DFTX · Definium Therapeutics, Inc.
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-06-25 | Sullivan Mark |
General Counsel & Secretary |
Sell↓
Filing footnotes — Common Shares (Direct)
Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections under a Rule 10b5-1 plan adopted on March 14, 2024. |
Common Shares
|
13,008 |
| 2026-06-25 | Roberts Brandi |
Chief Financial Officer |
Sell↓
Filing footnotes — Common Shares (Direct)
Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections under a Rule 10b5-1 plan adopted on May 30, 2025. |
Common Shares
|
3,013 |
| 2026-06-25 | Wiley Matthew T. |
Chief Commercial Officer |
Sell↓
Filing footnotes — Common Shares (Direct)
Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections under a Rule 10b5-1 plan adopted on May 29, 2025. |
Common Shares
|
2,867 |
| 2026-06-25 | Barrow Robert |
Director, Chief Executive Officer |
Sell↓
Filing footnotes — Common Shares (Direct)
Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections under a Rule 10b5-1 plan adopted on June 15, 2022. |
Common Shares
|
29,208 |
| 2026-06-25 | Karlin Daniel |
Chief Medical Officer |
Sell↓
Filing footnotes — Common Shares (Direct)
Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections under a Rule 10b5-1 plan adopted on June 14, 2022. |
Common Shares
|
10,035 |
| 2026-06-22 | Sullivan Mark |
General Counsel & Secretary |
Award↑
Filing footnotes — Common Shares (Direct)
The common shares represent the first tranche of performance share units granted effective March 12, 2025, and remain subject to vesting based on the Reporting Person's continued employment through March 12, 2028. Each performance share unit represented a contingent right to receive one common share based on, and subject to, the achievement of certain clinical and regulatory milestones set forth in the Performance Share Unit Award Agreement. |
Common Shares
|
62,500 |
| 2026-06-22 | Karlin Daniel |
Chief Medical Officer |
Award↑
Filing footnotes — Common Shares (Direct)
The common shares represent the first tranche of performance share units granted effective March 12, 2025, and remain subject to vesting based on the Reporting Person's continued employment through March 12, 2028. Each performance share unit represented a contingent right to receive one common share based on, and subject to, the achievement of certain clinical and regulatory milestones set forth in the Performance Share Unit Award Agreement. |
Common Shares
|
100,000 |
| 2026-06-22 | Barrow Robert |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Shares (Direct)
The common shares represent the first tranche of performance share units granted effective March 12, 2025, and remain subject to vesting based on the Reporting Person's continued employment through March 12, 2028. Each performance share unit represented a contingent right to receive one common share based on, and subject to, the achievement of certain clinical and regulatory milestones set forth in the Performance Share Unit Award Agreement. |
Common Shares
|
375,000 |
| 2026-06-22 | Wiley Matthew T. |
Chief Commercial Officer |
Award↑
Filing footnotes — Common Shares (Direct)
The common shares represent the first tranche of performance share units granted effective March 17, 2025, and remain subject to vesting based on the Reporting Person's continued employment through March 17, 2028. Each performance share unit represented a contingent right to receive one common share based on, and subject to, the achievement of certain clinical and regulatory milestones set forth in the Performance Share Unit Award Agreement. |
Common Shares
|
62,500 |
| 2026-06-22 | Roberts Brandi |
Chief Financial Officer |
Award↑
Filing footnotes — Common Shares (Direct)
The common shares represent the first tranche of performance share units granted effective June 2, 2025, and remain subject to vesting based on the Reporting Person's continued employment through June 2, 2028. Each performance share unit represented a contingent right to receive one common share based on, and subject to, the achievement of certain clinical and regulatory milestones set forth in the Performance Share Unit Award Agreement. |
Common Shares
|
62,500 |
| 2026-06-11 | Krebs Andreas |
Director |
Award↑
Filing footnotes — Common Shares (Direct)
These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one common share of the Issuer. The RSUs vest as to 1/12th of the underlying shares on each monthly anniversary of the date of the grant, provided, that if the Issuer's annual meeting immediately following the date of grant takes place prior to the first anniversary of the date of grant, any unvested RSUs will vest immediately prior to the Issuer's annual meeting following the date of grant, subject the Reporting Person's continued service through the applicable vesting date. |
Common Shares
|
4,666 |
| 2026-06-11 | Bruhn Suzanne Louise |
