AFCG · Advanced Flower Capital Inc.
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-05-14 | TANNENBAUM LEONARD M |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades ranging from $2.78 to $2.86; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. |
Common Stock
|
90,600 |
| 2026-03-31 | TANNENBAUM LEONARD M |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades ranging from $2.67 to $2.81; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. |
Common Stock
|
29,040 |
| 2026-03-31 | Tannenbaum Robyn |
President and CIO |
Buy↑
|
Common Stock
|
7,000 |
| 2026-03-27 | TANNENBAUM LEONARD M |
Director, 10% Owner |
Buy↑
|
Common Stock
|
4,300 |
| 2026-03-26 | TANNENBAUM LEONARD M |
Director, 10% Owner |
Buy↑
|
Common Stock
|
19,729 |
| 2026-03-24 | TANNENBAUM LEONARD M |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades ranging from $2.58 to $2.60; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. |
Common Stock
|
44,914 |
| 2026-03-23 | TANNENBAUM LEONARD M |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades ranging from $2.58 to $2.60; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. |
Common Stock
|
14,366 |
| 2026-03-20 | TANNENBAUM LEONARD M |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades ranging from $2.48 to $2.60; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. |
Common Stock
|
115,237 |
| 2026-03-19 | TANNENBAUM LEONARD M |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades ranging from $2.57 to $2.60; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. |
Common Stock
|
60,600 |
| 2026-03-18 | TANNENBAUM LEONARD M |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades ranging from $2.56 to $2.60; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. |
Common Stock
|
90,600 |
| 2026-03-16 | SATTELMAIR PETER |
Assistant Treasurer |
Other↑
|
No Securities Owned
|
0 |
| 2026-03-16 | TANNENBAUM LEONARD M |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades ranging from $2.58 to $2.60; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. |
Common Stock
|
34,288 |
| 2026-03-13 | TANNENBAUM LEONARD M |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades ranging from $2.58 to $2.60; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. |
Common Stock
|
15,018 |
| 2026-03-12 | TANNENBAUM LEONARD M |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades ranging from $2.59 to $2.60; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. |
Common Stock
|
2,502 |
| 2026-03-10 | TANNENBAUM LEONARD M |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades ranging from $2.55 to $2.58; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. |
Common Stock
|
2,000 |
| 2026-03-09 | TANNENBAUM LEONARD M |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades ranging from $2.48 to $2.60; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. |
Common Stock
|
102,213 |
| 2026-03-06 | TANNENBAUM LEONARD M |
Director, 10% Owner |
Buy↑
|
Common Stock
|
1,270 |
| 2026-03-05 | TANNENBAUM LEONARD M |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades ranging from $2.37 to $2.49; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. |
Common Stock
|
29,000 |
| 2026-01-01 | AFC Management, LLC |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2025-12-11 | TANNENBAUM LEONARD M |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades ranging from $3.03 to $3.10; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. |
Common Stock
|
25,000 |
| 2025-12-10 | TANNENBAUM LEONARD M |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades ranging from $3.00 to $3.09; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. |
Common Stock
|
20,000 |
| 2025-12-09 | TANNENBAUM LEONARD M |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades ranging from $2.78 to $2.89; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. |
Common Stock
|
24,000 |
| 2025-12-03 | TANNENBAUM LEONARD M |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades ranging from $2.89 to $2.97; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. |
Common Stock
|
46,000 |
| 2025-12-02 | TANNENBAUM LEONARD M |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades ranging from $2.82 to $2.94; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. |
Common Stock
|
39,000 |
| 2025-12-01 | TANNENBAUM LEONARD M |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades ranging from $2.85 to $2.92; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. |
Common Stock
|
15,000 |
| 2025-11-20 | Levy Robert L |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock granted under the Issuer's Stock Incentive Plan that is fully-vested as of November 20, 2025. |
Common Stock
|
5,474 |
