HPS · John Hancock Preferred Income Fund III · Holdings

$11.75 +0.14 (+1.21%)

Market Cap

$372.81M

32.11M

Volume · Nov 6 37.92K Avg daily vol (3M) 128.66K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of HPS: 13F, 13D and 13G, insiders and funds →

Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 63

Total Value: $64,171,342

Total Shares: 4,515,039

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 68 13F filers

Top Holder

29.7%

of institutional value

Top 5

65.0%

of institutional value

Top 10

80.2%

of institutional value

HHI

1,411

Broadly held

Who Holds HPS

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 68 filers, like-for-like change +2.5%; actively managed books +1.3%; index-like books +7.9%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	14.3%	33	-3.3%	7	2
Adviser	11.0%	4	+2.7%	0	0
Bank	38.3%	7	+3.5%	0	0
Broker-dealer	6.9%	1	-5.5%	0	0
Non-US	2.6%	1	+3.0%	0	0
Holding company	20.8%	2	+9.6%	0	0
Unknown	6.1%	20	-2.3%	3	2

Style	Share	Filers	Change	New	Exited
Index-like	19.3%	1	+7.9%	0	0
Concentrated	1.9%	14	-26.2%	3	0
Diversified active	78.8%	53	+2.3%	7	4
Systematic-like	0.0%	0	—	0	0
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	67.8%	58	+1.5%	6	3
Medium turnover	31.1%	4	+2.5%	1	1
High turnover	0.7%	2	new	2	0
Unknown	0.5%	4	+8.9%	1	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	0.8%	4	+172.6%	2	0
Medium horizon	2.5%	7	-10.4%	1	0
Long horizon	94.7%	53	+0.8%	4	4
Unknown	1.9%	4	+551.9%	3	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	3.5%	16	-16.2%	3	0
$1B to $10B	7.6%	20	+15.8%	4	3
$10B to $100B	11.0%	19	-6.2%	3	1
$100B or more	77.8%	13	+3.8%	0	0
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	13.9%	32	-6.0%	6	2
Pooled investment vehicles	0.4%	1	new	1	0
Diversified	0.0%	0	—	0	0
Unknown	85.7%	35	+3.6%	3	2

Private funds	Share	Filers	Change	New	Exited
Hedge funds	1.4%	3	+0.9%	2	0
Private equity funds	0.3%	1	-7.1%	0	0
Venture capital funds	0.1%	1	+300.0%	0	0
Other private funds	0.2%	1	0.0%	0	0
No private funds	12.2%	26	-4.7%	4	1
Real estate funds	0.0%	1	+143.8%	1	1
Private funds, type not stated	0.0%	0	—	0	0
Unknown	85.7%	35	+3.6%	3	2

Location	Share	Filers	Change	New	Exited
United States	64.0%	65	+1.9%	10	4
Outside the US	36.0%	3	+3.7%	0	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F.

Conviction and Crowding

68 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.001%

Mar 31, 2026: 0

Crowding

—

no cover-page share count is dated within about a year of the quarter end

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

no cover-page share count is dated within about a year of the quarter end

Top 10 holders

80.2%

of 13F shares, Herfindahl 0.141

Active holders

+1.3%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 22.3 quarters

Under 1 year 4.61% 1 to 3 years 12.0% 3 years or more 83.3% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$15.19

estimated per share

Mar 31, 2026: $15.24

Quarter-end price

$14.54

implied by 13F values

Estimated gain or loss

-4.3%

price against the estimated cost

Estimated at a loss

84.8%

of costed 13F value

Estimated cost covers 20.2% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of HPS by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0.68% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.00%	0.00 pp	0	0
Index ETFs	0.68%	-0.01 pp	216,831	1
Active ETFs	0.00%	0.00 pp	0	0
Active funds	0.19%	0.00 pp	61,234	1
Unclassified	0.00%	0.00 pp	0	0
All registered funds	0.87%	-0.01 pp	278,065	2

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 30 Adviser 4 Bank 7 Broker-dealer 1 Non-US 1 Holding company 2 Unknown 18

Showing 63 of 63

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

UBS Group AG

$18,781,565

29.27%

1,291,717

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	1,289,428	$18,748,283	99.8%	Defined
UBS AG	2,289	$33,282	0.2%	Defined

MORGAN STANLEY

$12,176,129

18.97%

837,423

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	837,423	$12,176,129	100.0%	Defined

LPL Financial LLC

$4,338,779

6.76%

298,403

Invesco Ltd.

$3,167,669

4.94%

217,859

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Capital Management LLC	217,859	$3,167,669	100.0%	Defined

AMERIPRISE FINANCIAL INC

$2,564,754

4.00%

176,393

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	176,393	$2,564,754	100.0%	Defined

Cetera Investment Advisers

$2,559,461

3.99%

176,029

ROYAL BANK OF CANADA

$2,274,274

3.54%

156,415

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	156,415	$2,274,274	100.0%	Defined

BANK OF AMERICA CORP /DE/

$2,172,843

3.39%

149,439

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	149,439	$2,172,843	100.0%	Defined

Fiera Capital Corp

$1,657,821

2.58%

114,018

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fiera Capital Inc.	114,018	$1,657,821	100.0%	Other

WOLVERINE ASSET MANAGEMENT LLC

$1,250,269

1.95%

103,843

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	103,843	$1,250,269	100.0%	Defined

Shaker Financial Services, LLC

$1,096,711

1.71%

91,089

OSAIC HOLDINGS, INC.

