SIERRA OCEAN, LLC

Registered adviser

CIK

2051715

Location

RIPON, CA

Portfolio Value

Small $141,513,411

Diversification

Diversified

Filing Date

Global Rank

#7,553 / 8,827 ▲ 102 · as of Jun 2026

Top Industry

Semiconductors 24.1%

Period ended 38 days ago

Filed Nov 3, 2026 · 4d

8 quarters · since Dec 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 313829

Roster of Nov 1, 2026

Regulatory AUM

$544,561,375

Main clients

Individuals and high net worth (52% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$544,561,375	Individuals and high net worth (52%)
Apr 2025 to Mar 2026	$446,581,608	Individuals and high net worth (57%)
Apr 2024 to Mar 2025	$395,076,030	Individuals and high net worth (56%)
May 2023 to Mar 2024	$330,161,836	Individuals and high net worth (55%)
Apr 2023	$330,161,836	Individuals and high net worth (55%)
Apr 2022 to Mar 2023	$269,888,295	Diversified

2 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 81.1% of the book (60%+)

Turnover

Low turnover

20.6% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 6.6 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 76.2%; sector active share 59.6% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

72 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

13.8%

−1.1 pts

Top 5

51.3%

−9.3 pts

Top 10

75.7%

−5.4 pts

HHI

711

Diversified−165

Portfolio Trend

8 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	80.8%	$114,324,554	28
Technology	10.2%	$14,424,953	14
Communication Services	2.1%	$2,982,722	3
Financial Services	1.9%	$2,689,539	7
Consumer Cyclical	1.6%	$2,289,358	4
Healthcare	1.4%	$1,994,698	6
Consumer Defensive	0.8%	$1,124,329	4
Industrials	0.6%	$834,119	3
Energy	0.4%	$624,615	2
Utilities	0.2%	$224,524	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

17 positions

Ticker	Company	Δ Shares	Shares	Value
JCPB	JPMorgan Core Plus Bond ETF	+100,980	362,556	$16,235,257
AUSF	Global X Adaptive U.S. Factor ETF	+60,905	244,729	$11,920,749
DIVO	Amplify CWP Enhanced Dividend Income ETF	+34,716	167,082	$7,767,642
SMMU	PIMCO Short Term Municipal Bond Active Exchange-Traded Fund	+5,547	19,531	$965,026
HEFA	iShares Currency Hedged MSCI EAFE ETF	+3,807	8,102	$375,851
CRWD	CrowdStrike Holdings, Inc.	+839	1,106	$292,813
GOOGL	Alphabet Inc.	+294	4,086	$1,405,910
MSFT	Microsoft Corp	+265	4,793	$2,458,329
VEA	Vanguard FTSE Developed Markets ETF	+245	10,508	$741,969
NVDA	Nvidia Corp	+217	14,076	$3,214,676
AMZN	Amazon Com Inc	+87	4,738	$1,180,472
GOOG	Alphabet Inc.	+25	2,344	$798,694
CSCO	Cisco Systems, Inc.	+11	2,746	$295,551
TSM	Taiwan Semiconductor Manufacturing Co Ltd	+11	2,374	$1,082,995
CAT	Caterpillar Inc	+11	364	$295,127
MA	Mastercard Inc	+9	464	$255,882
MCK	Mckesson Corp	+3	330	$281,757
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SCHE	Schwab Emerging Markets Equity ETF	−164,240	62,184	$2,266,606
SPHQ	Invesco S&P 500 Quality ETF	−69,510	150,491	$12,653,283
SPMO	Invesco Ltd.	−15,270	117,988	$0
HELO	JPMorgan Hedged Equity Laddered Overlay ETF	−8,239	12,213	$844,773
LVHI	Franklin International Low Volatility High Dividend Index ETF	−5,960	272,646	$11,372,064
RVT	Royce Small-Cap Trust, Inc.	−2,931	14,446	$247,459
MOAT	VanEck Morningstar Wide Moat ETF	−2,648	12,857	$1,359,113
IYR	iShares U.S. Real Estate ETF	−822	2,214	$210,418
NVO	Novo Nordisk A S	−710	6,502	$246,490
BRK-B	Berkshire Hathaway Inc	−640	2,196	$1,093,498
INTC	Intel Corp	−387	3,851	$463,005
VOO	VANGUARD 500 INDEX FUND	−285	989	$693,150
UL	Unilever PLC	−199	3,715	$225,611
IVV	iShares Core S&P 500 ETF	−177	1,706	$1,306,540
IJR	iShares Core S&P Small-Cap ETF	−106	1,623	$220,792
MU	Micron Technology Inc	−96	567	$603,917
AMD	Advanced Micro Devices Inc	−87	753	$460,655
PG	PROCTER & GAMBLE Co	−84	1,669	$242,472
RTX	RTX Corp	−79	1,779	$330,271
LRCX	Lam Research Corp	−75	766	$251,638
WMT	Walmart Inc.	−62	2,443	$253,876
XOM	ExxonMobil Holdings Corp	−60	2,415	$393,041
ORCL	Oracle Corp	−56	1,927	$264,577
HD	Home Depot, Inc.	−46	1,239	$352,483
JNJ	Johnson & Johnson	−43	1,610	$426,231
No positions match the current search.

