Swisher Financial Concepts, Inc.

Registered adviser

CIK

1947503

Location

WESTERVILLE, OH

Portfolio Value

Small $158,761,800

Diversification

Diversified

Filing Date

Global Rank

#7,253 / 8,827 ▼ 638

Top Industry

Drug Manufacturers - General 28.3%

Period ended 4 months ago

Filed Aug 6, 2026 · 3mo

11 quarters · since Dec 2023

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 121384

Roster of Nov 1, 2026

Regulatory AUM

$316,989,035

Main clients

Individuals and high net worth (99% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$316,989,035	Individuals and high net worth (99%)
Mar 2025 to Mar 2026	$257,546,665	Individuals and high net worth (99%)
Mar 2024 to Feb 2025	$222,738,943	Individuals and high net worth (99%)
May 2023 to Feb 2024	$183,472,676	Individuals and high net worth (100%)
Mar 2023 to Apr 2023	$183,472,676	Individuals and high net worth (100%)
Apr 2022 to Feb 2023	$194,085,504	Individuals and high net worth (99%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 71.2% of the book (60%+)

Turnover

Low turnover

12.0% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 7.7 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 77.1%; sector active share 61.7% against the combined 13F book's sector weights.

Over time 11 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

107 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

11.6%

+1.9 pts

Top 5

45.6%

+4.9 pts

Top 10

71.2%

+9.6 pts

HHI

595

Diversified+124

Portfolio Trend

11 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	72.5%	$115,145,017	53
Healthcare	11.1%	$17,687,524	9
Technology	6.2%	$9,828,397	10
Industrials	2.2%	$3,425,569	10
Financial Services	1.9%	$3,067,920	9
Energy	1.8%	$2,913,776	1
Consumer Cyclical	1.6%	$2,592,128	2
Communication Services	1.5%	$2,359,712	2
Consumer Defensive	0.9%	$1,352,883	8
Utilities	0.2%	$280,340	2
Basic Materials	0.1%	$108,534	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

8 positions

Ticker	Company	Δ Shares	Shares	Value
VOOG	VANGUARD S&P 500 GROWTH INDEX FUND	+9,348	10,855	$896,840
VO	VANGUARD MID-CAP INDEX FUND	+2,524	4,700	$378,679
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	+2,013	2,792	$245,444
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	+1,913	109,922	$8,069,374
GRC	Gorman Rupp Co	+1,046	5,302	$486,405
CGIC	Capital Group International Core Equity ETF	+847	136,445	$4,965,233
IDEQ	Lazard International Dynamic Equity ETF	+463	20,513	$719,390
IVV	iShares Core S&P 500 ETF	+10	443	$331,758
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
CGXU	Capital Group International Focus Equity ETF	−36,116	46,460	$1,608,445
CGDV	Capital Group Dividend Value ETF	−24,067	251,460	$12,391,948
COWZ	Pacer US Cash Cows 100 ETF	−17,132	25,921	$1,612,286
AAPL	Apple Inc.	−13,915	11,163	$3,230,125
CGCP	Capital Group Core Plus Income ETF	−11,067	310,986	$6,931,877
FNDF	Schwab Fundamental International Equity ETF	−10,563	12,955	$683,505
SLV	iShares Silver Trust	−10,162	7,569	$404,714
MO	Altria Group, Inc.	−10,085	31	$2,230
CGMS	Capital Group U.S. Multi-Sector Income ETF	−8,996	268,461	$7,337,039
DBEF	Xtrackers MSCI EAFE Hedged Equity ETF	−8,953	2,625	$143,403
TCHP	T. Rowe Price Blue Chip Growth ETF	−8,713	5,850	$293,026
PM	Philip Morris International Inc.	−8,410	20	$3,618
AMZN	Amazon Com Inc	−8,159	9,794	$2,334,301
CGGR	Capital Group Growth ETF	−8,023	180,904	$8,538,668
EMXC	iShares MSCI Emerging Markets ex China ETF	−7,225	1,765	$180,559
ABBV	AbbVie Inc.	−7,211	44,678	$11,242,771
ABT	Abbott Laboratories	−6,694	44,737	$4,059,435
CSCO	Cisco Systems, Inc.	−6,450	3,932	$461,852
XOM	ExxonMobil Holdings Corp	−6,090	21,312	$2,913,776
IAU	Ishares Gold Trust	−5,812	10,071	$760,461
RWJ	Invesco Ltd.	−5,665	4,869	$289,705
FDL	First Trust Morningstar Dividend Leaders Index Fund	−4,773	583	$28,368
MSFT	Microsoft Corp	−4,468	5,881	$2,193,730
PG	PROCTER & GAMBLE Co	−4,363	2,081	$305,157
MDLZ	Mondelez International, Inc.	−4,330	109	$6,304
No positions match the current search.

