ARQ · Arq, Inc. · Holdings

$1.84 +0.03 (+1.66%) Q2 2026 earnings call transcript

Market Cap

$79.04M

43.67M

Volume · Nov 3 157.26K Avg daily vol (3M) 232K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of ARQ: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 98

Total Value: $38,778,443

Total Shares: 15,390,434

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 99 13F filers

Top Holder

12.0%

of institutional value

Top 5

43.7%

of institutional value

Top 10

61.0%

of institutional value

HHI

545

Broadly held

Who Holds ARQ

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 98 filers, like-for-like change +5.8%; actively managed books +40.2%; index-like books -47.0%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	67.1%	50	+21.4%	15	8
Exempt adviser	6.4%	3	+21.0%	2	1
Adviser	0.9%	3	+0.4%	0	0
Bank	4.1%	9	-44.0%	0	2
Broker-dealer	0.0%	1	new	1	0
Benefit plan	0.4%	2	-51.3%	1	2
Non-US	0.1%	2	-10.3%	0	0
Holding company	4.6%	5	-70.0%	0	0
Insurer	0.0%	0	—	0	0
Unknown	16.4%	23	+70.2%	7	10

Style	Share	Filers	Change	New	Exited
Index-like	19.8%	10	-47.0%	0	6
Systematic-like	12.7%	13	+72.1%	7	1
Concentrated	4.4%	15	+80.2%	4	3
Diversified active	63.2%	60	+33.2%	15	13
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	26.6%	50	-34.0%	10	17
Medium turnover	38.9%	18	+43.5%	3	1
High turnover	23.4%	23	+53.5%	11	4
Unknown	11.0%	7	-6.6%	2	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	14.8%	14	+2.2%	6	2
Medium horizon	13.4%	11	-31.3%	3	7
Long horizon	63.2%	64	+14.9%	12	13
Unknown	8.7%	9	+53.5%	5	1
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	15.6%	23	+76.5%	10	2
$1B to $10B	5.6%	12	+78.9%	4	7
$10B to $100B	25.1%	28	+33.3%	10	5
$100B or more	53.7%	35	-15.8%	2	9
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	4.4%	23	+100.8%	5	2
Pooled investment vehicles	13.6%	14	+161.5%	8	0
Registered funds and BDCs	28.8%	7	-13.2%	0	3
Pension and profit sharing plans	0.1%	1	new	1	0
Governments and sovereign funds	5.2%	2	-1.6%	0	0
Diversified	15.0%	3	+60.3%	1	2
Insurance companies	0.0%	0	-100.0%	0	1
Corporations	0.0%	0	—	0	0
Other investment advisers	0.0%	0	—	0	0
Unknown	32.9%	48	-16.2%	11	15

Private funds	Share	Filers	Change	New	Exited
Hedge funds	34.7%	17	+76.5%	9	1
Private equity funds	0.5%	3	+310.9%	2	0
Venture capital funds	0.0%	1	+77.6%	0	0
Real estate funds	0.0%	2	+163.2%	0	1
Other private funds	17.0%	8	-2.2%	2	1
Private funds, type not stated	0.2%	2	new	2	0
No private funds	21.0%	20	-9.7%	2	5
Mixed private funds	0.0%	0	-100.0%	0	1
Securitized asset funds	0.0%	0	—	0	0
Unknown	26.5%	45	-22.0%	9	14

Location	Share	Filers	Change	New	Exited
United States	87.1%	85	+1.0%	21	18
Outside the US	12.9%	13	+55.0%	5	5

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-06-30 13F.

Conviction and Crowding

98 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.000%

Mar 31, 2026: 0

Crowding

21.2%

of shares outstanding, 62nd percentile

Mar 31, 2026: 15.3%

Private-fund advisers

19.0%

of shares outstanding

Institutional ownership

36.1%

44.9% of the estimated free float

Top 10 holders

61.2%

of 13F shares, Herfindahl 0.055

Active holders

+40.2%

like-for-like share change of active filers

5% stakes on record

1 13D, 1 13G (0 institutional, 1 passive, 0 exempt)

