Legacy Wealth Partners, LLC

Registered adviser

CIK

2066638

Location

Lakewood, CO

Portfolio Value

Small $221,416,441

Diversification

Diversified

Files via

Atria Investments, Inc PARAMETRIC PORTFOLIO ASSOCIATES LLC AssetMark Financial Holdings, Inc.

Filing Date

Global Rank

#4,016 / 8,807 ▲ 1618 · as of Jun 2026

Top Industry

Semiconductors 19.7%

Period ended 20 days ago

Filed Oct 15, 2026 · 5d

4 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 333032

Roster of Oct 1, 2026

Regulatory AUM

$646,023,157

Main clients

Individuals and high net worth (99% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Oct 2026	$646,023,157	Individuals and high net worth (99%)
May 2025 to Feb 2026	$563,852,455	Individuals and high net worth (97%)
Feb 2025 to Apr 2025	$0	—

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 78.1% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 2.8 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 85.3%; sector active share 81.7% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

196 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

21.1%

−25.0 pts

Top 5

42.1%

−26.5 pts

Top 10

61.8%

−16.3 pts

HHI

684

Diversified−1,690

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	80.6%	$178,547,810	134
Technology	8.8%	$19,422,853	14
Financial Services	2.9%	$6,334,409	12
Healthcare	1.7%	$3,762,408	6
Industrials	1.6%	$3,512,923	11
Communication Services	1.4%	$3,153,527	6
Consumer Defensive	1.2%	$2,698,753	6
Consumer Cyclical	1.2%	$2,696,614	4
Energy	0.5%	$1,026,176	2
Utilities	0.1%	$260,968	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
PDBC	Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF	+224,464	368,183	$7,105,931
SGOV	iShares 0-3 Month Treasury Bond ETF	+105,411	111,524	$0
FISR	State Street(R) Fixed Income Sector Rotation ETF	+80,370	156,575	$3,821,995
QLD	ProShares Ultra QQQ	+45,285	51,512	$4,927,122
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	+27,549	96,383	$4,839,390
SSO	ProShares Ultra S&P500	+26,401	33,400	$2,315,622
SPTL	State Street(R) SPDR(R) Portfolio Long Term Treasury ETF	+18,512	55,523	$1,324,223
CORO		+15,491	25,583	$929,942
SPLB	State Street(R) SPDR(R) Portfolio Long Term Corporate Bond ETF	+13,844	43,857	$893,805
XLSR	State Street(R) US Sector Rotation ETF	+12,861	92,011	$6,110,450
IUSB	iShares Core Universal USD Bond ETF	+10,155	250,124	$0
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	+7,357	42,731	$2,627,956
SHV	iShares 0-1 Year Treasury Bond ETF	+6,928	24,940	$0
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	+6,596	78,515	$4,063,936
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+6,330	14,542	$1,305,289
IEFA	iShares Core MSCI EAFE ETF	+6,305	253,290	$0
—		+5,950	31,072	$0
—		+5,338	26,127	$0
BLCR		+5,302	14,808	$724,999
SPY	Spdr S&P 500 ETF Trust	+4,521	16,606	$12,664,233
MUFG	Mitsubishi Ufj Financial Group Inc	+4,284	24,438	$563,784
KAMO	Managed Portfolio Series	+4,239	29,215	$697,779
VEA	Vanguard FTSE Developed Markets ETF	+4,100	141,334	$9,979,593
VO	VANGUARD MID-CAP INDEX FUND	+3,562	143,243	$11,233,116
HYG	iShares iBoxx $ High Yield Corporate Bond ETF	+3,558	91,074	$0
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
USDU	WisdomTree Bloomberg U.S. Dollar Bullish Fund	−76,477	9,200	$0
VRIG	Invesco Variable Rate Investment Grade ETF	−76,327	14,339	$358,833
VTV	VANGUARD VALUE INDEX FUND	−68,942	22,801	$4,926,840
EEM	iShares MSCI Emerging Markets ETF	−57,401	132,207	$8,830,105
EET	ProShares Ultra MSCI Emerging Markets	−18,984	10,383	$1,122,111
AGG	iShares Core U.S. Aggregate Bond ETF	−17,274	461,720	$0
JNK	State Street(R) SPDR(R) Bloomberg High Yield Bond ETF	−13,838	3,770	$349,667
—		−12,057	2,349	$0
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	−5,914	100,586	$4,763,752
—		−5,803	39,772	$0
MBB	iShares MBS ETF	−4,960	2,680	$0
IAGG	iShares Core International Aggregate Bond ETF	−4,841	88,390	$0
IEMG	iShares Trust	−3,883	11,859	$0
BAI	BlackRock ETF Trust	−2,630	11,652	$549,857
—		−2,329	95,689	$0
IDEV	iShares Core MSCI International Developed Markets ETF	−1,166	9,406	$0
—		−1,010	17,334	$0
IJH	iShares Core S&P Mid-Cap ETF	−874	7,183	$0
EFV	iShares MSCI EAFE Value ETF	−755	6,376	$0
IDEF		−576	9,061	$282,947
VEU	Vanguard International Equity Index Funds	−534	8,450	$701,096
F	Ford Motor Co	−447	10,110	$121,926
GE	General Electric Co	−388	809	$252,642
EFG	iShares MSCI EAFE Growth ETF	−352	5,183	$0
T	At&T Inc.	−286	10,234	$249,709
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
QQQ	Invesco Qqq Trust, Series 1	17,856	$13,209,333
PDBA		72,086	$2,707,550
PQUS	Pictet AI Enhanced US Equity ETF	36,247	$1,034,489
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	34,002	$828,288
VPL	VANGUARD PACIFIC STOCK INDEX FUND	6,150	$712,231
SPLS		8,090	$445,273
PG	PROCTER & GAMBLE Co	2,282	$331,528
VTEI	VANGUARD INTERMEDIATE-TERM TAX-EXEMPT BOND ETF	3,339	$318,356
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	4,435	$311,115
TMUS	T-Mobile US, Inc.	1,826	$297,784
IGHG	ProShares Investment Grade-Interest Rate Hedged	3,086	$239,905
ANET	Arista Networks, Inc.	1,106	$225,170
MRK	Merck & Co., Inc.	1,498	$217,674
PULS	PGIM Ultra Short Bond ETF	4,272	$211,293
VZ	Verizon Communications Inc	4,545	$208,479
HCA	HCA Healthcare, Inc.	479	$204,408
IJJ	iShares S&P Mid-Cap 400 Value ETF	16,115	$0
DIVB	BlackRock, Inc.	233,415	$0
AGZ	iShares Agency Bond ETF	23,167	$0
IEI	iShares 3-7 Year Treasury Bond ETF	22,028	$0
DEM	WisdomTree Emerging Markets High Dividend Fund	5,043	$0
QQQM	Invesco Ltd.	7,525	$0
ACWX	iShares MSCI ACWI ex U.S. ETF	8,039	$0
ILF	iShares Latin America 40 ETF	75,140	$0
—		96,107	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

