CARLSON FINANCIAL, INC.
Registered adviserFiling Date
Global Rank
#6,583
/ 8,817
▼ 7
Top Industry
Semiconductors
22.4%
Period ended 4 months ago
Filed Aug 24, 2026 · 2mo
3 quarters · since Dec 2025
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Oct 1, 2026
Regulatory AUM
$317,952,000
Main clients
Individuals and high net worth
(94% of AUM)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Oct 2026 | $317,952,000 | Individuals and high net worth (94%) |
| Dec 2025 to Mar 2026 | $301,287,159 | Individuals and high net worth (99%) |
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Diversified active
Top 10 weight 46.3%, 31.8 effective positions, active share 70.7% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Turnover unknown
It needs four straight quarters of measured turnover
Horizon
Short horizon
Value-weighted holding period 2.9 quarters (under 4)
Closest benchmark: every 13F filer's combined book, active share 70.7%; sector active share 36.6% against the combined 13F book's sector weights.
Over time 3 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
194 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
8.8%
−0.2 pts
Top 5
33.2%
+0.5 pts
Top 10
47.9%
−0.0 pts
HHI
319
Diversified+2
Portfolio Trend
3 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 44.7% | $87,207,795 |
| Technology | 20.7% | $40,404,165 |
| Industrials | 14.5% | $28,296,551 |
| Consumer Cyclical | 9.2% | $17,980,154 |
| Financial Services | 3.9% | $7,584,344 |
| Consumer Defensive | 1.8% | $3,592,439 |
| Healthcare | 1.6% | $3,208,291 |
| Energy | 1.3% | $2,541,808 |
| Utilities | 1.0% | $2,030,804 |
| Communication Services | 0.7% | $1,277,240 |
| Basic Materials | 0.4% | $687,228 |
| Real Estate | 0.2% | $374,303 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| — | +11,048 | 28,721 | $979,960 | ||
| GO | Grocery Outlet Holding Corp. | +6,510 | 16,766 | $167,324 | |
| NKE | NIKE, Inc. | +5,522 | 18,146 | $744,893 | |
| ONDS | Ondas Inc. | +3,472 | 25,780 | $212,427 | |
| NEE | Nextera Energy Inc | +3,460 | 11,810 | $1,036,563 | |
| INCM | +3,277 | 36,705 | $1,059,122 | ||
| DGRO | iShares Core Dividend Growth ETF | +3,204 | 74,069 | $5,613,689 | |
| ELCV | Eventide High Dividend ETF | +2,335 | 14,948 | $491,340 | |
| — | +2,109 | 17,389 | $735,033 | ||
| TMC | TMC the metals Co Inc. | +2,097 | 46,933 | $207,913 | |
| PULS | PGIM Ultra Short Bond ETF | +1,858 | 22,476 | $1,113,685 | |
| HYDR | Global X Hydrogen ETF | +1,858 | 24,616 | $1,306,124 | |
| USAI | Pacer American Energy Independence ETF | +1,752 | 39,852 | $1,813,106 | |
| GRID | First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund | +1,607 | 5,953 | $1,141,487 | |
| FID | First Trust S&P International Dividend Aristocrats ETF | +1,582 | 21,563 | $462,741 | |
| — | +1,467 | 29,767 | $1,300,520 | ||
| POWL | Powell Industries Inc | +1,317 | 1,978 | $566,420 | |
| DTCR | Global X Data Center & Digital Infrastructure ETF | +1,154 | 11,274 | $342,391 | |
| PSCT | Invesco Ltd. | +958 | 4,673 | $431,831 | |
| — | +850 | 124,700 | $7,217,636 | ||
| AIRR | First Trust Exchange-Traded Fund VI | +798 | 24,605 | $3,278,616 | |
| FEM | First Trust Emerging Markets AlphaDEX Fund | +771 | 8,093 | $258,895 | |
| SHLD | Global X Defense Tech ETF | +750 | 31,488 | $1,880,148 | |
| TPHD | Timothy Plan | +679 | 60,871 | $2,573,625 | |
| FLY | Firefly Aerospace Inc. | +667 | 8,211 | $241,403 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| RWJ | Invesco Ltd. | −15,614 | 18,700 | $1,112,650 | |
| CALF | Pacer US Small Cap Cash Cows 100 ETF | −9,007 | 5,171 | $261,704 | |
| FTCS | First Trust Capital Strength ETF | −3,363 | 25,406 | $2,386,131 | |
| VLO | Valero Energy Corp | −2,820 | 3,509 | $913,883 | |
| RDVY | First Trust Rising Dividend Achievers ETF | −2,413 | 64,855 | $5,257,146 | |
| — | −2,323 | 17,679 | $420,229 | ||
| TSCO | Tractor Supply Co | −1,725 | 12,625 | $399,076 | |
| ANGX | Angel Studios, Inc. | −1,500 | 17,396 | $63,843 | |
| GPC | Genuine Parts Co | −1,462 | 2,752 | $324,680 | |