How long holders have held it value-weighted 6.0 quarters

Under 1 year 61.4% 1 to 3 years 26.5% 3 years or more 12.1% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net sellers of $3,969 (0 buying, 1 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$3.71

estimated per share

Mar 31, 2026: $4.48

Quarter-end price

$2.55

implied by 13F values

Estimated gain or loss

-31.2%

price against the estimated cost

Estimated at a loss

84.1%

of costed 13F value

Estimated cost covers 75.4% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies ARQ's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	HOFT HOOKER FURNISHINGS Corp	3	0.463
2	BSET Bassett Furniture Industries Inc	3	0.429
3	STHO Star Holdings	3	0.378
4	SEER Seer, Inc.	3	0.359
5	AXR Amrep Corp.	3	0.342
6	SEG Seaport Entertainment Group Inc.	3	0.342
7	FULC Fulcrum Therapeutics, Inc.	3	0.303
8	JOUT Johnson Outdoors Inc	3	0.293
9	BCYC Bicycle Therapeutics PLC	3	0.283
10	PLRX Pliant Therapeutics, Inc.	3	0.267

Shareholder Targets

13F filers that own its peers but not ARQ, quarter ended Jun 30, 2026

Found through its holder-overlap peers: HOFT, BSET, STHO, SEER, AXR, SEG, FULC, JOUT, BCYC, PLRX, ENGN, LRCX, META, GOOGL, MU, AVGO, AMZN, AAPL, MSFT. 7,111 filers in all.

#	Filer	In peers	Of book	Largest peers
1	VANGUARD PORTFOLIO MANAGEMENT LLC Registered adviser, Diversified active	$365,584,141,192 12 held	16.5%	AAPL, GOOGL, MSFT
2	NORGES BANK Non-US, Index-like	$251,091,940,442 8 held	25.0%	GOOGL, AAPL, MSFT
3	PRICE T ROWE ASSOCIATES INC /MD/ Registered adviser, Diversified active	$237,563,027,306 13 held	23.8%	GOOGL, AAPL, MSFT
4	Capital World Investors Adviser, Diversified active	$194,111,803,035 8 held	23.0%	AVGO, GOOGL, MU
5	Capital Research Global Investors Adviser, Diversified active	$190,836,537,865 8 held	26.7%	AVGO, GOOGL, MSFT
6	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Registered adviser, Index-like	$135,096,166,481 14 held	24.6%	AAPL, GOOGL, MSFT
7	CHARLES SCHWAB INVESTMENT MANAGEMENT INC Registered adviser, Diversified active	$123,451,496,218 13 held	16.4%	AAPL, GOOGL, MSFT
8	Capital International Investors Adviser, Diversified active	$118,634,181,886 7 held	24.6%	AVGO, GOOGL, MSFT
9	Legal & General Group Plc Unknown, Index-like	$118,388,122,998 11 held	24.7%	AAPL, GOOGL, MSFT
10	Bank of New York Mellon Corp Bank, Index-like	$116,057,749,126 14 held	19.1%	AAPL, GOOGL, MSFT

Fund Ownership of ARQ by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 5.98% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	1.88%	-0.27 pp	818,949	23
Index ETFs	4.11%	-2.33 pp	1,794,400	14
Active ETFs	0.63%	-0.27 pp	273,714	6
Active funds	3.45%	-0.75 pp	1,504,918	22
Unclassified	0.29%	+0.29 pp	125,665	3
All registered funds	10.35%	-3.33 pp	4,517,646	68

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 51 Exempt adviser 3 Adviser 3 Bank 10 Broker-dealer 1 Benefit plan 2 Non-US 2 Holding company 5 Unknown 21

Showing 99 of 99

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

ROYCE & ASSOCIATES LP

$4,750,048

12.25%

1,862,764

AQR CAPITAL MANAGEMENT LLC

$4,625,989

11.93%

1,814,114

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	290	$739	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	13	$33	0.0%	Other
Arax Advisory Partners	3,973	$10,131	0.2%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	2,015	$5,138	0.1%	Other
Stokes Family Office, LLC	380	$969	0.0%	Other
Held directly	1,807,443	$4,608,979	99.6%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$3,734,556

9.63%

1,464,532

MARSHALL WACE, LLP

$2,244,511

5.79%

880,201

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	880,201	$2,244,511	100.0%	Other

DIMENSIONAL FUND ADVISORS LP

$1,548,919

3.99%

607,420

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	4,533	$11,559	0.7%	Defined
DFA Australia Ltd.	5,185	$13,221	0.9%	Defined
Dimensional Ireland Ltd	29,704	$75,745	4.9%	Defined
Held directly	567,998	$1,448,394	93.5%	Sole

RENAISSANCE TECHNOLOGIES LLC

$1,525,050

3.93%

598,059

Peapod Lane Capital LLC

$1,465,805

3.78%

740,306

JANE STREET GROUP, LLC

$1,298,523

3.35%

509,225

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	130,634	$333,116	25.7%	Defined
Jane Street Global Trading, LLC	378,591	$965,407	74.3%	Defined

BlackRock, Inc.

