ARAI · Arrive AI Inc.
Substantial doubt about the company's ability to continue as a going concern.
“The Company has incurred recurring operating losses and negative cash flows from operations since inception and expects to continue to do so as it invests in product development, commercialization, and infrastructure. These conditions, considered in the aggregate, raise substantial doubt about the Company's ability to continue as a going concern. Accordingly, substantial doubt about the Company's ability to continue as a going concern is not alleviated by management's plans.”View the 10-Q filed May 15, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-07-06 | Gallina John E |
Director |
Award↑
Filing footnotes — Restricted Stock Award (Direct)
Restricted Stock Units (RSUs) were granted on July 6, 2026, which vest on June 30, 2027. The RSUs have been issued pursuant to the Company's 2023 Equity Incentive Plan. The RSUs do not expire, they either vest or are canceled prior to vesting date. |
Restricted Stock Award
|
87,413 |
| 2026-07-06 | McAdams Kevin Lewis |
Director |
Award↑
Filing footnotes — Restricted Stock Award (Direct)
Restricted Stock Units (RSUs) were granted on July 6, 2026, which vest on June 30, 2027. The RSUs have been issued pursuant to the Company's 2023 Equity Incentive Plan. The RSUs do not expire, they either vest or are canceled prior to vesting date. |
Restricted Stock Award
|
87,413 |
| 2026-07-06 | Fitz Michael Todd |
Director |
Award↑
Filing footnotes — Restricted Stock Award (Direct)
Restricted Stock Units (RSUs) were granted on July 6, 2026, which vest on June 30, 2027. The RSUs have been issued pursuant to the Company's 2023 Equity Incentive Plan. The RSUs do not expire, they either vest or are canceled prior to vesting date. |
Restricted Stock Award
|
87,413 |
| 2026-07-06 | Tucker Laurie Anne |
Director |
Award↑
Filing footnotes — Restricted Stock Award (Direct)
Restricted Stock Units (RSUs) were granted on July 6, 2026, which vest on June 30, 2027. The RSUs have been issued pursuant to the Company's 2023 Equity Incentive Plan. The RSUs do not expire, they either vest or are canceled prior to vesting date. |
Restricted Stock Award
|
87,413 |
| 2026-03-31 | Hamm Mark David |
Director, Chief Operating Officer |
Convert↑
Filing footnotes — Restricted Stock Award (Direct)
Represents the gross number of shares vesting from RSUs which were granted on December 31, 2025, and vested on March 31, 2026. The RSUs do not expire, they either vest or are canceled prior to vesting date. |
Restricted Stock Award
|
41,656 |
| 2026-03-31 | McAdams Kevin Lewis |
Director |
Award↑
Filing footnotes — Restricted Stock Award (Direct)
Restricted Stock Units (RSUs) were granted on March 31, 2026, which vest on March 31, 2027. The RSUs have been issued pursuant to the Company's 2023 Equity Incentive Plan. The RSUs do not expire, they either vest or are canceled prior to vesting date. |
Restricted Stock Award
|
47,052 |
| 2026-03-31 | Shah Neerav Dilip |
Director, Chief Strategy Officer |
Convert↑
Filing footnotes — Restricted Stock Award (Direct)
Represents the gross number of shares vesting from RSUs which were granted on December 31, 2025, and vested on March 31, 2026. The RSUs do not expire, they either vest or are canceled prior to vesting date. |
Restricted Stock Award
|
25,348 |
| 2026-03-31 | Pepmeier Todd Alan |
Chief Financial Officer |
Convert↑
Filing footnotes — Restricted Stock Award (Direct)
Represents the gross number of shares vesting from RSUs which were granted on December 31, 2025, and vested on March 31, 2026. The RSUs do not expire, they either vest or are canceled prior to vesting date. |
Restricted Stock Award
|
35,488 |
| 2026-03-31 | Tucker Laurie Anne |
Director |
Award↑
Filing footnotes — Restricted Stock Award (Direct)
Restricted Stock Units (RSUs) were granted on March 31, 2026, which vest on March 31, 2027. The RSUs have been issued pursuant to the Company's 2023 Equity Incentive Plan. The RSUs do not expire, they either vest or are canceled prior to vesting date. |
Restricted Stock Award
|
47,052 |
| 2026-03-31 | Shah Neerav Dilip |
Director, Chief Strategy Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
These securities are vested shares from Restricted Stock Units (RSUs) which were granted on December 31, 2025. Amount shown represents vested shares of 25,348, less shares relinquished to cover taxes (8,315 shares). The shares have been issued pursuant to the Company's 2023 Equity Incentive Plan. |
Common Stock
|
8,315 |
| 2026-03-31 | Pepmeier Todd Alan |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
