James T. Borello RIA

Registered adviser

CIK

2157919

Location

EAST DUNDEE, IL

Portfolio Value

Small $470,488,664

Diversification

Diversified

Filing Date

Global Rank

#3,904 / 8,807 ▼ 130 · as of Jun 2026

Top Industry

Insurance - Diversified 33.0%

Period ended 20 days ago

Filed Oct 16, 2026 · 4d

12 quarters · since Dec 2023

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 16860

Roster of Oct 1, 2026

Regulatory AUM

$514,080,273

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Dec 2025 to Oct 2026	$514,080,273	Individuals and high net worth (100%)
Nov 2024 to Sep 2025	$427,365,647	Individuals and high net worth (99%)
Oct 2023 to Oct 2024	$323,690,098	Individuals and high net worth (99%)
May 2023 to Sep 2023	$276,312,020	Individuals and high net worth (100%)
Nov 2022 to Apr 2023	$276,312,020	Individuals and high net worth (100%)
Nov 2021 to Oct 2022	$304,968,028	Individuals and high net worth (100%)

2 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 72.1% of the book (60%+)

Turnover

Low turnover

12.3% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 10.0 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 87.9%; sector active share 73.3% against the combined 13F book's sector weights.

Over time 11 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

1,281 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

17.7%

+0.5 pts

Top 5

52.3%

+1.1 pts

Top 10

73.3%

+1.2 pts

HHI

742

Diversified+28

Portfolio Trend

12 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	82.6%	$388,452,795	175
Financial Services	6.9%	$32,364,582	196
Technology	3.4%	$16,032,518	191
Healthcare	2.1%	$9,905,485	117
Consumer Cyclical	1.4%	$6,694,600	117
Industrials	1.4%	$6,477,453	152
Communication Services	0.9%	$4,278,106	59
Consumer Defensive	0.5%	$2,167,172	60
Energy	0.4%	$2,070,183	50
Utilities	0.2%	$874,668	45
Basic Materials	0.1%	$698,850	52
Real Estate	0.1%	$472,252	67

