Maxwell Wealth Strategies Inc.

CIK

1993410

Location

PLEASANTON, CA

Portfolio Value

Small $243,843,006

Diversification

Diversified

Filing Date

Global Rank

#4,955 / 8,182 ▼ 55 · as of Dec 2024

Top Industry

Semiconductors 9.3%

Period ended 1 year ago

Filed Feb 13, 2025 · 1y

5 quarters · since Dec 2023

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Dec 31, 2024, never from the firm's own description.

Style

Concentrated

9.3 effective positions (12 or fewer)

Turnover

Low turnover

26.6% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 4.8 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 69.8%; sector active share 33.9% against the combined 13F book's sector weights.

Over time 5 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

110 tracked positions · as of Dec 31, 2024 · Δ vs Sep 30, 2024

Top Position

30.8%

+4.7 pts

Top 5

44.1%

+4.7 pts

Top 10

57.4%

+5.7 pts

HHI

1,072

Diversified+262

Portfolio Trend

5 quarters · across all stocks

Sector Breakdown

As of Dec 31, 2024

Sector	% Portfolio	Value	Positions
Unclassified	46.5%	$113,420,022	58
Technology	15.9%	$38,870,223	11
Financial Services	10.6%	$25,941,403	10
Industrials	6.9%	$16,885,991	5
Communication Services	5.2%	$12,791,720	5
Consumer Cyclical	5.1%	$12,402,552	4
Healthcare	4.4%	$10,733,449	8
Energy	2.0%	$4,788,556	4
Consumer Defensive	1.7%	$4,216,588	2
Basic Materials	0.9%	$2,315,679	1
Utilities	0.6%	$1,476,823	2

Last Quarter's Activity

Export CSV

Dec 31, 2024 vs Sep 30, 2024

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
IVV	iShares Core S&P 500 ETF	+16,541	58,378	$34,365,961
ISPY	ProShares S&P 500 High Income ETF	+15,225	39,154	$1,734,130
RDVI	FT Vest Rising Dividend Achievers Target Income ETF	+10,361	53,333	$1,292,791
DYNF	iShares U.S. Equity Factor Rotation Active ETF	+7,081	130,749	$6,700,886
IVW	iShares S&P 500 Growth ETF	+3,808	81,153	$8,239,464
QUAL	iShares MSCI USA Quality Factor ETF	+2,953	35,239	$6,275,361
EFG	iShares MSCI EAFE Growth ETF	+2,509	24,264	$2,349,483
EMXC	iShares MSCI Emerging Markets ex China ETF	+1,715	27,605	$1,530,697
IVE	iShares S&P 500 Value ETF	+1,666	18,974	$3,621,757
IYW	iShares, Inc.	+877	30,400	$4,849,408
EFV	iShares MSCI EAFE Value ETF	+800	44,934	$2,357,686
IEMG	iShares Trust	+714	15,923	$0
IFRA	iShares U.S. Infrastructure ETF	+550	14,462	$669,445
MBB	iShares MBS ETF	+333	7,991	$732,614
TLT	iShares 20+ Year Treasury Bond ETF	+282	3,396	$296,572
CMCSA	Comcast Corp	+155	32,229	$1,209,554
TT	Trane Technologies plc	+127	14,440	$5,333,414
BINC		+92	8,080	$420,321
UNH	Unitedhealth Group Inc	+85	3,957	$2,001,688
GOOGL	Alphabet Inc.	+76	29,354	$5,556,712
JCI	Johnson Controls International plc	+65	15,608	$1,231,939
WMT	Walmart Inc.	+52	43,901	$3,966,455
CMF	iShares California Muni Bond ETF	+44	6,682	$382,744
META	Meta Platforms, Inc.	+37	7,299	$4,273,637
LHX	L3harris Technologies, Inc.	+28	8,352	$1,756,258
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
DVN	Devon Energy Corp	−20,933	19,561	$640,231
EW	Edwards Lifesciences Corp	−11,415	15,293	$1,132,140
IUSB	iShares Core Universal USD Bond ETF	−7,932	64,166	$2,900,303
AMD	Advanced Micro Devices Inc	−7,162	9,929	$1,199,323
VZ	Verizon Communications Inc	−5,158	23,429	$936,925
IQV	Iqvia Holdings Inc.	−4,435	7,135	$1,402,098
MRK	Merck & Co., Inc.	−3,984	21,295	$2,118,426
NXPI	NXP Semiconductors N.V.	−3,145	8,693	$1,806,840
JNJ	Johnson & Johnson	−3,015	7,230	$1,045,602
STE	STERIS plc	−2,661	6,195	$1,273,444
MDT	Medtronic plc	−2,422	13,177	$1,052,578
MPC	Marathon Petroleum Corp	−2,419	15,712	$2,191,824
ADI	Analog Devices Inc	−2,102	4,081	$867,049
EL	Estee Lauder Companies Inc	−1,670	3,336	$250,133
FANG	Diamondback Energy, Inc.	−1,509	8,323	$1,363,557
DXCM	Dexcom Inc	−1,165	9,097	$707,473
ETJ	Eaton Vance Risk-Managed Diversified Equity Income Fund	−747	215,199	$2,003,502
TJX	Tjx Companies Inc	−565	27,079	$3,271,413
MSFT	Microsoft Corp	−549	21,300	$8,977,950
NEE	Nextera Energy Inc	−460	10,434	$748,013
FXG	First Trust Consumer Staples AlphaDEX Fund	−383	32,977	$2,112,506
FTCS	First Trust Capital Strength ETF	−309	26,187	$2,299,742
ICE	Intercontinental Exchange, Inc.	−250	17,963	$2,676,666
FISV	Fiserv Inc	−225	14,784	$3,036,929
AAPL	Apple Inc.	−193	32,251	$8,076,295
No positions match the current search.

