M3 Wealth Management, LLC

Registered adviser

CIK

2109365

Location

NORTH ROYALTON, OH

Portfolio Value

Small $154,120,773

Diversification

Diversified

Filing Date

Global Rank

#7,332 / 8,827 ▲ 129

Top Industry

Drug Manufacturers - General 13.1%

Period ended 4 months ago

Filed Aug 6, 2026 · 3mo

3 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 335612

Roster of Nov 1, 2026

Regulatory AUM

$160,236,028

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Nov 2026	$160,236,028	Individuals and high net worth (100%)
Dec 2025 to Feb 2026	$143,193,601	Individuals and high net worth (100%)
May 2025 to Sep 2025	$0	—

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 50.9%, 24.0 effective positions, active share 77.1% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 2.9 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 77.1%; sector active share 34.3% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

35 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

8.6%

+0.1 pts

Top 5

34.6%

+0.4 pts

Top 10

50.9%

+0.2 pts

HHI

416

Diversified−8

Portfolio Trend

3 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	38.6%	$59,457,251	9
Industrials	13.6%	$20,913,617	6
Healthcare	10.1%	$15,620,010	4
Consumer Cyclical	7.2%	$11,050,067	3
Communication Services	6.2%	$9,537,863	2
Technology	6.1%	$9,442,488	2
Consumer Defensive	5.5%	$8,475,970	3
Financial Services	4.5%	$6,895,414	2
Utilities	3.7%	$5,762,871	2
Energy	2.8%	$4,300,385	1
Real Estate	1.7%	$2,664,837	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

22 positions

Ticker	Company	Δ Shares	Shares	Value
—		+56,906	59,889	$1,641,557
VO	VANGUARD MID-CAP INDEX FUND	+50,088	64,416	$5,189,997
SCHY	Schwab International Dividend Equity ETF	+37,903	50,277	$1,595,289
VIGI	Vanguard Whitehall Funds	+13,019	17,325	$1,617,808
TGT	Target Corp	+9,425	20,200	$2,638,322
SPTM	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF	+7,703	145,538	$13,213,395
VEU	Vanguard International Equity Index Funds	+6,123	63,513	$5,319,213
IJR	iShares Core S&P Small-Cap ETF	+4,290	34,775	$5,157,480
RSP	Victory Portfolios II	+3,760	60,528	$12,878,542
VIG	Vanguard Specialized Funds	+2,953	54,281	$12,843,970
NEE	Nextera Energy Inc	+635	30,415	$2,669,524
PANW	Palo Alto Networks Inc	+393	13,512	$4,607,862
O	Realty Income Corp	+265	43,009	$2,664,837
SYK	Stryker Corp	+235	10,129	$3,189,014
SO	Southern Co	+210	32,320	$3,093,347
ETN	Eaton Corp plc	+201	6,980	$2,974,317
TSLA	Tesla, Inc.	+114	10,303	$4,333,441
GS	Goldman Sachs Group Inc	+65	3,508	$3,547,885
LMT	Lockheed Martin Corp	+57	5,980	$3,046,570
V	Visa Inc.	+45	9,757	$3,347,529
AAPL	Apple Inc.	+42	16,708	$4,834,626
HD	Home Depot, Inc.	+20	7,162	$2,525,894
No positions match the current search.

Trimmed

Positions the filer reduced

11 positions

Ticker	Company	Δ Shares	Shares	Value
DIS	Walt Disney Co	−975	24,435	$2,351,868
GOOGL	Alphabet Inc.	−611	20,108	$7,185,995
PEP	Pepsico Inc	−483	15,202	$2,058,350
VLO	Valero Energy Corp	−381	16,512	$4,300,385
AMZN	Amazon Com Inc	−306	17,583	$4,190,732
GEV	GE Vernova Inc.	−239	6,128	$7,199,542
JNJ	Johnson & Johnson	−175	18,389	$4,670,254
CSX	Csx Corp	−70	70,958	$3,372,633
ABBV	AbbVie Inc.	−62	17,323	$4,359,159
WM	Waste Management Inc	−57	15,905	$3,544,906
COST	Costco Wholesale Corp	−7	4,040	$3,779,298
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
LLY	ELI LILLY & Co	2,836	$3,401,583
No positions match the current search.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
QCOM	Qualcomm Inc	18,618	$2,397,626
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