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	+63,059	599,947	$30,123,338
RDVI	FT Vest Rising Dividend Achievers Target Income ETF	+58,840	215,807	$6,016,699
CGXU	Capital Group International Focus Equity ETF	+38,424	721,014	$24,723,570
CGGR	Capital Group Growth ETF	+34,216	294,628	$13,974,206
CGUS	Capital Group Core Equity ETF	+28,810	989,778	$44,045,121
RDVY	First Trust Rising Dividend Achievers ETF	+27,202	138,256	$10,824,062
SPMD	State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF	+23,063	285,264	$17,983,042
TMSL	T. Rowe Price Small-Mid Cap ETF	+21,018	64,808	$2,637,685
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	+17,059	285,674	$35,160,755
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	+13,577	54,709	$3,344,361
CGDV	Capital Group Dividend Value ETF	+13,072	684,141	$33,420,287
DFAS	Dimensional U.S. Small Cap ETF	+12,960	175,804	$13,610,745
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	+6,624	114,394	$5,921,033
TCHP	T. Rowe Price Blue Chip Growth ETF	+6,298	212,492	$10,924,213
COWZ	Pacer US Cash Cows 100 ETF	+6,286	48,381	$3,229,915
TDVG	T. Rowe Price Dividend Growth ETF	+5,593	339,643	$16,391,171
SGOV	iShares 0-3 Month Treasury Bond ETF	+5,315	10,444	$0
DFAI	Dimensional International Core Equity Market ETF	+4,732	15,747	$652,398
CGGO	Capital Group Global Growth Equity ETF	+3,564	147,156	$5,853,865
PJUL		+3,262	44,330	$2,202,314
TOUS	T. Rowe Price International Equity ETF	+2,920	12,137	$466,424
CGBL	Capital Group Core Balanced ETF	+2,360	30,119	$1,106,873
SITC	SITE Centers Corp.	+2,170	2,236	$7,535
T	At&T Inc.	+1,881	3,930	$95,891
ABT	Abbott Laboratories	+1,825	2,512	$248,260
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
TCAL	T. Rowe Price Capital Appreciation Premium Income ETF	−22,352	11,594	$253,212
MFSG	MFS Active Growth ETF	−8,871	3,038	$92,902
MFSI	MFS Active International ETF	−6,633	17,857	$583,388
PSEP		−4,337	18,218	$853,695
POCT		−4,307	57,933	$2,774,411
SPTM	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF	−3,058	277,223	$25,518,377
GRAB	Grab Holdings Ltd	−1,702	79	$245
BOXX	Alpha Architect 1-3 Month Box ETF	−1,598	9,944	$1,177,270
TEQI	T. Rowe Price Equity Income ETF	−1,450	52,615	$2,662,371
BFRZ		−1,108	8,989	$243,332
PNOV		−881	26,454	$1,206,831
TCAF	T. Rowe Price Capital Appreciation Equity ETF	−853	301,315	$12,736,585
HLN	Haleon plc	−822	2,950	$26,550
PDEC		−794	25,634	$1,207,643
WY	Weyerhaeuser Co	−668	147	$2,800
FLO	Flowers Foods Inc	−605	12	$66
AGNC	AGNC Investment Corp.	−509	171	$1,550
OPFI	OppFi Inc.	−471	133	$801
Z	Zillow Group, Inc.	−452	2	$54
ICL	ICL Group Ltd.	−418	1,347	$6,761
NCLH	Norwegian Cruise Line Holdings Ltd.	−402	3	$43
TTE	TotalEnergies SE	−357	7,081	$605,425
LKQ	Lkq Corp	−340	23	$525
ACI	Albertsons Companies, Inc.	−334	6	$69
FER	Ferrovial N.V.	−333	1	$54
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
FTHI	First Trust BuyWrite Income ETF	5,756	$135,784
CGMM	Capital Group U.S. Small and Mid Cap ETF	4,341	$134,397
FTCS	First Trust Capital Strength ETF	1,299	$121,911
PALC	Pacer Lunt Large Cap Multi-Factor Alternator ETF	1,284	$69,101
CGIC	Capital Group International Core Equity ETF	1,149	$41,341
CGNG	Capital Group New Geography Equity ETF	996	$36,304
VB	Vanguard Index Funds	93	$26,457
IRDM	Iridium Communications Inc.	368	$17,627
MOG-A	Moog Inc.	36	$13,732
OLED	Universal Display Corp \Pa\	153	$11,787
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	191	$11,746
SCHG	Schwab U.S. Large-Cap Growth ETF	273	$9,808
CPRI	Capri Holdings Ltd	676	$9,545
CMDT	PIMCO Commodity Strategy Active Exchange-Traded Fund	221	$7,659
OIH	VanEck Oil Services ETF	19	$7,189
ITRI	Itron, Inc.	80	$6,907
AVEM	Avantis Emerging Markets Equity ETF	72	$6,769
FMC	Fmc Corp	648	$5,780
MKL	Markel Group Inc.	3	$5,137
MP	MP Materials Corp. / DE	99	$4,681
OKLO	Oklo Inc.	126	$4,664
VTS	Vitesse Energy, Inc.	275	$4,592
HR	Healthcare Realty Trust Inc	243	$4,310
KN	Knowles Corp	74	$2,749
AOS	Smith A O Corp	47	$2,649
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
ESLT	Elbit Systems Ltd	23	$17,450
—		44	$15,599
FBND	Fidelity Total Bond ETF	296	$13,465
DY	Dycom Industries Inc	22	$11,122
—		82	$10,842
VFC	V F Corp	600	$10,008
PHG	Koninklijke Philips NV	357	$9,706
GNE	Genie Energy Ltd.	577	$8,337
—		36	$7,381
GPI	Group 1 Automotive Inc	24	$6,988
—		37	$6,981
MOTO	Guinness Atkinson Smart Transportation & Technology ETF	107	$6,947
CARY	Angel Oak Income ETF	318	$6,608
NYT	New York Times Co	85	$5,948
FMS	Fresenius Medical Care AG	235	$5,313
FRPH	Frp Holdings, Inc.	206	$5,147
AR	ANTERO RESOURCES Corp	141	$4,954
FCN	Fti Consulting, Inc	33	$4,917
WHR	Whirlpool Corp /De/	124	$4,888
AOHY	Angel Oak	439	$4,831
VRRM	VERRA MOBILITY Corp	1,072	$4,556
NXT	Nextpower Inc.	38	$4,527
WSO	Watsco Inc	10	$4,167
THO	Thor Industries Inc	51	$3,833
POST	Post Holdings, Inc.	41	$3,618
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

1,281 tracked positions · $470,488,664 total · filing declares 1,430 positions · $481,776,631 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 1,281 positions by value · page 1 of 26