$1,297,859

3.35%

508,965

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BlackRock Investment Management, LLC	8,219	$20,958	1.6%	Sole
BlackRock Fund Advisors	111,170	$283,483	21.8%	Sole
BlackRock Institutional Trust Company, N.A.	389,576	$993,418	76.5%	Sole

DCF Advisers, LLC

$1,177,041

3.04%

461,585

Truffle Hound Capital, LLC

$1,071,000

2.76%

420,000

GEODE CAPITAL MANAGEMENT, LLC

$1,018,770

2.63%

399,518

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	69,650	$177,607	17.4%	Defined
Held directly	329,868	$841,163	82.6%	Defined

Round Rock Advisors LLC

$966,396

2.49%

378,979

RBF Capital, LLC

$943,500

2.43%

370,000

D. E. Shaw & Co., Inc.

$914,121

2.36%

358,479

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	358,479	$914,121	100.0%	Defined

GSA CAPITAL PARTNERS LLP

$886,635

2.29%

347,700

JACOBS LEVY EQUITY MANAGEMENT, INC

$838,919

2.16%

328,988

Marex Group plc

$665,162

1.72%

260,848

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marex Financial	260,848	$665,162	100.0%	Defined

TWO SIGMA INVESTMENTS, LP

$642,031

1.66%

251,777

BANK OF AMERICA CORP /DE/

$590,299

1.52%

231,490

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	231,490	$590,299	100.0%	Defined

VANGUARD FIDUCIARY TRUST CO

$538,305

1.39%

211,100

Connor, Clark & Lunn Investment Management Ltd.

$463,561

1.20%

181,789

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	181,789	$463,561	100.0%	Sole

CITADEL ADVISORS LLC

$416,161

1.07%

163,201

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	5,089	$12,976	3.1%	Defined
Held directly	158,112	$403,185	96.9%	Defined

Rangeley Capital, LLC

$400,350

1.03%

157,000

STATE STREET CORP

$392,666

1.01%

153,987

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SSGA FUNDS MANAGEMENT, INC. joint	153,987	$392,666	100.0%	Defined

UBS Group AG

$346,914

0.89%

136,045

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	1,682	$4,289	1.2%	Defined
UBS Europe SE	130,800	$333,540	96.1%	Defined
UBS Securities LLC	3,563	$9,085	2.6%	Defined

GOLDMAN SACHS GROUP INC

$307,019

0.79%

120,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	89,264	$227,623	74.1%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	31,136	$79,396	25.9%	Defined

Qube Research & Technologies Ltd

$237,170

0.61%

93,008

NORTHERN TRUST CORP

$198,358

0.51%

77,788

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	77,788	$198,358	100.0%	Defined

Corient Private Wealth LLC

$197,688

0.51%

77,525

AMERIPRISE FINANCIAL INC

$193,279

0.50%

75,796

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	75,596	$192,769	99.7%	Defined
Ameriprise Financial Services, LLC	200	$510	0.3%	Defined

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$190,689

0.49%

74,780

CITADEL ADVISORS LLC

$185,130

0.48%

72,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	72,600	$185,130	100.0%	Defined

MORGAN STANLEY

$181,438

0.47%

71,153

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	2,304	$5,875	3.2%	Defined
MORGAN STANLEY & CO. LLC	1,269	$3,235	1.8%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	231	$589	0.3%	Defined
MORGAN STANLEY SMITH BARNEY LLC	46,896	$119,584	65.9%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	20,453	$52,155	28.7%	Defined

Man Group plc

$150,332

0.39%

58,954

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Numeric Investors LLC	58,954	$150,332	100.0%	Defined

Point72 Asset Management, L.P.

$146,834

0.38%

57,582

Mariner, LLC

$142,065

0.37%

55,712

GABELLI FUNDS LLC

$132,600

0.34%

52,000

AMERICAN CENTURY COMPANIES INC

$127,675

0.33%

50,069

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	50,069	$127,675	100.0%	Defined

PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO

$107,931

0.28%

42,326

IEQ CAPITAL, LLC

$97,812

0.25%

38,358

Invesco Ltd.

