JLS · Nuveen Mortgage & Income Fund · Shareholders & Ownership

$16.59 +0.21 (+1.30%)

Market Cap

$89.71M

5.48M

Volume · Nov 6 17.38K Avg daily vol (3M) 24.3K

Every disclosed holder of JLS in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns JLS

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

No chart: shares outstanding cannot be set against these holders.

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	37	2,274,471	—	Yes
Insiders (Forms 3, 4, 5)	4	8,116	—	Yes
13D/G-only blocks	2	467,514	—	Yes
Registered funds (N-PORT, not summed)	3	24,862	—	No

% Out is unavailable: no shares outstanding count is on record.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of JLS

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	SIT INVESTMENT ASSOCIATES INC 13F CIK 769317 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	878,972	—	-81,283	Jun 30, 2026	carried, not yet filed for the newest quarter
2	AMERIPRISE FINANCIAL INC 13F CIK 820027 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	368,549	—	+72,044	Jun 30, 2026	carried, not yet filed for the newest quarter
2.1	AMERIPRISE FINANCIAL INC 13G CIK 820027 · Investment adviser · Jun 30, 2026 Rule 13d-1(b), qualified institution, not summed	368,549	—	+72,044	Jun 30, 2026	Rule 13d-1(b), qualified institution, not summed
3	First Trust Portfolios L.P. 13G CIK 1184765 · Unknown · Mar 31, 2026 Rule 13d-1(b), qualified institution	255,236	—	—	Mar 31, 2026	Rule 13d-1(b), qualified institution
4	Relative Value Partners Group, LLC 13G CIK 1649910 · Investment adviser · Jul 31, 2024 Rule 13d-1(b), qualified institution, unconfirmed, last confirmed Jul 31, 2024	212,278	—	-221,736	Jul 31, 2024	Rule 13d-1(b), qualified institution, unconfirmed, last confirmed Jul 31, 2024
5	Advisors Asset Management, Inc. 13F CIK 1297376 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	87,984	—	-68,742	Jun 30, 2026	carried, not yet filed for the newest quarter
6	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	86,892	—	-6,705	Jun 30, 2026	carried, not yet filed for the newest quarter
7	Fiera Capital Corp 13F CIK 1505817 · Non-US institution · Jun 30, 2026 carried, not yet filed for the newest quarter	67,056	—	+1,696	Jun 30, 2026	carried, not yet filed for the newest quarter
8	Venture Visionary Partners LLC 13F CIK 1792283 · Registered investment adviser · Sep 30, 2026	62,448	—	+15,666	Sep 30, 2026
9	Invesco Ltd. 13F CIK 914208 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	59,947	—	+9,512	Jun 30, 2026	carried, not yet filed for the newest quarter
10	OSAIC HOLDINGS, INC. 13F CIK 1677044 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	58,822	—	+1,407	Jun 30, 2026	carried, not yet filed for the newest quarter
11	ENVESTNET ASSET MANAGEMENT INC 13F CIK 1407543 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	57,224	—	-60,536	Jun 30, 2026	carried, not yet filed for the newest quarter
12	WELLS FARGO & COMPANY/MN 13F CIK 72971 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	51,635	—	+1,391	Jun 30, 2026	carried, not yet filed for the newest quarter
13	RAYMOND JAMES FINANCIAL INC 13F CIK 720005 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	49,360	—	+1,649	Jun 30, 2026	carried, not yet filed for the newest quarter
14	NATIONS FINANCIAL GROUP INC, /IA/ /ADV 13F CIK 1109767 · Unknown · Sep 30, 2026	48,428	—	0	Sep 30, 2026
15	Thomas J. Herzfeld Advisors, Inc. 13F CIK 1509510 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	44,897	—	-27,742	Jun 30, 2026	carried, not yet filed for the newest quarter
16	Matisse Capital 13F CIK 1668256 · Registered investment adviser · Sep 30, 2026	39,646	—	+39,646	Sep 30, 2026
17	Compound Planning, Inc. 13F CIK 1978879 · Registered investment adviser · Sep 30, 2026	39,591	—	-2,285	Sep 30, 2026
18	FIRST TRUST ADVISORS LP 13F CIK 1125816 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	37,080	—	+1,204	Jun 30, 2026	carried, not yet filed for the newest quarter
18.1	First Trust Income Opportunities ETF Fund S000053967 · Registered fund · Aug 31, 2026 First Trust Exchange-Traded Fund VIII, not summed	24,639	—	+3,675	Aug 31, 2026	First Trust Exchange-Traded Fund VIII, not summed
