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Equibles

HPS · John Hancock Preferred Income Fund III · Holdings

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$13.10 -0.15 (-1.13%) At close · Sep 11
Rebalance outlook locked
Market Cap
$421.41M
Shares
32.17M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →
Holders: 68
Total Value: $63,147,587
Total Shares: 4,343,027

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 68 13F filers · Δ vs Mar 31, 2026
Top Holder
29.7%
Sep 2023 → Jun 2026 · range 20.8% – 29.7%
+0.5 pts
Top 5
65.0%
Sep 2023 → Jun 2026 · range 60.9% – 66.8%
+0.7 pts
Top 10
80.2%
Sep 2023 → Jun 2026 · range 75.2% – 81.0%
−0.8 pts
HHI
1,411
Sep 2023 → Jun 2026 · range 1,094 – 1,411
Broadly held+44

Quarterly Activity

vs Mar 31, 2026
New
12
Increased
23
Decreased
14
Sold Out
4
Unchanged
19
Holder count: +8
Institutional value: +5.3%
Shares held: +2.8%

Top Buyers

vs Mar 31, 2026
Institution Added Now Holds Open
MORGAN STANLEY +61,469 837,423
UBS Group AG +60,464 1,291,717
OSAIC HOLDINGS, INC. +17,870 65,386
Cetera Investment Advisers +9,369 176,029
AMERIPRISE FINANCIAL INC +8,130 176,393

Top Sellers

vs Mar 31, 2026
Institution Sold Now Holds Open
GUGGENHEIM CAPITAL LLC −64,524 48,366
Activest Wealth Management −31,532 27,057
LPL Financial LLC −17,287 298,403
Pine Valley Investments Ltd Liability Co −17,279 44,953
ROYAL BANK OF CANADA −8,504 156,415

Top New Positions

vs Mar 31, 2026
Institution Acquired Value (USD) Open
J.W. COLE ADVISORS, INC. 58,240 $846,809
READYSTATE ASSET MANAGEMENT LP 17,374 $252,617
HRT FINANCIAL LP 11,401 $165,770
COMPASS FINANCIAL MANAGEMENT LLC 5,685 $82,659
Global Retirement Partners, LLC 3,510 $51,035

Top Sold-Out Positions

vs Mar 31, 2026
Institution Previously Held Last Value (USD) Open
IHT Wealth Management, LLC 11,512 $163,930
Larson Financial Group LLC 1,694 $24,122
MAI Capital Management 680 $9,683
Advisory Services Network, LLC 115 $1,637
Filter: New 12 Increased 23 Reduced 14 Sold out 4 Unchanged 19
Showing 68 of 68
All Common Calls Puts
Export CSV
Holder Value (USD) % of 13F Shares Open
UBS Group AG $18,781,565 29.74% 1,291,717
MORGAN STANLEY $12,176,129 19.28% 837,423
LPL Financial LLC $4,338,779 6.87% 298,403
Invesco Ltd. $3,167,669 5.02% 217,859
AMERIPRISE FINANCIAL INC $2,564,754 4.06% 176,393
Cetera Investment Advisers $2,559,461 4.05% 176,029
ROYAL BANK OF CANADA $2,274,274 3.60% 156,415
BANK OF AMERICA CORP /DE/ $2,172,843 3.44% 149,439
Fiera Capital Corp $1,657,821 2.63% 114,018
OSAIC HOLDINGS, INC. $950,712 1.51% 65,386
COHEN & STEERS, INC. $890,342 1.41% 61,234
J.W. COLE ADVISORS, INC. $846,809 1.34% 58,240
COMMONWEALTH EQUITY SERVICES, LLC $757,519 1.20% 52,099
GUGGENHEIM CAPITAL LLC $703,241 1.11% 48,366
Sowell Financial Services LLC $674,612 1.07% 46,397
WELLS FARGO & COMPANY/MN $662,834 1.05% 45,587
Pine Valley Investments Ltd Liability Co $653,616 1.04% 44,953
Live Oak Private Wealth LLC $561,680 0.89% 38,630
Western Wealth Management, LLC $468,653 0.74% 32,232
PHILADELPHIA TRUST CO $404,502 0.64% 27,820
Activest Wealth Management $393,408 0.62% 27,057
Post Resch Tallon Group Inc. $375,655 0.59% 25,836
Arkfeld Wealth Strategies, L.L.C. $375,350 0.59% 25,815
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC $369,025 0.58% 25,380
Janney Montgomery Scott LLC $344,670 0.55% 23,705
NewEdge Advisors, LLC $301,806 0.48% 20,757
Gladstone Institutional Advisory LLC $301,428 0.48% 20,731
HARBOUR INVESTMENTS, INC. $285,740 0.45% 19,652
READYSTATE ASSET MANAGEMENT LP $252,617 0.40% 17,374
KEYBANK NATIONAL ASSOCIATION/OH $247,180 0.39% 17,000
RAYMOND JAMES FINANCIAL INC $232,508 0.37% 15,991
Focus Financial Network, Inc. $214,843 0.34% 14,776
STIFEL FINANCIAL CORP $210,321 0.33% 14,465
Sanctuary Advisors, LLC $209,492 0.33% 14,408
OneAscent Financial Services LLC $185,385 0.29% 12,750
WEDBUSH SECURITIES INC $174,480 0.28% 12,000
Mariner, LLC $166,570 0.26% 11,456
HRT FINANCIAL LP $165,770 0.26% 11,401
B. Riley Wealth Advisors, Inc. $164,229 0.26% 11,295
PW Nova Financial Services LLC $157,817 0.25% 10,854
Cherry Creek Investment Advisors, Inc. $145,400 0.23% 10,000
Rockefeller Capital Management L.P. $115,403 0.18% 7,937
ROTHSCHILD INVESTMENT LLC $87,240 0.14% 6,000
COMPASS FINANCIAL MANAGEMENT LLC $82,659 0.13% 5,685
Global Retirement Partners, LLC $51,035 0.08% 3,510
FIFTH THIRD BANCORP $47,255 0.07% 3,250
BankPlus Trust Department $36,422 0.06% 2,505
PRIVATE TRUST CO NA $29,080 0.05% 2,000
Arax Advisory Partners $24,107 0.04% 1,658
BARRETT & COMPANY, INC. $18,102 0.03% 1,245
Olistico Wealth, LLC $14,816 0.02% 1,019
Crews Bank & Trust $14,540 0.02% 1,000
LifeSteps Financial, Inc. $10,905 0.02% 750
IFG Advisory, LLC $10,628 0.02% 731
ENTRUST FINANCIAL LLC $10,178 0.02% 700
Steward Partners Investment Advisory, LLC $7,837 0.01% 539
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO $7,270 0.01% 500
CoreFirst Bank & Trust $7,270 0.01% 500
HIGHLINE WEALTH PARTNERS LLC $7,270 0.01% 500
Institute for Wealth Management, LLC. $7,197 0.01% 495
Geneos Wealth Management Inc. $5,089 0.01% 350
COUNTRY TRUST BANK $2,908 0.00% 200
Caldwell Trust Co $2,835 0.00% 195
Allworth Financial LP $2,617 0.00% 180
Glass Jacobson Investment Advisors llc $2,181 0.00% 150
PNC FINANCIAL SERVICES GROUP, INC. $1,032 0.00% 71
Farther Finance Advisors, LLC $130 0.00% 9
ASSETMARK, INC $72 0.00% 5
Key facts CIK 1215913 CUSIP 41021P103 13F (30d) 19 filings 19 filers Visit website