19 positions

Ticker	Company	Shares	Value
USHY	iShares Broad USD High Yield Corporate Bond ETF	260,491	$9,643,376
IWM	iShares Russell 2000 ETF	24,130	$7,249,858
—		51,504	$4,043,579
UWM	ProShares Ultra Russell2000	55,321	$3,719,230
TIP	iShares TIPS Bond ETF	29,907	$3,272,723
XBI	State Street(R) SPDR(R) S&P(R) Biotech ETF	14,230	$2,251,897
EWW	iShares MSCI Mexico ETF	25,666	$1,931,879
EWU	iShares MSCI United Kingdom ETF	36,783	$1,697,167
IYM	iShares U.S. Basic Materials ETF	9,214	$1,654,189
FLRN	State Street(R) SPDR(R) Bloomberg Investment Grade Floating Rate ETF	36,154	$1,115,350
GSY	Invesco Ultra Short Duration ETF	22,055	$1,106,058
CLOI	VanEck CLO ETF	12,861	$680,989
MTUM	iShares MSCI USA Momentum Factor ETF	1,376	$471,734
ASHR	DBX ETF Trust	7,456	$273,336
LMUB	iShares Long-Term National Muni Bond ETF	4,865	$249,185
CARR	CARRIER GLOBAL Corp	3,134	$229,878
MCD	Mcdonalds Corp	833	$225,168
TSLA	Tesla, Inc.	508	$213,664
IDHQ	Invesco Ltd.	4,526	$197,831
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