New Positions

Positions the filer opened this quarter

6 positions

Ticker	Company	Shares	Value
MTUM	iShares MSCI USA Momentum Factor ETF	9,688	$2,004,640
IQQQ	ProShares Nasdaq-100 High Income ETF	10,444	$445,854
BALI		14,355	$434,238
APOC		15,709	$400,029
SMAX	iShares Large Cap Max Buffer Sep ETF	13,994	$352,634
NVBU	AllianzIM U.S. Equity Buffer15 Uncapped Nov ETF	11,584	$296,063
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
TSLA	Tesla, Inc.	8,957	$2,343,419
KNG	FT Vest S&P 500 Dividend Aristocrats Target Income ETF	3,923	$213,725
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

110 tracked positions · $243,843,006 total · filing declares 110 positions · $244,925,076 · as of Dec 31, 2024

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 110 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
IVV	iShares Core S&P 500 ETF	Added	58,378	+16,541	$34,365,961	+42.4%	5	before history	14.09%
MSFT	Microsoft Corp Technology	Reduced	21,300	-549	$8,977,950	−4.5%	5	before history	3.68%
IVW	iShares S&P 500 Growth ETF	Added	81,153	+3,808	$8,239,464	+11.3%	5	before history	3.38%
AAPL	Apple Inc. Technology	Reduced	32,251	-193	$8,076,295	+6.8%	5	before history	3.31%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	32,560	-62	$7,804,957	+13.5%	5	before history	3.20%
AVGO	Broadcom Inc. Technology	Reduced	33,037	-190	$7,659,298	+33.6%	5	before history	3.14%
ETN	Eaton Corp plc Industrials	Reduced	21,898	-190	$7,267,289	−0.7%	5	before history	2.98%
DYNF	iShares U.S. Equity Factor Rotation Active ETF	Added	130,749	+7,081	$6,700,886	+9.5%	4	$42.73	2.75%
QUAL	iShares MSCI USA Quality Factor ETF	Added	35,239	+2,953	$6,275,361	+8.4%	5	before history	2.57%
GOOGL	Alphabet Inc. Communication Services	Added	29,354	+76	$5,556,712	+14.4%	5	before history	2.28%
TT	Trane Technologies plc Industrials	Added	14,440	+127	$5,333,414	−4.1%	5	before history	2.19%
IYW	iShares, Inc.	Added	30,400	+877	$4,849,408	+8.3%	5	before history	1.99%
MSI	Motorola Solutions, Inc. Technology	Reduced	10,275	-10	$4,749,413	+2.7%	5	before history	1.95%
V	Visa Inc. Financial Services	Added	14,363	+1	$4,539,282	+15.0%	5	before history	1.86%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	11,452	-81	$4,454,713	−4.7%	5	before history	1.83%
META	Meta Platforms, Inc. Communication Services	Added	7,299	+37	$4,273,637	+2.8%	5	before history	1.75%
WMT	Walmart Inc. Consumer Defensive	Added	43,901	+52	$3,966,455	+12.0%	5	before history	1.63%
IVE	iShares S&P 500 Value ETF	Added	18,974	+1,666	$3,621,757	+6.1%	4	unpriced	1.49%
IWB	iShares Russell 1000 ETF	Reduced	10,529	-10	$3,392,022	+2.4%	5	before history	1.39%
TJX	Tjx Companies Inc Consumer Cyclical	Reduced	27,079	-565	$3,271,413	+0.7%	5	before history	1.34%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	14,879	-76	$3,264,303	+17.1%	5	before history	1.34%