New Positions

Positions the filer opened this quarter

10 positions

Ticker	Company	Shares	Value
HFSI	Hartford Strategic Income ETF	297,926	$10,004,355
SCHR	Schwab Intermediate-Term U.S. Treasury ETF	419,101	$9,932,693
SCHD	Schwab U.S. Dividend Equity ETF	224,603	$7,306,335
CGGO	Capital Group Global Growth Equity ETF	113,827	$4,528,038
AVUV	Avantis U.S. Small Cap Value ETF	38,342	$4,515,537
AVEM	Avantis Emerging Markets Equity ETF	41,668	$3,917,625
MUNI	PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund	36,145	$1,796,045
IALT		19,171	$572,446
CVX	Chevron Corp	1,134	$231,574
ABBV	AbbVie Inc.	822	$215,026
No positions match the current search.

Sold Out

Positions the filer fully exited

11 positions

Ticker	Company	Shares	Value
TLT	iShares 20+ Year Treasury Bond ETF	95,871	$8,285,171
EMB	iShares J.P. Morgan USD Emerging Markets Bond ETF	59,192	$5,708,476
JEPI	JPMorgan Equity Premium Income ETF	66,717	$3,768,176
DBEF	Xtrackers MSCI EAFE Hedged Equity ETF	10,911	$596,067
IYW	iShares, Inc.	1,946	$490,839
IOO	iShares Global 100 ETF	2,386	$325,927
JMUB	JPMorgan Municipal ETF	6,355	$321,912
GE	General Electric Co	660	$246,661
IJH	iShares Core S&P Mid-Cap ETF	3,057	$235,725
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	902	$219,176
PAVE	Global X U.S. Infrastructure Development ETF	3,510	$206,809
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

