KEYNOTE FINANCIAL SERVICES LLC
Registered adviserFiling Date
Global Rank
#6,352
/ 8,814
▼ 404
Top Industry
Drug Manufacturers - General
13.2%
Period ended 4 months ago
Filed Aug 3, 2026 · 3mo
10 quarters · since Mar 2024
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Oct 1, 2026
Regulatory AUM
$227,402,314
Main clients
Individuals and high net worth
(94% of AUM)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Oct 2026 | $227,402,314 | Individuals and high net worth (94%) |
| Apr 2025 to Mar 2026 | $182,036,340 | Individuals and high net worth (94%) |
| Apr 2024 to Mar 2025 | $154,749,434 | Individuals and high net worth (94%) |
| May 2023 to Mar 2024 | $134,423,294 | Individuals and high net worth (93%) |
| Apr 2023 | $134,423,294 | Individuals and high net worth (93%) |
| Oct 2022 to Mar 2023 | $131,998,446 | Individuals and high net worth (93%) |
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Diversified active
Top 10 weight 34.9%, 54.9 effective positions, active share 58.6% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Low turnover
12.1% over the last four quarters (under 30%)
Horizon
Medium horizon
Value-weighted holding period 9.2 quarters (4 to under 12)
Closest benchmark: the S&P 500 as of 2026-06-30, active share 58.6%; sector active share 15.8% against the combined 13F book's sector weights.
Over time 10 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
173 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
5.3%
−0.0 pts
Top 5
22.6%
+1.2 pts
Top 10
34.9%
+2.2 pts
HHI
182
Diversified+6
Portfolio Trend
10 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 25.6% | $52,009,477 |
| Healthcare | 17.0% | $34,490,371 |
| Financial Services | 10.8% | $21,942,044 |
| Industrials | 8.3% | $16,904,572 |
| Consumer Defensive | 7.7% | $15,666,759 |
| Communication Services | 6.6% | $13,395,892 |
| Energy | 5.9% | $12,043,632 |
| Unclassified | 5.8% | $11,840,184 |
| Consumer Cyclical | 5.4% | $10,997,996 |
| Utilities | 3.7% | $7,456,007 |
| Real Estate | 1.8% | $3,616,850 |
| Basic Materials | 1.3% | $2,589,829 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| HRL | Hormel Foods Corp | +19,925 | 55,730 | $1,383,218 | |
| TSCO | Tractor Supply Co | +15,799 | 23,134 | $731,265 | |
| VUSB | VANGUARD ULTRA-SHORT BOND ETF | +10,741 | 188,323 | $9,374,718 | |
| PFF | iShares Preferred and Income Securities ETF | +10,721 | 63,189 | $0 | |
| FLO | Flowers Foods Inc | +9,309 | 81,286 | $642,159 | |
| COLD | Americold Realty Trust | +4,356 | 19,871 | $312,372 | |
| SOUN | Soundhound Ai, Inc. | +3,267 | 40,588 | $262,604 | |
| ABT | Abbott Laboratories | +2,110 | 27,168 | $2,465,224 | |
| LKQ | Lkq Corp | +1,779 | 24,132 | $635,395 | |
| HYGV | FlexShares High Yield Value - Scored Bond Index Fund | +1,630 | 7,840 | $315,638 | |
| T | At&T Inc. | +1,586 | 123,143 | $2,549,060 | |
| PATH | UiPath, Inc. | +1,580 | 20,641 | $224,367 | |
| BMY | Bristol Myers Squibb Co | +1,539 | 33,564 | $1,933,957 | |
| GIS | General Mills Inc | +1,491 | 12,556 | $436,948 | |
| WHR | Whirlpool Corp | +1,243 | 13,286 | $523,734 | |
| ALSN | Allison Transmission Holdings Inc | +1,056 | 11,819 | $1,332,474 | |
| PEP | Pepsico Inc | +1,034 | 6,475 | $876,715 | |
| KHC | Kraft Heinz Co | +934 | 34,110 | $805,678 | |
| MSFT | Microsoft Corp | +882 | 11,401 | $4,252,801 | |
| MCD | Mcdonalds Corp | +771 | 4,760 | $1,286,675 | |
| BA | Boeing Co | +750 | 2,573 | $556,977 | |
| MDT | Medtronic plc | +671 | 9,343 | $730,902 | |
| CELU | Celularity Inc | +600 | 29,920 | $17,892 | |
| PG | PROCTER & GAMBLE Co | +594 | 19,997 | $2,932,360 | |
| MMM | 3M Co | +524 | 11,830 | $1,915,395 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| INTC | Intel Corp | −15,133 | 63,765 | $8,903,506 | |
| STM | STMicroelectronics N.V. | −5,190 | 11,864 | $888,494 | |
| VALE | Vale S.A. | −4,518 | 32,026 | $481,671 | |
| MVST | Microvast Holdings, Inc. | −2,600 | 41,380 | $48,414 | |