19	Hennion & Walsh Asset Management, Inc. 13F CIK 1861642 · Investment adviser · Sep 30, 2026	33,436	—	-508	Sep 30, 2026
20	Clear Street Group Inc. 13F CIK 1881567 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	26,256	—	+26,256	Jun 30, 2026	carried, not yet filed for the newest quarter
21	Closed-End Fund Advisors, Inc. 13F CIK 2103520 · Unknown · Sep 30, 2026	23,267	—	+2,557	Sep 30, 2026
22	Baird Financial Group, Inc. 13F CIK 1648711 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	21,950	—	-141	Jun 30, 2026	carried, not yet filed for the newest quarter
23	LPL Financial LLC 13F CIK 1403438 · Broker-dealer · Jun 30, 2026 carried, not yet filed for the newest quarter	19,816	—	+680	Jun 30, 2026	carried, not yet filed for the newest quarter
24	Cetera Investment Advisers 13F CIK 1666741 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	19,021	—	-21,017	Jun 30, 2026	carried, not yet filed for the newest quarter
25	MELFA WEALTH MANAGEMENT, INC. 13F CIK 1962465 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	18,744	—	+73	Jun 30, 2026	carried, not yet filed for the newest quarter
26	Sowell Financial Services LLC 13F CIK 1633697 · Registered investment adviser · Sep 30, 2026	18,576	—	0	Sep 30, 2026
27	HURRICANE CAPITAL ADVISORS LLC 13F CIK 1900625 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	14,349	—	+3,475	Jun 30, 2026	carried, not yet filed for the newest quarter
28	STIFEL FINANCIAL CORP 13F CIK 720672 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	11,962	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
29	CHOREO, LLC 13F CIK 1679031 · Registered investment adviser · Sep 30, 2026	10,412	—	+10,412	Sep 30, 2026
30	Cambridge Investment Research Advisors, Inc. 13F CIK 1419186 · Unknown · Sep 30, 2026	10,357	—	-1,529	Sep 30, 2026
31	Parekh Aashh Insider CIK 1813827 · Jan 6, 2026 Insider, issuer-wide	4,651	—	+100	Jan 6, 2026	Insider, issuer-wide
32	BFC Planning, Inc. 13F CIK 2160654 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	3,736	—	+3,196	Jun 30, 2026	carried, not yet filed for the newest quarter
33	Noble Wealth Management PBC 13F CIK 2055065 · Unknown · Sep 30, 2026	1,650	—	+1,650	Sep 30, 2026
34	Virgilio Stephen Insider CIK 1820866 · Mar 23, 2026 Insider, issuer-wide	1,487	—	+637	Mar 23, 2026	Insider, issuer-wide
35	Jones Nathaniel T. Insider CIK 1677581 · May 5, 2025 Vice President and Treasurer, issuer-wide	1,228	—	+800	May 5, 2025	Vice President and Treasurer, issuer-wide
36	Doshi Parth Insider CIK 2151178 · Aug 26, 2026 Insider, issuer-wide	750	—	—	Aug 26, 2026	Insider, issuer-wide
37	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	679	—	-557	Jun 30, 2026	carried, not yet filed for the newest quarter
38	BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. 13F CIK 717799 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	540	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
39	EverSource Wealth Advisors, LLC 13F CIK 1710537 · Registered investment adviser · Sep 30, 2026	500	—	0	Sep 30, 2026
40	Farther Finance Advisors, LLC 13F CIK 1992825 · Registered investment adviser · Sep 30, 2026	296	—	0	Sep 30, 2026
41	Rockefeller Capital Management L.P. 13F CIK 1739439 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	193	—	-158	Jun 30, 2026	carried, not yet filed for the newest quarter
42	Multi-Hedge Strategies Fund Fund S000003747 · Registered fund · Jun 30, 2026 Rydex Variable Trust, not summed	165	—	—	Jun 30, 2026	Rydex Variable Trust, not summed
43	HIGHLINE WEALTH PARTNERS LLC 13F CIK 2042654 · Registered investment adviser · Sep 30, 2026	150	—	0	Sep 30, 2026
44	Guggenheim Multi-Hedge Strategies Fund Fund S000003763 · Registered fund · Jun 30, 2026 Rydex Series Funds, not summed	58	—	—	Jun 30, 2026	Rydex Series Funds, not summed
45	FNY Investment Advisers, LLC 13F CIK 1742998 · Unknown · Sep 30, 2026	50	—	0	Sep 30, 2026

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Key facts CIK 1472215 CUSIP 670735109 13F (30d) 23 filings 16 filers Visit website Investor relations