Director |
Award↑
Filing footnotes — Common Shares (Direct)
These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one common share of the Issuer. The RSUs vest as to 1/12th of the underlying shares on each monthly anniversary of the date of the grant, provided, that if the Issuer's annual meeting immediately following the date of grant takes place prior to the first anniversary of the date of grant, any unvested RSUs will vest immediately prior to the Issuer's annual meeting following the date of grant, subject the Reporting Person's continued service through the applicable vesting date. |
Common Shares
|
4,666 |
| 2026-06-11 | Vallone Carol A |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The Stock Option vests and becomes exercisable as to 1/12th of the underlying shares on each monthly anniversary of the date of the grant, provided, that if the Issuer's annual meeting immediately following the date of grant takes place prior to the first anniversary of the date of grant, the Stock Option will vest and become exercisable immediately prior to the Issuer's annual meeting following the date of grant, subject to the Reporting Person's continued service through the applicable vesting date. |
Stock Option (Right to Buy)
|
19,188 |
| 2026-06-11 | Bruhn Suzanne Louise |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The Stock Option vests and becomes exercisable as to 1/12th of the underlying shares on each monthly anniversary of the date of the grant, provided, that if the Issuer's annual meeting immediately following the date of grant takes place prior to the first anniversary of the date of grant, the Stock Option will vest and become exercisable immediately prior to the Issuer's annual meeting following the date of grant, subject to the Reporting Person's continued service through the applicable vesting date. |
Stock Option (Right to Buy)
|
19,188 |
| 2026-06-11 | Krebs Andreas |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The Stock Option vests and becomes exercisable as to 1/12th of the underlying shares on each monthly anniversary of the date of the grant, provided, that if the Issuer's annual meeting immediately following the date of grant takes place prior to the first anniversary of the date of grant, the Stock Option will vest and become exercisable immediately prior to the Issuer's annual meeting following the date of grant, subject to the Reporting Person's continued service through the applicable vesting date. |
Stock Option (Right to Buy)
|
19,188 |
| 2026-06-11 | Vallone Carol A |
Director |
Award↑
Filing footnotes — Common Shares (Direct)
These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one common share of the Issuer. The RSUs vest as to 1/12th of the underlying shares on each monthly anniversary of the date of the grant, provided, that if the Issuer's annual meeting immediately following the date of grant takes place prior to the first anniversary of the date of grant, any unvested RSUs will vest immediately prior to the Issuer's annual meeting following the date of grant, subject the Reporting Person's continued service through the applicable vesting date. |
Common Shares
|
4,666 |
| 2026-06-11 | Adsett Roger |
Chief Operating Officer |
Award↑
Filing footnotes — Common Shares (Direct)
These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one common share of the Issuer. The RSUs vest as to 1/12th of the underlying shares on each monthly anniversary of the date of the grant, provided, that if the Issuer's annual meeting immediately following the date of grant takes place prior to the first anniversary of the date of grant, any unvested RSUs will vest immediately prior to the Issuer's annual meeting following the date of grant, subject the Reporting Person's continued service through the applicable vesting date. |
Common Shares
|
3,555 |
| 2026-06-11 | GRYSKA DAVID W |
Director |
Award↑
Filing footnotes — Common Shares (Direct)
These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one common share of the Issuer. The RSUs vest as to 1/12th of the underlying shares on each monthly anniversary of the date of the grant, provided, that if the Issuer's annual meeting immediately following the date of grant takes place prior to the first anniversary of the date of grant, any unvested RSUs will vest immediately prior to the Issuer's annual meeting following the date of grant, subject the Reporting Person's continued service through the applicable vesting date. |
Common Shares
|
4,666 |
| 2026-06-11 | GRYSKA DAVID W |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The Stock Option vests and becomes exercisable as to 1/12th of the underlying shares on each monthly anniversary of the date of the grant, provided, that if the Issuer's annual meeting immediately following the date of grant takes place prior to the first anniversary of the date of grant, the Stock Option will vest and become exercisable immediately prior to the Issuer's annual meeting following the date of grant, subject to the Reporting Person's continued service through the applicable vesting date. |