| BBAI | BigBear.ai Holdings, Inc. | −2,036 | 50,453 | $185,162 | |
| HTO | H2o America | −1,383 | 53,661 | $3,260,978 | |
| CVS | CVS HEALTH Corp | −1,381 | 27,243 | $2,818,288 | |
| OXY | Occidental Petroleum Corp | −1,349 | 49,261 | $2,392,606 | |
| NWL | Newell Brands Inc. | −1,320 | 11,248 | $69,062 | |
| LRCX | Lam Research Corp | −1,300 | 3,773 | $1,634,954 | |
| DINO | HF Sinclair Corp | −1,295 | 26,691 | $1,859,028 | |
| CLF | Cleveland-Cliffs Inc. | −1,206 | 125,104 | $1,174,726 | |
| MU | Micron Technology Inc | −1,024 | 4,464 | $5,152,750 | |
| ABBV | AbbVie Inc. | −1,005 | 38,262 | $9,628,249 | |
| PYPL | PayPal Holdings, Inc. | −967 | 7,876 | $340,085 | |
| MO | Altria Group, Inc. | −927 | 23,585 | $1,696,940 | |
| PFE | Pfizer Inc | −910 | 94,489 | $2,275,295 | |
| WY | Weyerhaeuser Co | −900 | 10,203 | $244,259 | |
| BIRK | Birkenstock Holding plc | −875 | 10,744 | $462,314 | |
| SMCI | Super Micro Computer, Inc. | −831 | 11,097 | $325,475 | |
| VZ | Verizon Communications Inc | −695 | 52,989 | $2,243,554 | |
| KO | Coca Cola Co | −625 | 13,010 | $1,057,322 | |
| CRK | Comstock Resources Inc | −595 | 62,024 | $925,398 | |
| GLW | Corning Inc | −587 | 3,709 | $947,389 | |
| DOC | Healthpeak Properties, Inc. | −562 | 12,728 | $272,379 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
19 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| PGR | Progressive Corp | 3,517 | $768,288 | |
| MRVL | Marvell Technology, Inc. | 1,698 | $505,817 | |
| VST | Vistra Corp. | 2,136 | $338,833 | |
| CRM | Salesforce, Inc. | 2,059 | $322,562 | |
| ICE | Intercontinental Exchange, Inc. | 2,464 | $303,343 | |
| SCHW | Schwab Charles Corp | 2,913 | $268,782 | |
| UNH | Unitedhealth Group Inc | 630 | $261,846 | |
| CRSP | CRISPR Therapeutics AG | 4,758 | $259,501 | |
| APLD | Applied Digital Corp. | 6,836 | $254,982 | |
| TSM | Taiwan Semiconductor Manufacturing Co Ltd | 497 | $237,352 | |
| TRV | Travelers Companies, Inc. | 707 | $233,394 | |
| C | Citigroup Inc | 1,581 | $221,276 | |
| NOW | ServiceNow, Inc. | 2,205 | $218,912 | |
| PRU | Prudential Financial Inc | 2,024 | $218,450 | |
| MFC | Manulife Financial Corp | 5,376 | $217,781 | |
| BIIB | Biogen Inc. | 977 | $211,090 | |
| AEP | American Electric Power Co Inc | 1,520 | $207,951 | |
| KMB | Kimberly Clark Corp | 1,883 | $206,696 | |
| QS | QuantumScape Corp | 10,103 | $76,378 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
8 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| AGQ | ProShares Trust II | 6,250 | $746,937 | |
| CTSH | Cognizant Technology Solutions Corp | 3,912 | $240,001 | |
| FCX | Freeport-Mcmoran Inc | 3,859 | $226,832 | |
| ALB | Albemarle Corp | 1,170 | $210,050 | |
| COST | Costco Wholesale Corp | 206 | $205,264 | |
| AMT | American Tower Corp | 1,188 | $205,025 | |
| VTRS | Viatris Inc | 12,440 | $168,064 | |
| SENS | Senseonics Holdings, Inc. | 10,176 | $67,772 | |
| No positions match the current search. | ||||
173 tracked positions ·
$202,953,613 total
· filing declares
185 positions · $213,585,350
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 173 positions by value
· page 1 of 4
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| AAPL |
Apple Inc.
Technology
|
Reduced | 37,054 | $10,721,945 | 5.28% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Reduced | 38,262 | $9,628,249 | 4.74% | |
| VUSB |
VANGUARD ULTRA-SHORT BOND ETF
|
Added | 188,323 | $9,374,718 | 4.62% | |
| INTC |
Intel Corp
Technology
|
Reduced | 63,765 | $8,903,506 | 4.39% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Added | 11,640 | $5,824,539 | 2.87% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Reduced | 15,861 | $5,668,245 | 2.79% | |
| MU |
Micron Technology Inc
Technology
|
Reduced | 4,464 | $5,152,750 | 2.54% | |
| RTX |
RTX Corp
Industrials
|
Reduced | 27,081 | $5,138,078 | 2.53% | |
| LITE |
Lumentum Holdings Inc.