35 tracked positions · $154,120,773 total · filing declares 35 positions · $154,120,767 · as of Jun 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
SPTM	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF	Added	145,538	+7,703	$13,213,395	+21.3%	3	before history	8.57%
RSP	Victory Portfolios II	Added	60,528	+3,760	$12,878,542	+18.2%	3	before history	8.36%
VIG	Vanguard Specialized Funds	Added	54,281	+2,953	$12,843,970	+16.4%	3	before history	8.33%
GEV	GE Vernova Inc. Industrials	Reduced	6,128	-239	$7,199,542	+29.5%	3	before history	4.67%
GOOGL	Alphabet Inc. Communication Services	Reduced	20,108	-611	$7,185,995	+20.6%	3	before history	4.66%
VEU	Vanguard International Equity Index Funds	Added	63,513	+6,123	$5,319,213	+23.4%	3	before history	3.45%
VO	VANGUARD MID-CAP INDEX FUND	Added	64,416	+50,088	$5,189,997	+26.1%	3	before history	3.37%
IJR	iShares Core S&P Small-Cap ETF	Added	34,775	+4,290	$5,157,480	+36.1%	3	before history	3.35%
AAPL	Apple Inc. Technology	Added	16,708	+42	$4,834,626	+14.3%	3	before history	3.14%
JNJ	Johnson & Johnson Healthcare	Reduced	18,389	-175	$4,670,254	+2.9%	3	before history	3.03%
PANW	Palo Alto Networks Inc Technology	Added	13,512	+393	$4,607,862	+119.1%	3	before history	2.99%
ABBV	AbbVie Inc. Healthcare	Reduced	17,323	-62	$4,359,159	+15.3%	3	before history	2.83%
TSLA	Tesla, Inc. Consumer Cyclical	Added	10,303	+114	$4,333,441	+14.4%	3	before history	2.81%
VLO	Valero Energy Corp Energy	Reduced	16,512	-381	$4,300,385	+3.0%	3	before history	2.79%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	17,583	-306	$4,190,732	+12.5%	3	before history	2.72%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	4,040	-7	$3,779,298	−6.3%	3	before history	2.45%
GS	Goldman Sachs Group Inc Financial Services	Added	3,508	+65	$3,547,885	+21.8%	3	before history	2.30%
WM	Waste Management Inc Industrials	Reduced	15,905	-57	$3,544,906	−3.4%	3	before history	2.30%
LLY	ELI LILLY & Co Healthcare	NEW	2,836	NEW	$3,401,583	NEW	1	$1,021.74	2.21%
CSX	Csx Corp Industrials	Reduced	70,958	-70	$3,372,633	+15.7%	3	before history	2.19%
V	Visa Inc. Financial Services	Added	9,757	+45	$3,347,529	+14.0%	3	before history	2.17%
SYK	Stryker Corp Healthcare	Added	10,129	+235	$3,189,014	−1.9%	3	before history	2.07%
SO	Southern Co Utilities	Added	32,320	+210	$3,093,347	−0.2%	3	before history	2.01%
LMT	Lockheed Martin Corp Industrials	Added	5,980	+57	$3,046,570	−14.9%	3	before history	1.98%
ETN	Eaton Corp plc Industrials	Added	6,980	+201	$2,974,317	+22.7%	3	before history	1.93%
NEE	Nextera Energy Inc Utilities	Added	30,415	+635	$2,669,524	−3.5%	3	before history	1.73%
O	Realty Income Corp Real Estate	Added	43,009	+265	$2,664,837	+1.9%	3	before history	1.73%
TGT	Target Corp Consumer Defensive	Added	20,200	+9,425	$2,638,322	+102.0%	2	$119.42	1.71%
HD	Home Depot, Inc. Consumer Cyclical	Added	7,162	+20	$2,525,894	+7.5%	3	before history	1.64%
DIS	Walt Disney Co Communication Services	Reduced	24,435	-975	$2,351,868	−4.0%	3	before history	1.53%
PEP	Pepsico Inc Consumer Defensive	Reduced	15,202	-483	$2,058,350	−15.5%	3	before history	1.34%
		Added	59,889	+56,906	$1,641,557	+1927.4%	2	unpriced	1.07%
VIGI	Vanguard Whitehall Funds	Added	17,325	+13,019	$1,617,808	+324.7%	2	$92.57	1.05%
SCHY	Schwab International Dividend Equity ETF	Added	50,277	+37,903	$1,595,289	+307.2%	2	$32.13	1.04%
PH	Parker-Hannifin Corp Industrials	Held	793	0	$775,649	+9.3%	3	before history	0.50%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.