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
CGUS	Capital Group Core Equity ETF	Added	989,778	+28,810	$44,045,121	+3.0%	9.36%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Added	285,674	+17,059	$35,160,755	+10.0%	7.47%
CGDV	Capital Group Dividend Value ETF	Added	684,141	+13,072	$33,420,287	+1.1%	7.10%
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	Added	599,947	+63,059	$30,123,338	+11.3%	6.40%
SPTM	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF	Reduced	277,223	-3,058	$25,518,377	+0.3%	5.42%
CGXU	Capital Group International Focus Equity ETF	Added	721,014	+38,424	$24,723,570	+4.6%	5.25%
BRK-A	Berkshire Hathaway Inc Financial Services	Held	33	0	$24,651,165	−0.2%	5.24%
SPMD	State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF	Added	285,264	+23,063	$17,983,042	+1.5%	3.82%
SPY	Spdr S&P 500 ETF Trust	Added	21,590	+48	$16,465,181	+2.4%	3.50%
TDVG	T. Rowe Price Dividend Growth ETF	Added	339,643	+5,593	$16,391,171	+0.1%	3.48%
CGGR	Capital Group Growth ETF	Added	294,628	+34,216	$13,974,206	+13.7%	2.97%
DFAS	Dimensional U.S. Small Cap ETF	Added	175,804	+12,960	$13,610,745	+1.5%	2.89%
TCAF	T. Rowe Price Capital Appreciation Equity ETF	Reduced	301,315	-853	$12,736,585	+2.6%	2.71%
TCHP	T. Rowe Price Blue Chip Growth ETF	Added	212,492	+6,298	$10,924,213	+5.8%	2.32%
RDVY	First Trust Rising Dividend Achievers ETF	Added	138,256	+27,202	$10,824,062	+20.2%	2.30%
JNJ	Johnson & Johnson Healthcare	Added	24,318	+192	$6,437,947	+5.1%	1.37%
QQQ	Invesco Qqq Trust, Series 1	Added	8,668	+14	$6,412,326	+0.6%	1.36%
RDVI	FT Vest Rising Dividend Achievers Target Income ETF	Added	215,807	+58,840	$6,016,699	+30.4%	1.28%
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	Added	114,394	+6,624	$5,921,033	+6.1%	1.26%
CGGO	Capital Group Global Growth Equity ETF	Added	147,156	+3,564	$5,853,865	−3.7%	1.24%
AIRR	First Trust Exchange-Traded Fund VI	Added	44,194	+121	$4,562,588	−22.3%	0.97%
MDY	Spdr S&P Midcap 400 ETF Trust	Added	6,832	+13	$4,486,642	−6.5%	0.95%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Added	54,709	+13,577	$3,344,361	+33.8%	0.71%
COWZ	Pacer US Cash Cows 100 ETF	Added	48,381	+6,286	$3,229,915	+23.4%	0.69%
TGRW	T. Rowe Price Growth Stock ETF	Reduced	58,948	-63	$2,856,360	+1.4%	0.61%
POCT		Reduced	57,933	-4,307	$2,774,411	−4.0%	0.59%
AAPL	Apple Inc. Technology	Added	8,004	+367	$2,665,492	+20.6%	0.57%
TEQI	T. Rowe Price Equity Income ETF	Reduced	52,615	-1,450	$2,662,371	−2.3%	0.57%
AZO	Autozone Inc Consumer Cyclical	Added	935	+2	$2,646,068	−11.3%	0.56%
TMSL	T. Rowe Price Small-Mid Cap ETF	Added	64,808	+21,018	$2,637,685	+37.4%	0.56%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	4,769	+38	$2,374,723	+0.3%	0.50%
AVUV	Avantis U.S. Small Cap Value ETF	Added	19,319	+1,343	$2,275,198	+1.4%	0.48%
PJUL		Added	44,330	+3,262	$2,202,314	+9.9%	0.47%
PMAY		Held	48,015	0	$2,028,883	+2.3%	0.43%
NVDA	Nvidia Corp Technology	Added	8,675	+316	$1,981,195	+18.5%	0.42%
MSFT	Microsoft Corp Technology	Added	3,834	+371	$1,966,457	+52.2%	0.42%
GRID	First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund	Held	11,039	0	$1,955,117	−7.6%	0.42%
GOOG	Alphabet Inc. Communication Services	Added	5,732	+1,103	$1,953,121	+19.4%	0.42%
FTNT	Fortinet, Inc. Technology	Reduced	10,334	-1	$1,847,305	+16.4%	0.39%
CNH	CNH Industrial N.V. Industrials	Reduced	130,081	-19	$1,671,540	+14.4%	0.36%
ALV	Autoliv Inc Consumer Cyclical	Added	13,746	+100	$1,538,039	−3.0%	0.33%
MISL	First Trust Indxx Aerospace & Defense ETF	Held	31,871	0	$1,325,833	−9.1%	0.28%
PJAN		Held	25,968	0	$1,317,096	+2.5%	0.28%
PDEC		Reduced	25,634	-794	$1,207,643	−0.4%	0.26%
PNOV		Reduced	26,454	-881	$1,206,831	−0.5%	0.26%
BOXX	Alpha Architect 1-3 Month Box ETF	Reduced	9,944	-1,598	$1,177,270	−12.9%	0.25%
CGBL	Capital Group Core Balanced ETF	Added	30,119	+2,360	$1,106,873	+5.0%	0.24%
GOOGL	Alphabet Inc. Communication Services	Added	3,190	+33	$1,097,614	−2.7%	0.23%
BNY	Bank of New York Mellon Corp Financial Services	Added	7,575	+27	$1,095,572	+0.4%	0.23%
PMAR		Held	22,135	0	$1,083,705	+2.5%	0.23%

Showing the top 50 of 1,281 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.