72 tracked positions · $141,513,411 total · filing declares 73 positions · $161,990,364 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 72 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
JCPB	JPMorgan Core Plus Bond ETF	Added	362,556	+100,980	$16,235,257	+32.2%	11.47%
SPHQ	Invesco S&P 500 Quality ETF	Reduced	150,491	-69,510	$12,653,283	−36.2%	8.94%
AUSF	Global X Adaptive U.S. Factor ETF	Added	244,729	+60,905	$11,920,749	+32.7%	8.42%
LVHI	Franklin International Low Volatility High Dividend Index ETF	Reduced	272,646	-5,960	$11,372,064	+0.6%	8.04%
HFSI	Hartford Strategic Income ETF	NEW	297,926	NEW	$10,004,355	NEW	7.07%
SCHR	Schwab Intermediate-Term U.S. Treasury ETF	NEW	419,101	NEW	$9,932,693	NEW	7.02%
DIVO	Amplify CWP Enhanced Dividend Income ETF	Added	167,082	+34,716	$7,767,642	+28.4%	5.49%
SCHD	Schwab U.S. Dividend Equity ETF	NEW	224,603	NEW	$7,306,335	NEW	5.16%
CGGO	Capital Group Global Growth Equity ETF	NEW	113,827	NEW	$4,528,038	NEW	3.20%
AVUV	Avantis U.S. Small Cap Value ETF	NEW	38,342	NEW	$4,515,537	NEW	3.19%
AVEM	Avantis Emerging Markets Equity ETF	NEW	41,668	NEW	$3,917,625	NEW	2.77%
AAPL	Apple Inc. Technology	Reduced	11,590	-22	$3,859,701	+14.9%	2.73%
NVDA	Nvidia Corp Technology	Added	14,076	+217	$3,214,676	+15.9%	2.27%
MSFT	Microsoft Corp Technology	Added	4,793	+265	$2,458,329	+45.5%	1.74%
SCHE	Schwab Emerging Markets Equity ETF	Reduced	62,184	-164,240	$2,266,606	−72.4%	1.60%
MUNI	PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund	NEW	36,145	NEW	$1,796,045	NEW	1.27%
GOOGL	Alphabet Inc. Communication Services	Added	4,086	+294	$1,405,910	+3.7%	0.99%
MOAT	VanEck Morningstar Wide Moat ETF	Reduced	12,857	-2,648	$1,359,113	−15.7%	0.96%
IVV	iShares Core S&P 500 ETF	Reduced	1,706	-177	$1,306,540	−7.3%	0.92%
AMZN	Amazon Com Inc Consumer Cyclical	Added	4,738	+87	$1,180,472	+6.5%	0.83%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	2,196	-640	$1,093,498	−22.9%	0.77%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Added	2,374	+11	$1,082,995	−4.0%	0.77%
SMMU	PIMCO Short Term Municipal Bond Active Exchange-Traded Fund	Added	19,531	+5,547	$965,026	+36.7%	0.68%
VUG	VANGUARD GROWTH INDEX FUND	Held	10,638	0	$958,590	+4.6%	0.68%
HELO	JPMorgan Hedged Equity Laddered Overlay ETF	Reduced	12,213	-8,239	$844,773	−38.9%	0.60%
GOOG	Alphabet Inc. Communication Services	Added	2,344	+25	$798,694	−2.5%	0.56%
META	Meta Platforms, Inc. Communication Services	Reduced	1,073	-4	$778,118	+28.3%	0.55%
VEA	Vanguard FTSE Developed Markets ETF	Added	10,508	+245	$741,969	+1.5%	0.52%
AVGO	Broadcom Inc. Technology	Reduced	2,092	-26	$734,689	−8.2%	0.52%
VOO	VANGUARD 500 INDEX FUND	Reduced	989	-285	$693,150	−20.8%	0.49%
SPY	Spdr S&P 500 ETF Trust PUT	NEW	900	NEW	$686,367	NEW	0.49%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	1,993	-12	$659,344	+0.5%	0.47%
LLY	ELI LILLY & Co Healthcare	Reduced	550	-8	$636,394	−4.9%	0.45%
VTV	VANGUARD VALUE INDEX FUND	Reduced	2,896	-24	$625,767	−1.7%	0.44%
MU	Micron Technology Inc Technology	Reduced	567	-96	$603,917	−21.1%	0.43%
IALT		NEW	19,171	NEW	$572,446	NEW	0.40%
INTC	Intel Corp Technology	Reduced	3,851	-387	$463,005	−21.8%	0.33%
AMD	Advanced Micro Devices Inc Technology	Reduced	753	-87	$460,655	−5.6%	0.33%
JNJ	Johnson & Johnson Healthcare	Reduced	1,610	-43	$426,231	+1.5%	0.30%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	1,172	-28	$415,837	−17.6%	0.29%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	442	-15	$402,370	−5.9%	0.28%
XOM	ExxonMobil Holdings Corp Energy	Reduced	2,415	-60	$393,041	+16.2%	0.28%
HEFA	iShares Currency Hedged MSCI EAFE ETF	Added	8,102	+3,807	$375,851	+86.5%	0.27%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	1,239	-46	$352,483	−22.2%	0.25%
RCL	Royal Caribbean Cruises Ltd Consumer Cyclical	Reduced	1,281	-5	$340,566	−16.6%	0.24%
MTUM	iShares MSCI USA Momentum Factor ETF	Held	1,060	0	$336,380	−7.4%	0.24%
RTX	RTX Corp Industrials	Reduced	1,779	-79	$330,271	−6.3%	0.23%
V	Visa Inc. Financial Services	Reduced	879	-6	$315,851	+4.0%	0.22%
CSCO	Cisco Systems, Inc. Technology	Added	2,746	+11	$295,551	−8.0%	0.21%
CAT	Caterpillar Inc Industrials	Added	364	+11	$295,127	−21.5%	0.21%

Showing the top 50 of 72 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.