$950,712

1.48%

65,386

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	65,386	$950,712	100.0%	Defined

COHEN & STEERS, INC.

$890,342

1.39%

61,234

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cohen & Steers Capital Management Inc	61,234	$890,342	100.0%	Sole

GUGGENHEIM CAPITAL LLC

$703,241

1.10%

48,366

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	48,366	$703,241	100.0%	Defined

WELLS FARGO & COMPANY/MN

$662,834

1.03%

45,587

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	1,620	$23,554	3.6%	Defined
WELLS FARGO CLEARING SERVICES, LLC	43,967	$639,280	96.4%	Defined

Pine Valley Investments Ltd Liability Co

$653,616

1.02%

44,953

J.W. COLE ADVISORS, INC.

$629,354

0.98%

52,272

COMMONWEALTH EQUITY SERVICES, LLC

$570,238

0.89%

47,362

Sowell Financial Services LLC

$556,211

0.87%

46,197

Western Wealth Management, LLC

$468,653

0.73%

32,232

Live Oak Private Wealth LLC

$465,105

0.72%

38,630

Janney Montgomery Scott LLC

$344,670

0.54%

23,705

PHILADELPHIA TRUST CO

$334,952

0.52%

27,820

Arkfeld Wealth Strategies, L.L.C.

$315,568

0.49%

26,210

Post Resch Tallon Group Inc.

$311,438

0.49%

25,867

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$302,866

0.47%

25,155

NewEdge Advisors, LLC

$301,806

0.47%

20,757

Activest Wealth Management

$301,686

0.47%

25,057

Gladstone Institutional Advisory LLC

$301,428

0.47%

20,731

HARBOUR INVESTMENTS, INC.

$285,740

0.45%

19,652

READYSTATE ASSET MANAGEMENT LP

$252,617

0.39%

17,374

RAYMOND JAMES FINANCIAL INC

$232,508

0.36%

15,991

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	10,354	$150,547	64.7%	Defined
Raymond James Financial Services Advisors, Inc.	5,637	$81,961	35.3%	Defined

STIFEL FINANCIAL CORP

$210,321

0.33%

14,465

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	14,465	$210,321	100.0%	Defined

Sanctuary Advisors, LLC

$209,492

0.33%

14,408

KEYBANK NATIONAL ASSOCIATION/OH

$204,680

0.32%

17,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 2	17,000	$204,680	100.0%	Defined

OneAscent Financial Services LLC

$185,385

0.29%

12,750

Focus Financial Network, Inc.

$173,087

0.27%

14,376

Mariner, LLC

$166,570

0.26%

11,456

HRT FINANCIAL LP

$165,770

0.26%

11,401

B. Riley Wealth Advisors, Inc.

$148,501

0.23%

12,334

PW Nova Financial Services LLC

$133,932

0.21%

11,124

Cherry Creek Investment Advisors, Inc.

$120,400

0.19%

10,000

Rockefeller Capital Management L.P.

$115,403

0.18%

7,937

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	7,937	$115,403	100.0%	Defined

FIFTH THIRD BANCORP

$92,419

0.14%

7,676

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	7,676	$92,419	100.0%	Defined

ROTHSCHILD INVESTMENT LLC

$87,240

0.14%

6,000

COMPASS FINANCIAL MANAGEMENT LLC

$69,446

0.11%

5,768

Global Retirement Partners, LLC

$51,035

0.08%

3,510

BankPlus Trust Department

$36,422

0.06%

2,505

Arax Advisory Partners

$24,107

0.04%

1,658

BARRETT & COMPANY, INC.

$15,363

0.02%

1,276

Crews Bank & Trust

$14,540

0.02%

1,000

Olistico Wealth, LLC

$12,268

0.02%

1,019

IFG Advisory, LLC

$10,628

0.02%

731

Steward Partners Investment Advisory, LLC

$7,837

0.01%

539

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$7,270

0.01%

500

CoreFirst Bank & Trust

$7,270

0.01%

500

Institute for Wealth Management, LLC.

$7,197

0.01%

495

HIGHLINE WEALTH PARTNERS LLC

$6,020

0.01%

500

Geneos Wealth Management Inc.

$5,089

0.01%

350

Allworth Financial LP

$2,617

0.00%

180

Caldwell Trust Co

$2,335

0.00%

194

Glass Jacobson Investment Advisors llc

$1,806

0.00%

150

PNC FINANCIAL SERVICES GROUP, INC.

$1,032

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Wealth Management LLC	71	$1,032	100.0%	Defined

Key facts CIK 1215913 CUSIP 41021P103 13F (30d) 25 filings 23 filers Visit website