New Positions

Positions the filer opened this quarter

10 positions

Ticker	Company	Shares	Value
AMD	Advanced Micro Devices Inc	523	$303,815
INTC	Intel Corp	1,878	$262,225
VGK	VANGUARD EUROPEAN STOCK INDEX FUND	2,404	$212,850
SCHF	Schwab International Equity ETF	7,257	$201,018
AMAT	Applied Materials Inc	258	$186,534
PAVE	Global X U.S. Infrastructure Development ETF	2,504	$147,535
FRDM	Freedom 100 Emerging Markets ETF	1,892	$137,926
STLD	Steel Dynamics Inc	473	$108,534
SWK	Stanley Black & Decker, Inc.	903	$84,990
HACK		662	$69,463
No positions match the current search.

Sold Out

Positions the filer fully exited

5 positions

Ticker	Company	Shares	Value
VCRM	Vanguard Municipal Bond Funds	3,310	$248,746
VCRB	VANGUARD CORE BOND ETF	3,205	$248,002
VGMS	VANGUARD MULTI-SECTOR INCOME BOND ETF	4,845	$247,114
LITE	Lumentum Holdings Inc.	311	$218,558
CGCB	Capital Group Fixed Income ETF Trust	7,744	$203,357
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

107 tracked positions · $158,761,800 total · filing declares 107 positions · $158,761,162 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 107 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	47,901	-52	$17,725,286	+15.2%	6	unpriced	11.16%
VXUS	Vanguard Total International Stock ETF	Reduced	188,279	-1,976	$16,095,971	+9.7%	6	$64.62	10.14%
CGDV	Capital Group Dividend Value ETF	Reduced	251,460	-24,067	$12,391,948	+5.7%	11	before history	7.81%
ABBV	AbbVie Inc. Healthcare	Reduced	44,678	-7,211	$11,242,771	−0.4%	11	before history	7.08%
EUSA	iShares Trust	Reduced	83,605	-85	$9,546,854	—	6	unpriced	6.01%
CGGR	Capital Group Growth ETF	Reduced	180,904	-8,023	$8,538,668	+12.5%	8	$37.78	5.38%
CGDG	Capital Group Dividend Growers ETF	Reduced	220,758	-1,641	$8,280,632	+3.7%	6	$32.03	5.22%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Added	109,922	+1,913	$8,069,374	+1.5%	6	$73.00	5.08%
CGMS	Capital Group U.S. Multi-Sector Income ETF	Reduced	268,461	-8,996	$7,337,039	−2.9%	11	before history	4.62%
CGCP	Capital Group Core Plus Income ETF	Reduced	310,986	-11,067	$6,931,877	−3.7%	9	$22.59	4.37%
CGIC	Capital Group International Core Equity ETF	Added	136,445	+847	$4,965,233	+10.6%	8	$32.17	3.13%
ABT	Abbott Laboratories Healthcare	Reduced	44,737	-6,694	$4,059,435	−23.1%	5	$131.84	2.56%
AAPL	Apple Inc. Technology	Reduced	11,163	-13,915	$3,230,125	−49.2%	5	$202.35	2.03%
XOM	ExxonMobil Holdings Corp Energy	Reduced	21,312	-6,090	$2,913,776	−37.3%	11	before history	1.84%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	9,794	-8,159	$2,334,301	−37.6%	5	$199.00	1.47%
MSFT	Microsoft Corp Technology	Reduced	5,881	-4,468	$2,193,730	−42.7%	11	before history	1.38%
COWZ	Pacer US Cash Cows 100 ETF	Reduced	25,921	-17,132	$1,612,286	−40.1%	11	before history	1.02%
CGXU	Capital Group International Focus Equity ETF	Reduced	46,460	-36,116	$1,608,445	−33.9%	6	$25.75	1.01%
GOOGL	Alphabet Inc. Communication Services	Reduced	4,154	-1,713	$1,484,514	−12.0%	11	before history	0.94%
