HPS · John Hancock Preferred Income Fund III · Shareholders & Ownership
Market Cap
$372.81M
Shares
32.11M
Volume · Nov 6
37.92K
Avg daily vol (3M)
128.66K
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Every disclosed holder of HPS in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns HPS
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 4,515,039 | — |
| Insiders (Forms 3, 4, 5) | 4,623 | — |
| 13D/G-only blocks | 0 | — |
| Registered funds (N-PORT, not summed) | 275,483 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of HPS
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
|
1,291,717 | ||
| 2 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
837,423 | ||
| 3 |
LPL Financial LLC
13F
CIK 1403438 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
298,403 | ||
| 4 |
Invesco Ltd.
13F
CIK 914208 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
217,859 | ||
| 4.1 |
Invesco CEF Income Composite ETF
Fund
S000027370 · Registered fund · Aug 31, 2026
Invesco Exchange-Traded Fund Trust II, not summed
|
214,249 | ||
| 5 |
AMERIPRISE FINANCIAL INC
13F
CIK 820027 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
176,393 | ||
| 6 |
Cetera Investment Advisers
13F
CIK 1666741 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
176,029 | ||
| 7 |
ROYAL BANK OF CANADA
13F
CIK 1000275 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
156,415 | ||
| 8 |
BANK OF AMERICA CORP /DE/
13F
CIK 70858 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
149,439 | ||
| 9 |
Fiera Capital Corp
13F
CIK 1505817 · Non-US institution · Jun 30, 2026
carried, not yet filed for the newest quarter
|
114,018 | ||
| 10 |
WOLVERINE ASSET MANAGEMENT LLC
13F
CIK 1279891 · Registered investment adviser · Sep 30, 2026
|
103,843 | ||
| 11 |
Shaker Financial Services, LLC
13F
CIK 1511794 · Registered investment adviser · Sep 30, 2026
|
91,089 | ||
| 12 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
65,386 | ||
| 13 |
Cohen & Steers Closed-End Opportunity Fund, Inc.
Fund
· Registered fund · Jun 30, 2026
Cohen & Steers Closed-End Opportunity Fund, Inc., not summed
|
61,234 | ||
| 14 |
COHEN & STEERS, INC.
13F
CIK 1284812 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
61,234 | ||
| 15 |
J.W. COLE ADVISORS, INC.
13F
CIK 1404763 · Unknown · Sep 30, 2026
|
52,272 | ||
| 16 |
GUGGENHEIM CAPITAL LLC
13F
CIK 1283072 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
48,366 | ||
| 17 |
COMMONWEALTH EQUITY SERVICES, LLC
13F
CIK 312272 · Registered investment adviser · Sep 30, 2026
|
47,362 | ||
| 18 |
Sowell Financial Services LLC
13F
CIK 1633697 · Registered investment adviser · Sep 30, 2026
|
46,197 | ||
| 19 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
45,587 | ||
| 20 |
Pine Valley Investments Ltd Liability Co
13F
CIK 1975417 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
44,953 | ||
| 21 |
Live Oak Private Wealth LLC
13F
CIK 1799877 · Registered investment adviser · Sep 30, 2026
|
38,630 | ||
| 22 |
Western Wealth Management, LLC
13F
CIK 1767902 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
32,232 | ||
| 23 |
PHILADELPHIA TRUST CO
13F
CIK 1110806 · Unknown · Sep 30, 2026
|
27,820 | ||
| 24 |
Arkfeld Wealth Strategies, L.L.C.
13F
CIK 1789382 · Registered investment adviser · Sep 30, 2026
|
26,210 | ||
| 25 |
Post Resch Tallon Group Inc.
13F
CIK 2054476 · Registered investment adviser · Sep 30, 2026
|
25,867 | ||
| 26 |
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
13F
CIK 1632972 · Unknown · Sep 30, 2026
|
25,155 | ||
| 27 |
Activest Wealth Management
13F
CIK 1883134 · Registered investment adviser · Sep 30, 2026
|
25,057 | ||
| 28 |
Janney Montgomery Scott LLC
13F
CIK 1329948 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
23,705 | ||
| 29 |
NewEdge Advisors, LLC
13F
CIK 1633516 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
20,757 | ||
| 30 |
Gladstone Institutional Advisory LLC
13F
CIK 1766530 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
20,731 | ||
| 31 |
HARBOUR INVESTMENTS, INC.
13F
CIK 810121 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
19,652 | ||
| 32 |
READYSTATE ASSET MANAGEMENT LP
13F
CIK 1900923 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
17,374 | ||
| 33 |
KEYBANK NATIONAL ASSOCIATION/OH
13F
CIK 1089877 · Bank · Sep 30, 2026
|
17,000 | ||
| 34 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
15,991 | ||
| 35 |
STIFEL FINANCIAL CORP
13F
CIK 720672 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
14,465 | ||
| 36 |
Sanctuary Advisors, LLC
13F
CIK 1777271 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
14,408 | ||
| 37 |
Focus Financial Network, Inc.
13F
CIK 2010942 · Unknown · Sep 30, 2026
|
14,376 | ||
| 38 |
OneAscent Financial Services LLC
13F
CIK 1780985 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
12,750 | ||
| 39 |
B. Riley Wealth Advisors, Inc.
13F
CIK 1464811 · Unknown · Sep 30, 2026
|
12,334 | ||
| 40 |
Mariner, LLC
13F
CIK 1373442 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
11,456 | ||
| 41 |
HRT FINANCIAL LP
13F
CIK 1475597 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
11,401 | ||
| 42 |
PW Nova Financial Services LLC
13F
CIK 2127408 · Registered investment adviser · Sep 30, 2026
|
11,124 | ||
| 43 |
Cherry Creek Investment Advisors, Inc.
13F
CIK 1877829 · Registered investment adviser · Sep 30, 2026
|
10,000 | ||
| 44 |
Rockefeller Capital Management L.P.
13F
CIK 1739439 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
7,937 | ||
| 45 |
FIFTH THIRD BANCORP
13F
CIK 35527 · Bank · Sep 30, 2026
|
7,676 | ||
| 46 |
ROTHSCHILD INVESTMENT LLC
13F
CIK 85338 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
6,000 | ||
| 47 |
COMPASS FINANCIAL MANAGEMENT LLC
13F
CIK 2148724 · Registered investment adviser · Sep 30, 2026
|
5,768 | ||
| 48 |
Global Retirement Partners, LLC
13F
CIK 1749744 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,510 | ||
| 49 |
BankPlus Trust Department
13F
CIK 2047270 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,505 | ||
| 50 |
Arax Advisory Partners
13F
CIK 1586767 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,658 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
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