These securities are vested shares from Restricted Stock Units (RSUs) which were granted on December 31, 2025. Amount shown represents vested shares of 35,488, less shares relinquished to cover taxes (11,641 shares). The shares have been issued pursuant to the Company's 2023 Equity Incentive Plan. |
Common Stock
|
35,488 |
| 2026-03-31 | Pepmeier Todd Alan |
Chief Financial Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
These securities are vested shares from Restricted Stock Units (RSUs) which were granted on December 31, 2025. Amount shown represents vested shares of 35,488, less shares relinquished to cover taxes (11,641 shares). The shares have been issued pursuant to the Company's 2023 Equity Incentive Plan. |
Common Stock
|
11,641 |
| 2026-03-31 | Gallina John E |
Director |
Award↑
Filing footnotes — Restricted Stock Award (Direct)
Restricted Stock Units (RSUs) were granted on March 31, 2026, which vest on March 31, 2027. The RSUs have been issued pursuant to the Company's 2023 Equity Incentive Plan. The RSUs do not expire, they either vest or are canceled prior to vesting date. |
Restricted Stock Award
|
47,052 |
| 2026-03-31 | Shah Neerav Dilip |
Director, Chief Strategy Officer |
Award↑
Filing footnotes — Restricted Stock Award (Direct)
RSUs were granted on March 31, 2026, which vest as follows: (i) 188,678 shares on March 31, 2027; (ii) 188,680 shares on March 31, 2028; and (iii) 188,680 shares on March 31, 2029, subject to achievement of company performance objectives. The RSUs have been issued pursuant to the Company's 2023 Equity Incentive Plan. The RSUs do not expire, they either vest or are canceled prior to vesting date. |
Restricted Stock Award
|
566,038 |
| 2026-03-31 | Hamm Mark David |
Director, Chief Operating Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
These securities are vested shares from Restricted Stock Units (RSUs) which were granted on December 31, 2025. Amount shown represents vested shares of 41,656, less shares relinquished to cover taxes (12,352 shares). The shares have been issued pursuant to the Company's 2023 Equity Incentive Plan. |
Common Stock
|
12,352 |
| 2026-03-31 | Hamm Mark David |
Director, Chief Operating Officer |
Award↑
Filing footnotes — Common Stock (Direct)
These securities are vested shares from Restricted Stock Units (RSUs) which were granted on December 31, 2025. Amount shown represents vested shares of 41,656, less shares relinquished to cover taxes (12,352 shares). The shares have been issued pursuant to the Company's 2023 Equity Incentive Plan. |
Common Stock
|
41,656 |
| 2026-03-31 | Pepmeier Todd Alan |
Chief Financial Officer |
Award↑
Filing footnotes — Restricted Stock Award (Direct)
RSUs were granted on March 31, 2026, which vest as follows: (i) 264,150 shares on March 31, 2027; (ii) 264,150 shares on March 31, 2028; and (iii) 264,152 shares on March 31, 2029, subject to achievement of company performance objectives. The RSUs have been issued pursuant to the Company's 2023 Equity Incentive Plan. The RSUs do not expire, they either vest or are canceled prior to vesting date. |
Restricted Stock Award
|
792,452 |
| 2026-03-31 | Shah Neerav Dilip |
Director, Chief Strategy Officer |
Award↑
Filing footnotes — Common Stock (Direct)
These securities are vested shares from Restricted Stock Units (RSUs) which were granted on December 31, 2025. Amount shown represents vested shares of 25,348, less shares relinquished to cover taxes (8,315 shares). The shares have been issued pursuant to the Company's 2023 Equity Incentive Plan. |
Common Stock
|
25,348 |
| 2026-03-31 | Hamm Mark David |
Director, Chief Operating Officer |
Award↑
Filing footnotes — Restricted Stock Award (Direct)
RSUs were granted on March 31, 2026, which vest as follows: (i) 310,061 shares on March 31, 2027; (ii) 310,063 shares on March 31, 2028; and (iii) 310,064 shares on March 31, 2029, subject to achievement of company performance objectives. The RSUs have been issued pursuant to the Company's 2023 Equity Incentive Plan. The RSUs do not expire, they either vest or are canceled prior to vesting date. |
Restricted Stock Award
|
930,188 |
| 2025-12-31 | Shah Neerav Dilip |
Director, Chief Strategy Officer |
Award↑
Filing footnotes — Restricted Stock Award (Direct)
Restricted Stock Units (RSUs) were granted on December 31, 2025, which vest as follows: (i) 25,348 shares on March 31, 2026; (ii) 25,349 shares on March 31, 2027; and (iii) 25,349 shares on March 31, 2028. The RSUs have been issued pursuant to the Company's 2023 Equity Incentive Plan. The RSUs do not expire, they either vest or are canceled prior to vesting date. |
Restricted Stock Award
|
76,046 |
| 2025-12-31 | Hamm Mark David |
Director, Chief Operating Officer |
Award↑
Filing footnotes — Restricted Stock Award (Direct)