GEV	GE Vernova Inc. Industrials	Reduced	1,052	-301	$1,235,952	+4.7%	6	$396.87	0.78%
AVGO	Broadcom Inc. Technology	Reduced	3,259	-1,789	$1,231,087	−21.2%	11	before history	0.78%
QQQ	Invesco Qqq Trust, Series 1	Reduced	1,430	-85	$1,053,052	+20.4%	5	$497.35	0.66%
NVDA	Nvidia Corp Technology	Reduced	4,683	-2,681	$937,021	−27.0%	10	unpriced	0.59%
LLY	ELI LILLY & Co Healthcare	Reduced	777	-426	$931,957	−15.8%	11	before history	0.59%
CNC	Centene Corp Healthcare	Reduced	14,364	-200	$922,025	+93.4%	6	$57.96	0.58%
VOOG	VANGUARD S&P 500 GROWTH INDEX FUND	Added	10,855	+9,348	$896,840	+46.0%	3	unpriced	0.56%
GOOG	Alphabet Inc. Communication Services	Reduced	2,477	-1,290	$875,198	−19.0%	11	before history	0.55%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Reduced	1,664	-853	$794,676	−6.6%	10	$169.92	0.50%
IAU	Ishares Gold Trust	Reduced	10,071	-5,812	$760,461	−45.7%	4	$69.09	0.48%
BRK-A	Berkshire Hathaway Inc Financial Services	Held	1	0	$748,850	+4.3%	5	$761,794.60	0.47%
IDEQ	Lazard International Dynamic Equity ETF	Added	20,513	+463	$719,390	+13.0%	2	$32.71	0.45%
FNDF	Schwab Fundamental International Equity ETF	Reduced	12,955	-10,563	$683,505	−40.6%	11	before history	0.43%
GE	General Electric Co Industrials	Reduced	1,483	-1,369	$554,241	−31.5%	6	$209.58	0.35%
VRT	Vertiv Holdings Co Industrials	Reduced	1,575	-2,347	$527,341	−46.3%	6	$106.37	0.33%
PYLD		Reduced	19,284	-2,602	$511,411	−10.8%	3	$26.77	0.32%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	1,515	-1,117	$495,904	−35.9%	11	before history	0.31%
GRC	Gorman Rupp Co Industrials	Added	5,302	+1,046	$486,405	+83.9%	3	$52.37	0.31%
CINF	Cincinnati Financial Corp Financial Services	Reduced	2,602	-26	$481,734	+16.5%	11	before history	0.30%
GLD	Spdr Gold Trust	Reduced	1,289	-1,454	$474,841	−59.8%	11	before history	0.30%
WMT	Walmart Inc. Consumer Defensive	Reduced	4,095	-2,429	$463,799	−42.8%	11	before history	0.29%
CSCO	Cisco Systems, Inc. Technology	Reduced	3,932	-6,450	$461,852	−42.7%	11	before history	0.29%
XMMO	Victory Portfolios II	Reduced	2,709	-1,192	$460,909	−18.5%	6	$124.36	0.29%
SLV	iShares Silver Trust	Reduced	7,569	-10,162	$404,714	−66.5%	11	before history	0.25%
VO	VANGUARD MID-CAP INDEX FUND	Added	4,700	+2,524	$378,679	−39.4%	11	before history	0.24%
JPRE	JPMorgan Realty Income ETF	Reduced	6,429	-1,859	$335,465	−15.8%	8	$48.31	0.21%
IVV	iShares Core S&P 500 ETF	Added	443	+10	$331,758	+17.3%	2	unpriced	0.21%
SCHI	Schwab 5-10 Year Corporate Bond ETF	Held	14,065	0	$318,431	−0.2%	2	$22.94	0.20%
SCHX	Schwab U.S. Large-Cap ETF	Held	10,472	0	$308,190	+14.8%	2	$26.82	0.19%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	2,081	-4,363	$305,157	−67.2%	11	before history	0.19%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	326	-423	$304,963	−59.1%	11	before history	0.19%

Showing the top 50 of 107 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.