FISV	Fiserv Inc	Reduced	14,784	-225	$3,036,929	+12.6%	5	before history	1.25%
IUSB	iShares Core Universal USD Bond ETF	Reduced	64,166	-7,932	$2,900,303	−14.6%	5	before history	1.19%
CRM	Salesforce, Inc. Technology	Added	8,590	+20	$2,871,894	+22.4%	5	before history	1.18%
CB	Chubb Ltd Financial Services	Reduced	10,150	-154	$2,804,445	−5.6%	5	before history	1.15%
ICE	Intercontinental Exchange, Inc. Financial Services	Reduced	17,963	-250	$2,676,666	−8.5%	5	before history	1.10%
SPY	Spdr S&P 500 ETF Trust	Reduced	4,364	-18	$2,557,653	+1.7%	5	before history	1.05%
EFV	iShares MSCI EAFE Value ETF	Added	44,934	+800	$2,357,686	−7.1%	5	before history	0.97%
EFG	iShares MSCI EAFE Growth ETF	Added	24,264	+2,509	$2,349,483	+0.3%	5	before history	0.96%
APD	Air Products & Chemicals, Inc. Basic Materials	Reduced	7,984	-47	$2,315,679	−3.2%	5	before history	0.95%
FTCS	First Trust Capital Strength ETF	Reduced	26,187	-309	$2,299,742	−4.4%	5	before history	0.94%
MPC	Marathon Petroleum Corp Energy	Reduced	15,712	-2,419	$2,191,824	−25.8%	5	before history	0.90%
MRK	Merck & Co., Inc. Healthcare	Reduced	21,295	-3,984	$2,118,426	−26.2%	5	before history	0.87%
FXG	First Trust Consumer Staples AlphaDEX Fund	Reduced	32,977	-383	$2,112,506	−7.3%	5	before history	0.87%
SPGI	S&P Global Inc. Financial Services	Reduced	4,209	-35	$2,096,208	−4.4%	4	unpriced	0.86%
MTUM	iShares MSCI USA Momentum Factor ETF	NEW	9,688	NEW	$2,004,640	NEW	1	unpriced	0.82%
ETJ	Eaton Vance Risk-Managed Diversified Equity Income Fund Financial Services	Reduced	215,199	-747	$2,003,502	+0.7%	5	before history	0.82%
UNH	Unitedhealth Group Inc Healthcare	Added	3,957	+85	$2,001,688	−11.6%	5	before history	0.82%
DEMZ	Democratic Large Cap Core ETF	Held	55,311	0	$1,987,877	−0.1%	5	before history	0.82%
IWF	iShares Russell 1000 Growth ETF	Reduced	4,543	-97	$1,824,377	+4.7%	5	before history	0.75%
NXPI	NXP Semiconductors N.V. Technology	Reduced	8,693	-3,145	$1,806,840	−36.4%	5	before history	0.74%
LHX	L3harris Technologies, Inc. Industrials	Added	8,352	+28	$1,756,258	−11.3%	4	$215.03	0.72%
VTV	VANGUARD VALUE INDEX FUND	Held	10,247	0	$1,734,817	−3.0%	5	before history	0.71%
ISPY	ProShares S&P 500 High Income ETF	Added	39,154	+15,225	$1,734,130	+61.7%	4	unpriced	0.71%
CME	Cme Group Inc. Financial Services	Reduced	7,436	-23	$1,726,862	+4.9%	5	before history	0.71%
ALL	Allstate Corp Financial Services	Added	8,648	+4	$1,667,247	+1.7%	4	$162.35	0.68%
EMXC	iShares MSCI Emerging Markets ex China ETF	Added	27,605	+1,715	$1,530,697	−3.3%	5	before history	0.63%
DRI	Darden Restaurants Inc Consumer Cyclical	Reduced	7,564	-5	$1,412,123	+13.7%	5	before history	0.58%
IQV	Iqvia Holdings Inc. Healthcare	Reduced	7,135	-4,435	$1,402,098	−48.9%	5	before history	0.58%
FANG	Diamondback Energy, Inc. Energy	Reduced	8,323	-1,509	$1,363,557	−19.6%	4	$176.35	0.56%

Showing the top 50 of 110 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.