Restricted Stock Units (RSUs) were granted on December 31, 2025, which vest as follows: (i) 41,656 shares on March 31, 2026; (ii) 41,656 shares on March 31, 2027; and (iii) 41,657 shares on March 31, 2028. The RSUs have been issued pursuant to the Company's 2023 Equity Incentive Plan. The RSUs do not expire, they either vest or are canceled prior to vesting date. |
Restricted Stock Award
|
124,969 |
| 2025-12-31 | Pepmeier Todd Alan |
Chief Financial Officer |
Award↑
Filing footnotes — Restricted Stock Award (Direct)
Restricted Stock Units (RSUs) were granted on December 31, 2025, which vest as follows: (i) 35,488 shares on March 31, 2026; (ii) 35,488 shares on March 31, 2027; and (iii) 35,488 shares on March 31, 2028. The RSUs have been issued pursuant to the Company's 2023 Equity Incentive Plan. The RSUs do not expire, they either vest or are canceled prior to vesting date. |
Restricted Stock Award
|
106,464 |
| 2025-12-31 | Gallina John E |
Director |
Award↑
Filing footnotes — Restricted Stock Award (Direct)
Restricted Stock Units (RSUs) were granted on December 31, 2025, which vest on December 30, 2026. The RSUs have been issued pursuant to the Company's 2023 Equity Incentive Plan. The RSUs do not expire, they either vest or are canceled prior to vesting date. |
Restricted Stock Award
|
14,259 |
| 2025-12-31 | McAdams Kevin Lewis |
Director |
Award↑
Filing footnotes — Restricted Stock Award (Direct)
Restricted Stock Units (RSUs) were granted on December 31, 2025, which vest on December 31, 2026. The RSUs have been issued pursuant to the Company's 2023 Equity Incentive Plan. The RSUs do not expire, they either vest or are canceled prior to vesting date. |
Restricted Stock Award
|
14,259 |
| 2025-12-31 | Tucker Laurie Anne |
Director |
Award↑
Filing footnotes — Restricted Stock Award (Direct)
Restricted Stock Units (RSUs) were granted on December 31, 2025, which vest on December 31, 2026. The RSUs have been issued pursuant to the Company's 2023 Equity Incentive Plan. The RSUs do not expire, they either vest or are canceled prior to vesting date. |
Restricted Stock Award
|
14,259 |
| 2025-12-19 | O'Toole Lora Taylor |
VP Business Development |
Award↑
Filing footnotes — Restricted Stock Award (Direct)
Restricted Stock Units (RSUs) were granted on December 19, 2025, which vest as follows: (i) 3,020 shares on July 31, 2026; and (ii) 755 shares per quarter from October 31, 2026 to July 31, 2029. The RSUs have been issued pursuant to the Company's 2023 Equity Incentive Plan. The RSUs do not expire, they either vest or are canceled prior to vesting date. |
Restricted Stock Award
|
12,082 |
| 2025-11-19 | Shah Neerav Dilip |
Director, Chief Strategy Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
The Reporting Person bought these shares in the open market with a weighted average price of $3.534 per share. The shares were bought in multiple transactions at prices ranging from $3.5183 to $3.5409 inclusive. The reporting person undertakes to provide Arrive AI Inc., any security holder of Arrive AI Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. |
Common Stock
|
1,390 |
| 2025-11-18 | O'Toole Daniel Steven |
Director, Chief Executive Officer, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
The Reporting Person bought these shares in the open market with a weighted average price of $3.4962 per share. The shares were bought in multiple transactions at prices ranging from $3.4499 to $3.50 inclusive. The reporting person undertakes to provide Arrive AI Inc., any security holder of Arrive AI Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. |
Common Stock
|
11,142 |
| 2025-10-06 | McAdams Kevin Lewis |
Director |
Award↑
Filing footnotes — Restricted Stock Award (Direct)
Restricted Stock Units (RSUs) were granted on October 6, 2025, which vest on September 30, 2026. The RSUs have been issued pursuant to the Company's 2023 Equity Incentive Plan. The RSUs do not expire, they either vest or are canceled prior to vesting date. |
Restricted Stock Award
|
7,292 |
| 2025-10-06 | Tucker Laurie Anne |
Director |
Award↑
Filing footnotes — Restricted Stock Award (Direct)
Restricted Stock Units (RSUs) were granted on October 6, 2025, which vest on September 30, 2026. The RSUs have been issued pursuant to the Company's 2023 Equity Incentive Plan. The RSUs do not expire, they either vest or are canceled prior to vesting date. |
Restricted Stock Award
|
7,292 |
| 2025-10-06 | Gallina John E |
Director |
Award↑
Filing footnotes — Restricted Stock Award (Direct)
Restricted Stock Units (RSUs) were granted on October 6, 2025, which vest on September 30, 2026. The RSUs have been issued pursuant to the Company's 2023 Equity Incentive Plan. The RSUs do not expire, they either vest or are canceled prior to vesting date. |