Stock Option (Right to Buy)
|
19,188 |
| 2026-06-11 | CRYSTAL ROGER |
Director |
Award↑
Filing footnotes — Common Shares (Direct)
These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one common share of the Issuer. The RSUs vest as to 1/12th of the underlying shares on each monthly anniversary of the date of the grant, provided, that if the Issuer's annual meeting immediately following the date of grant takes place prior to the first anniversary of the date of grant, any unvested RSUs will vest immediately prior to the Issuer's annual meeting following the date of grant, subject the Reporting Person's continued service through the applicable vesting date. |
Common Shares
|
4,666 |
| 2026-06-11 | Adsett Roger |
Chief Operating Officer |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The Stock Option vests and becomes exercisable as to 1/12th of the underlying shares on each monthly anniversary of the date of the grant, provided, that if the Issuer's annual meeting immediately following the date of grant takes place prior to the first anniversary of the date of grant, the Stock Option will vest and become exercisable immediately prior to the Issuer's annual meeting following the date of grant, subject to the Reporting Person's continued service through the applicable vesting date. |
Stock Option (Right to Buy)
|
14,620 |
| 2026-06-11 | CRYSTAL ROGER |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The Stock Option vests and becomes exercisable as to 1/12th of the underlying shares on each monthly anniversary of the date of the grant, provided, that if the Issuer's annual meeting immediately following the date of grant takes place prior to the first anniversary of the date of grant, the Stock Option will vest and become exercisable immediately prior to the Issuer's annual meeting following the date of grant, subject to the Reporting Person's continued service through the applicable vesting date. |
Stock Option (Right to Buy)
|
19,188 |
| 2026-03-25 | Karlin Daniel |
Chief Medical Officer |
Sell↓
Filing footnotes — Common Shares (Direct)
Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections under a Rule 10b5-1 plan adopted on June 14, 2022. The reported price is a weighted average sales price. These shares were sold in multiple transactions on March 25, 2026 at prices ranging from $18.36 to $18.80. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Amount includes 1,586 shares acquired under the Definium Therapeutics, Inc. 2024 Employee Share Purchase Plan. |
Common Shares
|
8,018 |
| 2026-03-25 | Barrow Robert |
Director, Chief Executive Officer |
Sell↓
Filing footnotes — Common Shares (Direct)
Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections under a Rule 10b5-1 plan adopted on June 15, 2022. The reported price is a weighted average sales price. These shares were sold in multiple transactions on March 25, 2026 at prices ranging from $18.36 to $18.80. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Amount includes 1,586 shares acquired under the Definium Therapeutics, Inc. 2024 Employee Share Purchase Plan. |
Common Shares
|
24,431 |
| 2026-03-25 | Sullivan Mark |
General Counsel & Secretary |
Sell↓
Filing footnotes — Common Shares (Direct)
Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections under a Rule 10b5-1 plan adopted on March 14, 2024. The reported price is a weighted average sales price. These shares were sold in multiple transactions on March 25, 2026 at prices ranging from $18.36 to $18.80. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Amount includes 793 shares acquired under the Definium Therapeutics, Inc. 2024 Employee Share Purchase Plan. |
Common Shares
|
10,702 |
| 2026-02-03 | Karlin Daniel |
Chief Medical Officer |
Award↑
Filing footnotes — Common Shares (Direct)
These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one common share of the Issuer. The RSUs vest in 16 equal quarterly installments beginning on June 1, 2026, subject to the Reporting Person providing continuous service to the Issuer on each such vesting date. |
Common Shares
|
150,000 |
| 2026-02-03 | Sullivan Mark |
General Counsel & Secretary |
Award↑
Filing footnotes — Common Shares (Direct)
These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one common share of the Issuer. The RSUs vest in 16 equal quarterly installments beginning on June 1, 2026, subject to the Reporting Person providing continuous service to the Issuer on each such vesting date. |
Common Shares
|
125,000 |
| 2026-02-03 | Barrow Robert |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Shares (Direct)