| CGMU | Capital Group Municipal Income ETF | −1,264 | 12,876 | $353,703 | |
| NVDA | Nvidia Corp | −1,235 | 86,267 | $17,261,164 | |
| HUSV | First Trust Horizon Managed Volatility Domestic ETF | −1,111 | 14,584 | $572,815 | |
| RAIL | FreightCar America, Inc. | −1,085 | 42,911 | $417,953 | |
| FVD | First Trust Value Line Dividend Index Fund | −1,029 | 30,031 | $1,446,893 | |
| FTGC | First Trust Global Tactical Commodity Strategy Fund | −1,000 | 26,077 | $705,382 | |
| XBIL | US Treasury 6 Month Bill ETF | −991 | 8,618 | $430,900 | |
| SPHQ | Invesco S&P 500 Quality ETF | −946 | 7,233 | $651,693 | |
| EPI | WisdomTree India Earnings Fund | −921 | 7,295 | $312,080 | |
| AOS | Smith A O Corp | −886 | 5,758 | $361,141 | |
| CMG | Chipotle Mexican Grill Inc | −850 | 8,803 | $299,302 | |
| CRM | Salesforce, Inc. | −709 | 2,956 | $463,086 | |
| F | Ford Motor Co | −612 | 19,524 | $271,383 | |
| LMBS | First Trust Low Duration Opportunities ETF | −545 | 32,821 | $1,633,829 | |
| SMG | Scotts Miracle-Gro Co | −455 | 3,305 | $225,103 | |
| UBER | Uber Technologies, Inc | −445 | 3,150 | $227,304 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
23 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| SPCX | Space Exploration Technologies Corp | 6,022 | $1,028,918 | |
| GOOGL | Alphabet Inc. | 1,699 | $607,171 | |
| WQTM | WisdomTree Quantum Computing Fund | 11,269 | $426,080 | |
| INTC | Intel Corp | 2,669 | $372,672 | |
| IONQ | IonQ, Inc. | 6,877 | $366,269 | |
| FCEL | Fuelcell Energy Inc | 9,543 | $343,643 | |
| ZAP | Global X U.S. Electrification ETF | 9,854 | $341,046 | |
| CBRS | Cerebras Systems Inc. | 1,458 | $322,218 | |
| TAN | Invesco Ltd. | 5,386 | $318,581 | |
| JAAA | Janus Henderson AAA CLO ETF | 5,581 | $281,784 | |
| KBWB | Invesco Ltd. | 2,690 | $250,116 | |
| QQEW | First Trust Nasdaq-100 Select Equal Weight ETF | 1,545 | $246,582 | |
| SNOW | Snowflake Inc. | 944 | $240,248 | |
| IJR | iShares Core S&P Small-Cap ETF | 1,568 | $232,550 | |
| PL | Planet Labs PBC | 6,987 | $231,479 | |
| SMH | VanEck Semiconductor ETF | 334 | $219,067 | |
| IJH | iShares Core S&P Mid-Cap ETF | 2,835 | $218,606 | |
| TPSC | Timothy Plan US Small Cap Core ETF | 4,456 | $213,807 | |
| RFV | Victory Portfolios II | 1,461 | $208,820 | |
| POWR | iShares U.S. Power Infrastructure ETF | 7,452 | $208,357 | |
| — | 4,131 | $205,649 | ||
| VUG | VANGUARD GROWTH INDEX FUND | 2,374 | $204,496 | |
| SDY | State Street(R) SPDR(R) S&P(R) Dividend ETF | 1,321 | $201,029 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
10 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| TMVE | Thrivent Mid Cap Value ETF | 17,945 | $281,449 | |
| DXYZ | Destiny Tech100 Inc. | 10,034 | $268,710 | |
| XOM | ExxonMobil Holdings Corp | 1,510 | $256,186 | |
| LULU | lululemon athletica inc. | 1,651 | $252,768 | |
| WMT | Walmart Inc. | 1,748 | $217,241 | |
| PZZA | Papa Johns International Inc | 6,427 | $208,299 | |
| OPXS | Optex Systems Holdings Inc | 10,348 | $136,852 | |
| RDW | Redwire Corp | 12,649 | $107,516 | |
| GRAB | Grab Holdings Ltd | 14,052 | $51,430 | |
| SPWH | Sportsman's Warehouse Holdings, Inc. | 11,477 | $16,182 | |
| No positions match the current search. | ||||
194 tracked positions ·
$195,185,122 total
· filing declares
195 positions · $196,057,265
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 194 positions by value
· page 1 of 4
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| NVDA |
Nvidia Corp
Technology
|
Reduced | 86,267 | $17,261,164 | 8.84% | |
| AXON |
Axon Enterprise, Inc.
Industrials
|
Added | 16,039 | $8,991,623 | 4.61% | |
| TSLA |
Tesla, Inc.
Consumer Cyclical
|
Added | 19,118 | $8,041,030 | 4.12% | |
|
|
Added | 124,700 | $7,217,636 | 3.70% | ||
| DGRO |
iShares Core Dividend Growth ETF
|
Added | 74,069 | $5,613,689 | 2.88% | |
| RDVY |
First Trust Rising Dividend Achievers ETF
|
Reduced | 64,855 | $5,257,146 | 2.69% | |
| PAVE |
Global X U.S. Infrastructure Development ETF
|
Added | 86,025 | $5,068,593 | 2.60% | |
| SHOP |
Shopify Inc.
