533
SHAG	WisdomTree Yield Enhanced U.S. Short-Term Aggregate Bond Fund	363	$17,182
EWJ	iShares MSCI Japan ETF	114	$7,311
ROKU	Roku, Inc	60	$5,499
PACB	Pacific Biosciences Of California, Inc.	503	$4,934
IQDG	WisdomTree International Quality Dividend Growth Fund	121	$4,388
FLBL	Franklin Senior Loan ETF	170	$4,129
XBI	State Street(R) SPDR(R) S&P(R) Biotech ETF	41	$3,660
CCL	Carnival Corp Ltd.	105	$1,946
VLTO	Veralto Corp	4	$329
No positions match the current search.

Sold Out

Positions the filer fully exited

14 positions

Ticker	Company	Shares	Value
FXN	First Trust Energy AlphaDEX Fund	3,598	$62,677
MKC	Mccormick & Co Inc	266	$20,120
—		67	$9,909
CHCT	Community Healthcare Trust Inc	330	$9,801
EIX	Edison International	153	$9,683
TIP	iShares TIPS Bond ETF	73	$7,571
NVAX	Novavax Inc	400	$2,896
FGD	First Trust Dow Jones Global Select Dividend Index Fund	87	$1,793
GSK	GSK plc	47	$1,703
NVG	Nuveen AMT-Free Municipal Credit Income Fund	115	$1,185
HLN	Haleon plc	55	$458
IUSG	iShares Core S&P U.S. Growth ETF	4	$379
TSPH	TuSimple Holdings Inc.	100	$156
EWG	iShares MSCI Germany ETF	1	$26
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

366 tracked positions · $174,080,353 total · filing declares 370 positions · $176,095,416 · as of Dec 31, 2023

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 366 positions by value · page 1 of 8