Restricted Stock Award
|
7,292 |
| 2025-06-30 | Tucker Laurie Anne |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
These shares were issued to the Reporting Person for her service to the Issuer's board of directors in 2025, in return for $0.00 in consideration. |
Common Stock
|
285 |
| 2025-06-30 | Gallina John E |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
These shares were issued to the Reporting Person for his service to the Issuer's board of directors in 2025, in return for $0.00 in consideration. |
Common Stock
|
856 |
| 2025-06-30 | Stafford William Elwyn |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
These shares were issued to the Reporting Person for his service to the Issuer's board of directors in 2025, in return for $0.00 in consideration. |
Common Stock
|
856 |
| 2025-06-30 | McAdams Kevin Lewis |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
These shares were issued to the Reporting Person for his service to the Issuer's board of directors in 2025, in return for $0.00 in consideration. |
Common Stock
|
856 |
| 2025-06-23 | Stafford William Elwyn |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
These shares were issued to the Reporting Person for his service to the Issuer's board of directors in 2025, in return for $0.00 in consideration. |
Common Stock
|
7,693 |
| 2025-06-23 | Gallina John E |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
These shares were issued to the Reporting Person for his service to the Issuer's board of directors in 2025, in return for $0.00 in consideration. |
Common Stock
|
7,693 |
| 2025-06-23 | McAdams Kevin Lewis |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
These shares were issued to the Reporting Person for his service to the Issuer's board of directors in 2025, in return for $0.00 in consideration. |
Common Stock
|
7,693 |
| 2025-06-10 | Shah Neerav Dilip |
Director, Chief Strategy Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
The Reporting Person sold these shares in the open market at an average price of $13.85 per share. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.00 to $15.69 inclusive. The reporting person undertakes to provide Arrive AI Inc., any security holder of Arrive AI Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. |
Common Stock
|
65,000 |
| 2025-06-10 | Ritchison John David |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
The Reporting Person sold these shares in the open market at an average price of $13.85 per share. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.00 to $15.69 inclusive. The reporting person undertakes to provide Arrive AI Inc., any security holder of Arrive AI Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. |
Common Stock
|
72,500 |
| 2025-06-10 | O'Toole Daniel Steven |
Director, Chief Executive Officer, 10% Owner |
Sell↓
Filing footnotes — Common Stock (Direct)
The Reporting Person sold these shares in the open market at an average price of $13.85 per share. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.00 to $15.69 inclusive. The reporting person undertakes to provide Arrive AI Inc., any security holder of Arrive AI Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. |
Common Stock
|
434,672 |
| 2025-06-10 | O'Toole Lora Taylor |
VP Business Development |
Sell↓
Filing footnotes — Common Stock (Direct)
The Reporting Person sold these shares in the open market at an average price of $13.85 per share. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.00 to $15.69 inclusive. The reporting person undertakes to provide Arrive AI Inc., any security holder of Arrive AI Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. |
Common Stock
|
4,644 |
| 2025-05-28 | Stafford William Elwyn |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
The Reporting Person sold these shares in the open market in a single lot transaction at a price of $5.30 per share. The reporting person undertakes to provide Arrive AI Inc., any security holder of Arrive AI Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the sale of these securities. |
Common Stock
|
7,986 |
| 2025-05-28 | Tucker Laurie Anne |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2025-05-28 | McAdams Kevin Lewis |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
The Reporting Person sold these shares in the open market at an average price of $5.6881 per share. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.65 to $5.81 inclusive. The reporting person undertakes to provide Arrive AI Inc., any security holder of Arrive AI Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. |
Common Stock
|
7,586 |