Technology
|
Added | 39,730 | $4,536,371 | 2.32% | |
| CAT |
Caterpillar Inc
Industrials
|
Reduced | 3,935 | $4,190,381 | 2.15% | |
| AAPL |
Apple Inc.
Technology
|
Added | 13,386 | $3,873,372 | 1.98% | |
| SDVY |
First Trust SMID Cap Rising Dividend Achievers ETF
|
Reduced | 85,441 | $3,685,924 | 1.89% | |
| AIRR |
First Trust Exchange-Traded Fund VI
|
Added | 24,605 | $3,278,616 | 1.68% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 11,149 | $2,657,252 | 1.36% | |
| TPHD |
Timothy Plan
|
Added | 60,871 | $2,573,625 | 1.32% | |
|
|
Reduced | 51,333 | $2,448,070 | 1.25% | ||
| MU |
Micron Technology Inc
Technology
|
Reduced | 2,086 | $2,407,848 | 1.23% | |
| FTCS |
First Trust Capital Strength ETF
|
Reduced | 25,406 | $2,386,131 | 1.22% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 5,807 | $2,166,127 | 1.11% | |
|
|
Added | 21,886 | $1,966,457 | 1.01% | ||
| SHLD |
Global X Defense Tech ETF
|
Added | 31,488 | $1,880,148 | 0.96% | |
| PWR |
Quanta Services, Inc.
Industrials
|
Reduced | 2,610 | $1,879,304 | 0.96% | |
| USAI |
Pacer American Energy Independence ETF
|
Added | 39,852 | $1,813,106 | 0.93% | |
| AVGO |
Broadcom Inc.
Technology
|
Reduced | 4,646 | $1,755,026 | 0.90% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Reduced | 6,770 | $1,703,602 | 0.87% | |
| PPA |
Victory Portfolios II
|
Reduced | 9,494 | $1,677,115 | 0.86% | |
| COST |
Costco Wholesale Corp
Consumer Defensive
|
Reduced | 1,760 | $1,646,427 | 0.84% | |
| NLR |
VanEck Uranium and Nuclear ETF
|
Added | 14,097 | $1,634,970 | 0.84% | |
| LMBS |
First Trust Low Duration Opportunities ETF
|
Reduced | 32,821 | $1,633,829 | 0.84% | |
|
|
Added | 31,681 | $1,583,954 | 0.81% | ||
| CARR |
CARRIER GLOBAL Corp
Industrials
|
Reduced | 21,429 | $1,571,817 | 0.81% | |
| BROS |
Dutch Bros Inc.
Consumer Cyclical
|
Added | 21,239 | $1,525,172 | 0.78% | |
| PTL |
Inspire 500 ETF
|
Added | 5,244 | $1,500,255 | 0.77% | |
| FVD |
First Trust Value Line Dividend Index Fund
|
Reduced | 30,031 | $1,446,893 | 0.74% | |
| AMD |
Advanced Micro Devices Inc
Technology
|
Reduced | 2,297 | $1,334,350 | 0.68% | |
| HYDR |
Global X Hydrogen ETF
|
Added | 24,616 | $1,306,124 | 0.67% | |
|
|
Added | 29,767 | $1,300,520 | 0.67% | ||
| XMMO |
Victory Portfolios II
|
Added | 7,626 | $1,297,487 | 0.66% | |
| UPS |
United Parcel Service Inc
Industrials
|
Reduced | 11,567 | $1,243,452 | 0.64% | |
| PLTR |
Palantir Technologies Inc.
Technology
|
Added | 10,349 | $1,207,417 | 0.62% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Added | 3,638 | $1,190,826 | 0.61% | |
| GRID |
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
|
Added | 5,953 | $1,141,487 | 0.58% | |
| HWM |
Howmet Aerospace Inc.
Industrials
|
Reduced | 4,227 | $1,136,471 | 0.58% | |
| PULS |
PGIM Ultra Short Bond ETF
|
Added | 22,476 | $1,113,685 | 0.57% | |
| RWJ |
Invesco Ltd.
Financial Services
|
Reduced | 18,700 | $1,112,650 | 0.57% | |
| UNP |
Union Pacific Corp
Industrials
|
Added | 3,993 | $1,086,096 | 0.56% | |
| INCM |
|
Added | 36,705 | $1,059,122 | 0.54% | |
| NEE |
Nextera Energy Inc
Utilities
|
Added | 11,810 | $1,036,563 | 0.53% | |
| SPCX |
Space Exploration Technologies Corp
Industrials
|
NEW | 6,022 | $1,028,918 | 0.53% | |
| JMST |
JPMorgan Ultra-Short Municipal Income ETF
|
Added | 20,150 | $1,027,650 | 0.53% | |
| PG |
PROCTER & GAMBLE Co
Consumer Defensive
|
Added | 6,870 | $1,007,416 | 0.52% |
Showing the top 50 of 194 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.