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
SPY	Spdr S&P 500 ETF Trust	Added	56,194	+50,552	$26,709,570	+1007.4%	13	before history	15.34%
EFA	iShares MSCI EAFE ETF	Added	139,724	+3,063	$10,528,203	+11.8%	13	before history	6.05%
CGDV	Capital Group Dividend Value ETF	Added	340,377	+49,161	$10,156,849	+31.8%	3	$26.49	5.83%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	37,427	+11,647	$8,878,432	+62.1%	13	before history	5.10%
IJH	iShares Core S&P Mid-Cap ETF	Added	27,779	+3,466	$7,698,949	+27.0%	13	before history	4.42%
ILCG	iShares Morningstar Growth ETF	Added	102,085	+19,311	$6,923,404	+40.2%	13	before history	3.98%
DWM	WisdomTree International Equity Fund	Added	92,035	+270	$4,832,757	+8.9%	5	unpriced	2.78%
FV	First Trust Dorsey Wright Focus 5 ETF	Reduced	90,406	-40,203	$4,660,429	−19.5%	13	before history	2.68%
QQQ	Invesco Qqq Trust, Series 1	Added	10,429	+1,832	$4,270,884	+38.7%	13	before history	2.45%
RSP	Victory Portfolios II	Reduced	22,886	-154,732	$3,611,410	−85.7%	13	before history	2.07%
DON	WisdomTree U.S. Midcap Dividend Fund	Reduced	69,447	-8,997	$3,173,033	−1.2%	13	before history	1.82%
SHV	iShares 0-1 Year Treasury Bond ETF	Reduced	28,420	-10,802	$3,129,894	−27.8%	13	before history	1.80%
SRLN	State Street(R) Blackstone Senior Loan ETF	Added	71,016	+11,128	$2,977,700	+18.6%	12	$44.62	1.71%
IJR	iShares Core S&P Small-Cap ETF	Added	25,982	+4,755	$2,812,551	+40.5%	13	before history	1.62%
		Reduced	26,986	-4,624	$2,674,852	−14.9%	5	$99.36	1.54%
DES	WisdomTree U.S. SmallCap Dividend Fund	Reduced	80,971	-9,369	$2,604,837	+2.2%	13	before history	1.50%
VUG	VANGUARD GROWTH INDEX FUND	Added	8,188	+2,180	$2,545,483	+55.6%	3	unpriced	1.46%
SHYG	iShares 0-5 Year High Yield Corporate Bond ETF	Added	59,913	+15,629	$2,529,526	+39.2%	13	before history	1.45%
AAPL	Apple Inc. Technology	Reduced	12,657	-1,664	$2,436,852	−0.6%	13	before history	1.40%
PAVE	Global X U.S. Infrastructure Development ETF	Reduced	69,104	-735	$2,381,323	+12.2%	12	unpriced	1.37%
USFR	WisdomTree Floating Rate Treasury Fund	Reduced	45,188	-10,413	$2,270,245	−18.9%	5	unpriced	1.30%
XAR	State Street(R) SPDR(R) S&P(R) Aerospace & Defense ETF	Added	14,327	+1,451	$1,940,162	+34.4%	8	unpriced	1.11%
SCHA	Schwab U.S. Small-Cap ETF	Added	39,536	+620	$1,867,680	+15.9%	13	before history	1.07%
ITOT	iShares Core S&P Total U.S. Stock Market ETF	Added	16,664	+14,893	$1,753,552	+951.2%	13	before history	1.01%
DIA	Spdr Dow Jones Industrial Average ETF Trust	Reduced	4,124	-9,369	$1,554,211	−65.6%	13	before history	0.89%
SCHM	Schwab U.S. Mid-Cap ETF	Added	20,091	+1,292	$1,513,256	+18.9%	13	before history	0.87%
SPLV	Invesco S&P 500 Low Volatility ETF	Reduced	22,312	-5,448	$1,398,069	−14.3%	13	before history	0.80%
CWB	State Street(R) SPDR(R) Bloomberg Convertible Securities ETF	Added	18,874	+10,322	$1,361,759	+134.9%	13	before history	0.78%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	3,778	-184	$1,347,461	−2.9%	13	before history	0.77%
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	Added	4,794	+223	$1,244,090	+20.0%	13	before history	0.71%
VIG	Vanguard Specialized Funds	Reduced	6,995	-303	$1,191,948	+5.1%	13	before history	0.68%
IWD	iShares Russell 1000 Value ETF	Added	7,070	+144	$1,168,317	+11.1%	13	before history	0.67%
FXO	First Trust Financials AlphaDEX Fund	Reduced	25,956	-4,609	$1,123,635	−2.8%	13	before history	0.65%
PFF	iShares Preferred and Income Securities ETF	Added	35,872	+15,537	$1,118,847	+82.5%	13	before history	0.64%
SLQD	iShares 0-5 Year Investment Grade Corporate Bond ETF	Reduced	22,531	-930	$1,108,525	−1.6%	13	before history	0.64%
FXZ	First Trust Materials AlphaDEX Fund	Reduced	15,988	-1,067	$1,102,532	+2.6%	13	before history	0.63%
QUAL	iShares MSCI USA Quality Factor ETF	Added	7,118	+2	$1,047,342	+11.7%	13	before history	0.60%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Reduced	8,979	-973	$1,002,325	−2.5%	13	before history	0.58%
FXR	First Trust Industrials/Producer Durables AlphaDEX Fund	Added	15,203	+615	$986,066	+17.7%	13	before history	0.57%
QTEC	First Trust NASDAQ-100-Technology Sector Index Fund	Added	5,528	+2,528	$969,998	+122.6%	13	before history	0.56%
		Reduced	9,141	-175	$835,395	−2.3%	5	$91.51	0.48%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Added	1,636	+176	$791,824	+30.7%	13	before history	0.45%
MSFT	Microsoft Corp Technology	Added	2,057	+1	$773,514	+19.2%	13	before history	0.44%
AMZN	Amazon Com Inc Consumer Cyclical	Held	4,820	0	$732,350	+19.5%	13	before history	0.42%
MGV	VANGUARD MORNINGSTAR MEGA CAP VALUE INDEX FUND	Reduced	6,650	-784	$727,310	−3.5%	13	before history	0.42%
KCE	State Street(R) SPDR(R) S&P(R) Capital Markets ETF	NEW	6,852	NEW	$698,698	NEW	1	$89.59	0.40%
VO	VANGUARD MID-CAP INDEX FUND	Added	2,970	+8	$690,940	+12.0%	13	before history	0.40%
IMCB	iShares Morningstar Mid-Cap ETF	Added	9,052	+390	$607,660	+17.4%	13	before history	0.35%
ITB	iShares U.S. Home Construction ETF	Added	5,908	+656	$601,020	+45.8%	3	unpriced	0.35%
FXH	First Trust Health Care AlphaDEX Fund	Reduced	5,431	-3,783	$562,380	−37.2%	13	before history	0.32%

Showing the top 50 of 366 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.