DYAI · Dyadic International Inc · Shareholders & Ownership
Substantial doubt about the company's ability to continue as a going concern.
“As of June 30, 2026, our management has concluded that there is substantial doubt about our ability to continue as a going concern, which depends upon our obtaining necessary financing to meet our obligations and repay our liabilities arising from normal business operations as they come due.”View the 10-Q filed Aug 12, 2026
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Every disclosed holder of DYAI in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns DYAI
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 4,745,528 | 13.02% |
| Insiders (Forms 3, 4, 5) | 9,224,136 | 25.31% |
| 13D/G-only blocks | 4,729,583 | 12.98% |
| Remaining | 17,739,456 | 48.68% |
| Registered funds (N-PORT, not summed) | 1,149,405 | 3.15% |
Shares outstanding: 36,438,703, the issuer's latest cover-page count restated onto today's split basis.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of DYAI
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
|
4,832,667 | ||
| 1.1 |
Mark A. Emalfarb
13G
CIK 1328287 · Unknown · Dec 31, 2025
Rule 13d-1(d), exempt investor, not summed
|
6,675,439 | ||
| 2 |
Francisco Trust under agreement dated February 28, 1996
13G
CIK 1328329 · Unknown · Aug 14, 2026
Rule 13d-1(c), passive investor, not summed
|
4,232,653 | ||
| 2.1 |
Francisco Trust under agreement dated February 28, 1996
Insider
CIK 1328329 · Jul 24, 2026
10% Owner, issuer-wide
|
3,280,272 | ||
| 3 |
Empery Asset Management, LP
13G
CIK 1469336 · Registered investment adviser · Sep 30, 2026
Rule 13d-1(b), qualified institution
|
3,346,275 | ||
| 4 |
Bandera Partners LLC
13G
CIK 1399386 · Registered investment adviser · Jun 30, 2025
Rule 13d-1(b), qualified institution
|
1,383,308 | ||
| 5 |
CHAPIN DAVIS, INC.
13F
CIK 872098 · Unknown · Sep 30, 2026
|
943,004 | ||
| 6 |
VANGUARD CAPITAL MANAGEMENT LLC
13F
CIK 2100119 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
928,233 | ||
| 7 |
Apis Capital Advisors, LLC
13F
CIK 1386892 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
804,882 | ||
| 8 |
VANGUARD TOTAL STOCK MARKET INDEX FUND
Fund
S000002848 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
583,627 | ||
| 9 |
VANGUARD EXTENDED MARKET INDEX FUND
Fund
S000002841 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
344,606 | ||
| 10 |
TRUIST FINANCIAL CORP
13F
CIK 92230 · Bank · Sep 30, 2026
|
326,200 | ||
| 11 |
|
281,033 | ||
| 12 |
GEODE CAPITAL MANAGEMENT, LLC
13F
CIK 1214717 · Registered investment adviser · Sep 30, 2026
|
270,118 | ||
| 13 |
|
202,311 | ||
| 14 |
BlackRock, Inc.
13F
CIK 2012383 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
197,749 | ||
| 15 |
|
191,758 | ||
| 16 |
|
170,151 | ||
| 17 |
MARATHON CAPITAL MANAGEMENT
13F
CIK 1213206 · Registered investment adviser · Sep 30, 2026
|
157,602 | ||
| 18 |
VANGUARD FIDUCIARY TRUST CO
13F
CIK 933478 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
139,478 | ||
| 19 |
Fidelity Extended Market Index Fund
Fund
S000006021 · Registered fund · Aug 31, 2026
Fidelity Concord Street Trust, not summed
|
125,687 | ||
| 20 |
Sage Mountain Advisors LLC
13F
CIK 1832274 · Registered investment adviser · Sep 30, 2026
|
106,564 | ||
| 21 |
|
81,201 | ||
| 22 |
HighTower Advisors, LLC
13F
CIK 1462245 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
79,469 | ||
| 23 |
RENAISSANCE TECHNOLOGIES LLC
13F
CIK 1037389 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
78,786 | ||
| 24 |
CITADEL ADVISORS LLC
13F
CIK 1423053 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
74,336 | ||
| 25 |
|
72,311 | ||
| 26 |
NORTHERN TRUST CORP
13F
CIK 73124 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
69,745 | ||
| 27 |
|
61,535 | ||
| 28 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.
13F
CIK 1536186 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
55,263 | ||
| 29 |
AE Wealth Management LLC
13F
CIK 1697723 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
53,756 | ||
| 30 |
PERKINS CAPITAL MANAGEMENT INC
13F
CIK 884300 · Registered investment adviser · Sep 30, 2026
|
50,950 | ||
| 31 |
|
50,897 | ||
| 32 |
XTX Topco Ltd
13F
CIK 1828301 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
46,665 | ||
| 33 |
|
42,550 | ||
| 34 |
Pekin Hardy Strauss, Inc.
13F
CIK 1020317 · Registered investment adviser · Sep 30, 2026
|
41,745 | ||
| 35 |
JANE STREET GROUP, LLC
13F
CIK 1595888 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
41,217 | ||
| 36 |
Fidelity Series Total Market Index Fund
Fund
S000065248 · Registered fund · Aug 31, 2026
Fidelity Concord Street Trust, not summed
|
37,558 | ||
| 37 |
Fidelity Total Market Index Fund
Fund
S000006026 · Registered fund · Aug 31, 2026
Fidelity Concord Street Trust, not summed
|
37,314 | ||
| 38 |
AlphaCore Capital LLC
13F
CIK 1713662 · Registered investment adviser · Sep 30, 2026
|
36,156 | ||
| 39 |
ASHTON THOMAS SECURITIES, LLC
13F
CIK 771572 · Registered investment adviser · Sep 30, 2026
|
36,155 | ||
| 40 |
LPL Financial LLC
13F
CIK 1403438 · Broker-dealer · Sep 30, 2026
|
33,038 | ||
| 41 |
Inlet Private Wealth, LLC
13F
CIK 1759751 · Registered investment adviser · Sep 30, 2026
|
30,000 | ||
| 42 |
Robertson Stephens Wealth Management, LLC
13F
CIK 1767307 · Registered investment adviser · Sep 30, 2026
|
29,969 | ||
| 43 |
Fidelity Nasdaq Composite Index Fund
Fund
S000055366 · Registered fund · Aug 31, 2026
Fidelity Concord Street Trust, not summed
|
20,613 | ||
| 44 |
CAPTRUST FINANCIAL ADVISORS
13F
CIK 1512024 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
15,000 | ||
| 45 |
COMMONWEALTH EQUITY SERVICES, LLC
13F
CIK 312272 · Registered investment adviser · Sep 30, 2026
|
12,579 | ||
| 46 |
HANCOCK WHITNEY CORP
13F
CIK 750577 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
11,111 | ||
| 47 |
HOEY INVESTMENTS, INC
13F
CIK 1799544 · Registered investment adviser · Sep 30, 2026
|
9,847 | ||
| 48 |
SIMPLEX TRADING, LLC
13F
CIK 1488542 · Unknown · Sep 30, 2026
|
8,545 | ||
| 49 |
Vanguard Global Advisers, LLC
13F
CIK 1811242 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
7,385 | ||
| 50 |
PNC FINANCIAL SERVICES GROUP, INC.
13F
CIK 713676 · Bank · Sep 30, 2026
|
4,000 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
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