196 tracked positions · $221,416,441 total · filing declares 196 positions · $462,021,695 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 196 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VOO	VANGUARD 500 INDEX FUND	Reduced	23,024	-102	$16,136,600	+1.6%	7.29%
QQQ	Invesco Qqq Trust, Series 1	NEW	17,856	NEW	$13,209,333	NEW	5.97%
SPY	Spdr S&P 500 ETF Trust	Added	16,606	+4,521	$12,664,233	+40.3%	5.72%
VB	Vanguard Index Funds	Added	39,981	+878	$11,374,194	−4.0%	5.14%
VO	VANGUARD MID-CAP INDEX FUND	Added	143,243	+3,562	$11,233,116	−0.2%	5.07%
VEA	Vanguard FTSE Developed Markets ETF	Added	141,334	+4,100	$9,979,593	+2.1%	4.51%
EEM	iShares MSCI Emerging Markets ETF	Reduced	132,207	-57,401	$8,830,105	−31.9%	3.99%
PDBC	Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF	Added	368,183	+224,464	$7,105,931	+211.4%	3.21%
XLSR	State Street(R) US Sector Rotation ETF	Added	92,011	+12,861	$6,110,450	+19.0%	2.76%
NVDA	Nvidia Corp Technology	Added	25,442	+449	$5,810,443	+16.2%	2.62%
QLD	ProShares Ultra QQQ	Added	51,512	+45,285	$4,927,122	+717.7%	2.23%
VTV	VANGUARD VALUE INDEX FUND	Reduced	22,801	-68,942	$4,926,840	−75.4%	2.23%
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	Added	96,383	+27,549	$4,839,390	+39.5%	2.19%
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	Reduced	100,586	-5,914	$4,763,752	−11.6%	2.15%
AAPL	Apple Inc. Technology	Reduced	14,206	-83	$4,730,882	+14.4%	2.14%
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	Added	78,515	+6,596	$4,063,936	+9.1%	1.84%
FISR	State Street(R) Fixed Income Sector Rotation ETF	Added	156,575	+80,370	$3,821,995	+95.5%	1.73%
MSFT	Microsoft Corp Technology	Added	6,738	+132	$3,455,920	+40.2%	1.56%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	57,775	+289	$3,426,635	−0.1%	1.55%
BNDX	Vanguard Total International Bond ETF	Added	66,804	+2,675	$3,131,103	+0.8%	1.41%
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	Added	37,917	+2,204	$2,896,858	+4.1%	1.31%
DXJ	WisdomTree Japan Hedged Equity Fund	Added	15,721	+2,656	$2,838,424	+25.2%	1.28%
PDBA		NEW	72,086	NEW	$2,707,550	NEW	1.22%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	Added	42,731	+7,357	$2,627,956	+39.9%	1.19%
SSO	ProShares Ultra S&P500	Added	33,400	+26,401	$2,315,622	+391.0%	1.05%
AMZN	Amazon Com Inc Consumer Cyclical	Added	8,505	+453	$2,119,020	+10.4%	0.96%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	3,233	+359	$1,609,872	+11.9%	0.73%
DYNF	iShares U.S. Equity Factor Rotation Active ETF	Added	21,920	+761	$1,518,179	+5.5%	0.69%
VUG	VANGUARD GROWTH INDEX FUND	Added	16,671	+23	$1,502,223	+4.8%	0.68%
LLY	ELI LILLY & Co Healthcare	Added	1,230	+4	$1,423,208	−3.2%	0.64%
VYLD	Financial Services	Added	43,846	+1,672	$1,364,724	+9.1%	0.62%
SPTL	State Street(R) SPDR(R) Portfolio Long Term Treasury ETF	Added	55,523	+18,512	$1,324,223	+36.4%	0.60%
BIV	Vanguard Bond Index Funds	Added	18,077	+672	$1,317,090	−1.3%	0.59%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	14,542	+6,330	$1,305,289	+80.9%	0.59%
SPMD	State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF	Added	20,620	+2,104	$1,299,884	+3.9%	0.59%
GOOGL	Alphabet Inc. Communication Services	Added	3,677	+230	$1,265,182	+2.7%	0.57%
VMBS	VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND	Added	28,320	+1,366	$1,257,691	−0.3%	0.57%
GLD	Spdr Gold Trust	Added	3,223	+313	$1,227,447	+14.5%	0.55%
BLV	VANGUARD LONG-TERM BOND INDEX FUND	Added	19,545	+1,411	$1,226,057	−1.9%	0.55%
EET	ProShares Ultra MSCI Emerging Markets	Reduced	10,383	-18,984	$1,122,111	−67.5%	0.51%
GWX	State Street(R) SPDR(R) S&P(R) International Small Cap ETF	Added	24,211	+2,558	$1,103,295	+16.4%	0.50%
JPM	Jpmorgan Chase & Co Financial Services	Added	3,216	+11	$1,063,949	+1.4%	0.48%
PQUS	Pictet AI Enhanced US Equity ETF	NEW	36,247	NEW	$1,034,489	NEW	0.47%
AMD	Advanced Micro Devices Inc Technology	Added	1,613	+165	$986,768	+17.3%	0.45%
AVGO	Broadcom Inc. Technology	Reduced	2,691	-2	$945,052	−7.1%	0.43%
CORO		Added	25,583	+15,491	$929,942	+151.8%	0.42%
SPLB	State Street(R) SPDR(R) Portfolio Long Term Corporate Bond ETF	Added	43,857	+13,844	$893,805	+32.9%	0.40%
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	NEW	34,002	NEW	$828,288	NEW	0.37%
JNJ	Johnson & Johnson Healthcare	Added	3,058	+94	$809,574	+7.5%	0.37%
META	Meta Platforms, Inc. Communication Services	Added	1,086	+133	$787,545	+46.7%	0.36%

Showing the top 50 of 196 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.