These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one common share of the Issuer. The RSUs vest in 16 equal quarterly installments beginning on June 1, 2026, subject to the Reporting Person providing continuous service to the Issuer on each such vesting date. |
Common Shares
|
320,000 |
| 2026-02-03 | Roberts Brandi |
Chief Financial Officer |
Award↑
Filing footnotes — Common Shares (Direct)
These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one common share of the Issuer. The RSUs vest in 16 equal quarterly installments beginning on June 1, 2026, subject to the Reporting Person providing continuous service to the Issuer on each such vesting date. |
Common Shares
|
150,000 |
| 2026-02-03 | Wiley Matthew T. |
Chief Commercial Officer |
Award↑
Filing footnotes — Common Shares (Direct)
These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one common share of the Issuer. The RSUs vest in 16 equal quarterly installments beginning on June 1, 2026, subject to the Reporting Person providing continuous service to the Issuer on each such vesting date. |
Common Shares
|
115,000 |
| 2026-01-29 | Adsett Roger |
Chief Operating Officer |
Other↑
|
No Securities Owned
|
0 |
| 2026-01-29 | Adsett Roger |
Chief Operating Officer |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The shares underlying the option shall vest and become exercisable over a three-year period with 1/3 vesting on the first anniversary of the date of the grant and the remaining vesting in 24 equal monthly installments thereafter, subject to the Reporting Person providing continuous service to the Issuer as of each such vesting date. |
Stock Option (Right to Buy)
|
50,000 |
| 2025-12-26 | Barrow Robert |
Director, Chief Executive Officer |
Sell↓
Filing footnotes — Common Shares (Direct)
Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections under a Rule 10b5-1 plan adopted on June 15, 2022. The reported price is a weighted average sales price. These shares were sold in multiple transactions on December 26, 2025 at prices ranging from $13.02 to $13.33. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Shares
|
25,791 |
| 2025-12-26 | Karlin Daniel |
Chief Medical Officer |
Sell↓
Filing footnotes — Common Shares (Direct)
Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections under a Rule 10b5-1 plan adopted on June 14, 2022. The reported price is a weighted average sales price. These shares were sold in multiple transactions on December 26, 2025 at prices ranging from $13.02 to $13.33. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Shares
|
5,600 |
| 2025-12-26 | Sullivan Mark |
General Counsel & Secretary |
Sell↓
Filing footnotes — Common Shares (Direct)
Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections under a Rule 10b5-1 plan adopted on March 14, 2024. The reported price is a weighted average sales price. These shares were sold in multiple transactions on December 26, 2025 at prices ranging from $13.02 to $13.33. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Shares
|
11,276 |
| 2025-09-25 | Karlin Daniel |
Chief Medical Officer |
Sell↓
Filing footnotes — Common Shares (Direct)
Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections under a Rule 10b5-1 plan adopted on June 14, 2022. |
Common Shares
|
7,704 |
| 2025-09-25 | Sullivan Mark |
General Counsel & Secretary |
Sell↓
Filing footnotes — Common Shares (Direct)
Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections under a Rule 10b5-1 plan adopted on March 14, 2024. |
Common Shares
|
11,278 |
| 2025-09-25 | Barrow Robert |
Director, Chief Executive Officer |
Sell↓
Filing footnotes — Common Shares (Direct)
Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections under a Rule 10b5-1 plan adopted on June 15, 2022. |
Common Shares
|
25,797 |
| 2025-06-25 | Barrow Robert |
Director, Chief Executive Officer |
Sell↓
Filing footnotes — Common Shares (Direct)
Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections under a Rule 10b5-1 plan adopted on June 15, 2022. The reported price is a weighted average sales price. These shares were sold in multiple transactions on June 25, 2025 at prices ranging from $6.67 to $7.03. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Shares
|
26,491 |
| 2025-06-25 | Karlin Daniel |
Chief Medical Officer |
Sell↓
Filing footnotes — Common Shares (Direct)
Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections under a Rule 10b5-1 plan adopted on June 14, 2022. The reported price is a weighted average sales price. These shares were sold in multiple transactions on June 25, 2025 at prices ranging from $6.67 to $7.03. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Shares
|
7,848 |
| 2025-06-25 | Sullivan Mark |
General Counsel & Secretary |
Sell↓
Filing footnotes — Common Shares (Direct)
Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections under a Rule 10b5-1 plan adopted on March 14, 2024. The reported price is a weighted average sales price. These shares were sold in multiple transactions on June 25, 2025 at prices ranging from $6.67 to $7.03. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Shares