$97,236

0.25%

38,132

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Capital Management LLC	38,132	$97,236	100.0%	Defined

JPMORGAN CHASE & CO

$95,940

0.25%

37,624

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	11,659	$29,730	31.0%	Defined
J.P. Morgan Investment Management Inc.	25,965	$66,210	69.0%	Defined

MERCER GLOBAL ADVISORS INC /ADV

$95,321

0.25%

37,381

FRANKLIN RESOURCES INC

$78,254

0.20%

30,688

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FRANKLIN ADVISERS INC	30,688	$78,254	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$75,500

0.19%

29,608

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	29,608	$75,500	100.0%	Other

ACADIAN ASSET MANAGEMENT LLC

$72,047

0.19%

28,254

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	28,254	$72,047	100.0%	Defined

XTX Topco Ltd

$64,892

0.17%

25,448

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	25,448	$64,892	100.0%	Defined

Walleye Capital LLC

$61,766

0.16%

24,222

Centiva Capital, LP

$53,940

0.14%

21,153

MILLENNIUM MANAGEMENT LLC

$48,488

0.13%

19,015

Dynamic Technology Lab Private Ltd

$47,376

0.12%

18,579

Scientech Research LLC

$44,693

0.12%

17,527

Integrity Advisory Solutions, LLC

$43,033

0.11%

21,734

RHUMBLINE ADVISERS

$39,129

0.10%

15,345

SIMPLEX TRADING, LLC

$38,260

0.10%

15,004

STATE OF WISCONSIN INVESTMENT BOARD

$36,694

0.09%

14,390

Vanguard Global Advisers, LLC

$35,462

0.09%

13,907

Schonfeld Strategic Advisors LLC

$34,282

0.09%

13,444

AXQ CAPITAL, LP

$30,186

0.08%

11,838

Cerity Partners LLC

$30,104

0.08%

11,806

CAPTRUST FINANCIAL ADVISORS

$29,768

0.08%

11,674

BOOTHBAY FUND MANAGEMENT, LLC

$28,162

0.07%

11,044

BNP PARIBAS ARBITRAGE, SA

$27,853

0.07%

10,923

Creative Planning

$27,448

0.07%

13,863

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$23,423

0.06%

11,830

Mraz, Amerine & Associates, Inc.

$22,374

0.06%

11,300

FMR LLC

$21,856

0.06%

8,571

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	8,571	$21,856	100.0%	Defined

Firsthand Capital Management, Inc.

$17,340

0.04%

6,800

GROUP ONE TRADING LLC

$16,873

0.04%

6,617

Morse Asset Management, Inc

$14,535

0.04%

5,700

Arax Advisory Partners

$13,285

0.03%

5,210

Rockefeller Capital Management L.P.

$11,908

0.03%

4,670

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	4,670	$11,908	100.0%	Defined

Russell Investments Group, Ltd.

$8,361

0.02%

3,279

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	3,279	$8,361	100.0%	Defined

Allworth Financial LP

$6,403

0.02%

2,511

BARCLAYS PLC

$5,513

0.01%

2,162

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS CAPITAL INC.	2,162	$5,513	100.0%	Defined

EverSource Wealth Advisors, LLC

$4,618

0.01%

1,812

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMSS Wesson Wealth Solutions, LLC	92	$234	5.1%	Sole
Held directly	1,720	$4,384	94.9%	Sole

McMillan Office, Inc.

$3,544

0.01%

1,390

SBI Securities Co., Ltd.

$3,158

0.01%

1,595

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$3,019

0.01%

1,184

OSAIC HOLDINGS, INC.

$2,682

0.01%

1,052

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	770	$1,963	73.2%	Defined
Osaic Advisory Services, LLC	282	$719	26.8%	Defined

Essential Partners LLC

$1,045

0.00%

528

ROTHSCHILD INVESTMENT LLC

$647

0.00%

254

Avion Wealth

$494

0.00%

194

PNC FINANCIAL SERVICES GROUP, INC.

$436

0.00%

171

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	171	$436	100.0%	Defined

Basecamp Wealth Advisors LLC

$364

0.00%

143

Clearstead Advisors, LLC

$346

0.00%

136

ROYAL BANK OF CANADA

$346

0.00%

136

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	88	$224	64.7%	Defined
Held directly	48	$122	35.3%	Sole

IFP Advisors, Inc

$328

0.00%

166

SJS Investment Consulting Inc.

$178

0.00%

Provenance Wealth Advisors, LLC

$164

0.00%

Farther Finance Advisors, LLC

$138

0.00%

True Wealth Design, LLC

$49

0.00%

Caitong International Asset Management Co., Ltd

$35

0.00%

JPL Wealth Management, LLC

$15

0.00%

Root Financial Partners, LLC

$11

0.00%

State of Alaska, Department of Revenue

0.00%

3,998

CITIGROUP INC

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	1	$2	100.0%	Defined

WELLS FARGO & COMPANY/MN

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	0	$0	0.0%	Defined

Key facts CIK 1515156 CUSIP 00770C101 13F (30d) 15 filings 15 filers Visit website Investor relations