Technology
|
Reduced | 5,263 | $4,515,969 | 2.23% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 11,401 | $4,252,801 | 2.10% | |
| HTO |
H2o America
Utilities
|
Reduced | 53,661 | $3,260,978 | 1.61% | |
| AMAT |
Applied Materials Inc
Technology
|
Reduced | 4,416 | $3,192,768 | 1.57% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Reduced | 11,963 | $3,038,243 | 1.50% | |
| PG |
PROCTER & GAMBLE Co
Consumer Defensive
|
Added | 19,997 | $2,932,360 | 1.44% | |
| CVS |
CVS HEALTH Corp
Healthcare
|
Reduced | 27,243 | $2,818,288 | 1.39% | |
| CAT |
Caterpillar Inc
Industrials
|
Reduced | 2,563 | $2,729,338 | 1.34% | |
| T |
At&T Inc.
Communication Services
|
Added | 123,143 | $2,549,060 | 1.26% | |
| ABT |
Abbott Laboratories
Healthcare
|
Added | 27,168 | $2,465,224 | 1.21% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Added | 2,030 | $2,434,843 | 1.20% | |
| OXY |
Occidental Petroleum Corp
Energy
|
Reduced | 49,261 | $2,392,606 | 1.18% | |
| PFE |
Pfizer Inc
Healthcare
|
Reduced | 94,489 | $2,275,295 | 1.12% | |
| AMGN |
Amgen Inc
Healthcare
|
Reduced | 6,280 | $2,274,113 | 1.12% | |
| VZ |
Verizon Communications Inc
Communication Services
|
Reduced | 52,989 | $2,243,554 | 1.11% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 9,162 | $2,183,671 | 1.08% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Held | 6,289 | $2,058,578 | 1.01% | |
| NVDA |
Nvidia Corp
Technology
|
Reduced | 10,217 | $2,044,319 | 1.01% | |
| QCOM |
Qualcomm Inc
Technology
|
Added | 10,496 | $1,939,555 | 0.96% | |
| BMY |
Bristol Myers Squibb Co
Healthcare
|
Added | 33,564 | $1,933,957 | 0.95% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
Added | 15,028 | $1,931,098 | 0.95% | |
| MMM |
3M Co
Industrials
|
Added | 11,830 | $1,915,395 | 0.94% | |
| MTB |
M&T Bank Corp
Financial Services
|
Reduced | 8,004 | $1,905,032 | 0.94% | |
| DINO |
HF Sinclair Corp
Energy
|
Reduced | 26,691 | $1,859,028 | 0.92% | |
| MPC |
Marathon Petroleum Corp
Energy
|
Reduced | 6,669 | $1,705,063 | 0.84% | |
| MO |
Altria Group, Inc.
Consumer Defensive
|
Reduced | 23,585 | $1,696,940 | 0.84% | |
| LRCX |
Lam Research Corp
Technology
|
Reduced | 3,773 | $1,634,954 | 0.81% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Held | 4,491 | $1,586,805 | 0.78% | |
| UNM |
Unum Group
Financial Services
|
Reduced | 17,380 | $1,553,772 | 0.77% | |
| GILD |
Gilead Sciences, Inc.
Healthcare
|
Added | 12,178 | $1,538,568 | 0.76% | |
| LMT |
Lockheed Martin Corp
Industrials
|
Reduced | 3,012 | $1,534,493 | 0.76% | |
| O |
Realty Income Corp
Real Estate
|
Added | 23,846 | $1,477,498 | 0.73% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Reduced | 10,509 | $1,436,790 | 0.71% | |
| SFM |
Sprouts Farmers Market, Inc.
Consumer Defensive
|
Added | 16,354 | $1,383,221 | 0.68% | |
| HRL |
Hormel Foods Corp
Consumer Defensive
|
Added | 55,730 | $1,383,218 | 0.68% | |
| BAC |
Bank Of America Corp
Financial Services
|
Held | 23,833 | $1,358,004 | 0.67% | |
| ALSN |
Allison Transmission Holdings Inc
Consumer Cyclical
|
Added | 11,819 | $1,332,474 | 0.66% | |
| MCD |
Mcdonalds Corp
Consumer Cyclical
|
Added | 4,760 | $1,286,675 | 0.63% | |
| CLF |
Cleveland-Cliffs Inc.
Basic Materials
|
Reduced | 125,104 | $1,174,726 | 0.58% | |
| PM |
Philip Morris International Inc.
Consumer Defensive
|
Reduced | 6,479 | $1,172,115 | 0.58% | |
| DUK |
Duke Energy CORP
Utilities
|
Reduced | 9,054 | $1,146,055 | 0.56% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Added | 9,437 | $1,108,470 | 0.55% |
Showing the top 50 of 173 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.