| 2025-11-20 | TANNENBAUM LEONARD M |
Director, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock granted under the Issuer's Stock Incentive Plan that is fully-vested as of November 20, 2025. |
Common Stock
|
729,927 |
| 2025-11-20 | HARRISON THOMAS L |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock granted under the Issuer's Stock Incentive Plan that is fully-vested as of November 20, 2025. |
Common Stock
|
5,474 |
| 2025-11-20 | FRANK ALEXANDER C |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock granted under the Issuer's Stock Incentive Plan that is fully-vested as of November 20, 2025. |
Common Stock
|
5,474 |
| 2025-11-20 | Tannenbaum Robyn |
President and CIO |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock granted under the Issuer's Stock Incentive Plan that is fully-vested as of November 20, 2025. |
Common Stock
|
91,240 |
| 2025-11-20 | SUDNOW MARNIE MIGATZ |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock granted under the Issuer's Stock Incentive Plan that is fully-vested as of November 20, 2025. |
Common Stock
|
5,474 |
| 2025-11-20 | Neville Daniel |
Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock granted under the Issuer's Stock Incentive Plan that is fully-vested as of November 20, 2025. |
Common Stock
|
91,240 |
| 2025-11-18 | Neville Daniel |
Chief Executive Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades ranging from $2.79 to $2.81; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. |
Common Stock
|
17,000 |
| 2025-09-08 | Neville Daniel |
Chief Executive Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades ranging from $4.40 to $4.45; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. |
Common Stock
|
12,388 |
| 2025-09-05 | TANNENBAUM LEONARD M |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades ranging from $4.51 to $4.61; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. |
Common Stock
|
79,665 |
| 2025-09-03 | TANNENBAUM LEONARD M |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades ranging from $4.55 to $4.60; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. |
Common Stock
|
36,861 |
| 2025-09-02 | TANNENBAUM LEONARD M |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades ranging from $4.47 to $4.51; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. |
Common Stock
|
36,096 |
| 2025-08-28 | TANNENBAUM LEONARD M |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades ranging from $4.47 to $4.70; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. |
Common Stock
|
144,399 |
| 2025-08-27 | TANNENBAUM LEONARD M |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades ranging from $4.56 to $5.02; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. |
Common Stock
|
330,127 |
| 2025-08-26 | TANNENBAUM LEONARD M |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades ranging from $4.08 to $4.25; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. |
Common Stock
|
97,168 |
| 2025-08-25 | Tannenbaum Robyn |
President and CIO |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades ranging from $4.10 to $4.15; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. |
Common Stock
|
4,000 |
| 2025-08-25 | TANNENBAUM LEONARD M |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades ranging from $4.01 to $4.14; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. |
Common Stock
|
61,862 |
| 2025-08-25 | Neville Daniel |
Chief Executive Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades ranging from $4.00 to $4.05; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. |
Common Stock
|
10,000 |
| 2025-08-22 | Tannenbaum Robyn |
President and CIO |
Buy↑
|
Common Stock
|
2,000 |
| 2025-08-22 | TANNENBAUM LEONARD M |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades ranging from $3.87 to $4.10; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. |
Common Stock
|
216,117 |
| 2025-03-28 | Neville Daniel |
Chief Executive Officer |
Buy↑
|
Common Stock
|
5,000 |
| 2025-03-26 | Neville Daniel |
Chief Executive Officer |
Buy↑
|
Common Stock
|
5,000 |
| 2025-03-17 | Tannenbaum Robyn |
President and CIO |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades ranging from $6.15 to $6.21; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. |
Common Stock
|
4,000 |
| 2025-03-17 | Neville Daniel |
Chief Executive Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades ranging from $6.21 to $6.40; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. |
Common Stock
|
16,250 |
| 2025-03-17 | TANNENBAUM LEONARD M |
Director, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades ranging from $6.17 to $6.20; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. |
Common Stock
|
50,000 |