|
11,491 |
| 2025-06-12 | Bruhn Suzanne Louise |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The Stock Option vests and becomes exercisable as to 1/12th of the underlying shares on each monthly anniversary of the date of the grant, provided, that if the Company's annual meeting immediately following the date of grant takes place prior to the first anniversary of the date of grant, the Stock Option will vest and become exercisable immediately prior to the Company's annual meeting following the date of grant, subject to the Reporting Person's continued service through the applicable vesting date. |
Stock Option (Right to Buy)
|
75,187 |
| 2025-06-12 | Vallone Carol A |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The Stock Option vests and becomes exercisable as to 1/12th of the underlying shares on each monthly anniversary of the date of the grant, provided, that if the Company's annual meeting immediately following the date of grant takes place prior to the first anniversary of the date of grant, the Stock Option will vest and become exercisable immediately prior to the Company's annual meeting following the date of grant, subject to the Reporting Person's continued service through the applicable vesting date. |
Stock Option (Right to Buy)
|
75,187 |
| 2025-06-12 | GRYSKA DAVID W |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The Stock Option vests and becomes exercisable as to 1/12th of the underlying shares on each monthly anniversary of the date of the grant, provided, that if the Company's annual meeting immediately following the date of grant takes place prior to the first anniversary of the date of grant, the Stock Option will vest and become exercisable immediately prior to the Company's annual meeting following the date of grant, subject to the Reporting Person's continued service through the applicable vesting date. |
Stock Option (Right to Buy)
|
75,187 |
| 2025-06-12 | Krebs Andreas |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The Stock Option vests and becomes exercisable as to 1/12th of the underlying shares on each monthly anniversary of the date of the grant, provided, that if the Company's annual meeting immediately following the date of grant takes place prior to the first anniversary of the date of grant, the Stock Option will vest and become exercisable immediately prior to the Company's annual meeting following the date of grant, subject to the Reporting Person's continued service through the applicable vesting date. |
Stock Option (Right to Buy)
|
75,187 |
| 2025-06-12 | CRYSTAL ROGER |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The Stock Option vests and becomes exercisable as to 1/12th of the underlying shares on each monthly anniversary of the date of the grant, provided, that if the Company's annual meeting immediately following the date of grant takes place prior to the first anniversary of the date of grant, the Stock Option will vest and become exercisable immediately prior to the Company's annual meeting following the date of grant, subject to the Reporting Person's continued service through the applicable vesting date. |
Stock Option (Right to Buy)
|
75,187 |
| 2025-06-02 | Roberts Brandi |
Chief Financial Officer |
Other↑
|
No Securities Owned
|
0 |
| 2025-06-02 | Roberts Brandi |
Chief Financial Officer |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The shares underlying the option shall vest and become exercisable over a four-year period with 25% vesting on the first anniversary of the date of the grant and the remaining 75% vesting in 36 equal monthly installments thereafter, subject to the Reporting Person providing continuous service to the Issuer as of each such vesting date. |
Stock Option (Right to Buy)
|
500,000 |
| 2025-03-25 | Liao Carrie |
Chief Accounting Officer |
Sell↓
Filing footnotes — Common Shares (Direct)
Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections under a Rule 10b5-1 plan adopted on May 29, 2024. The reported price is a weighted average sales price. These shares were sold in multiple transactions on March 25, 2025 at prices ranging from $6.67 to $6.79. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Shares
|
2,347 |
| 2025-03-25 | Barrow Robert |
Director, Chief Executive Officer |
Sell↓
Filing footnotes — Common Shares (Direct)
Represents the number of Common Shares sold to satisfy withholding tax obligations in connection with the settlement of vested restricted stock units, pursuant to sell-to-cover elections under a Rule 10b5-1 plan adopted on June 15, 2022. The reported price is a weighted average sales price. These shares were sold in multiple transactions on March 25, 2025 at prices ranging from $6.67 to $6.79. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Shares
|
21,208 |