LUNG · Pulmonx Corp · Holdings

$2.01 -0.07 (-3.37%) At close · Sep 9

Market Cap

$87.83M

42.95M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 108

Total Value: $34,681,467

Total Shares: 26,678,099

Showing 1–100 of 112 holdings by value · page 1 of 2

Institutional Ownership Trend

23 quarters

Holder Concentration

Across 108 13F filers · Δ vs Mar 31, 2026

Top Holder

17.3%

+2.5 pts

Top 5

49.4%

−1.1 pts

Top 10

65.9%

−2.6 pts

HHI

681

Broadly held+14

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -6

Institutional value: -15.7%

Shares held: -16.4%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega JANE STREET GROUP, LLC	+733,461	882,031
Mega AQR CAPITAL MANAGEMENT LLC	+387,385	744,963
Mega CITADEL ADVISORS LLC	+334,995	402,104
Mega HSBC HOLDINGS PLC	+179,756	193,846
Large RENAISSANCE TECHNOLOGIES LLC	+104,810	425,110

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega BlackRock, Inc.	−1,779,117	882,490
Mega MORGAN STANLEY	−1,070,641	2,922,921
Mega DEUTSCHE BANK AG\	−761,362	402,316
Large ExodusPoint Capital Management, LP	−720,279	1,223,555
Mega BARCLAYS PLC	−649,297	34,138

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Small Almitas Capital LLC	1,064,202	$1,383,462
Large MARSHALL WACE, LLP	230,738	$299,959
Mega MILLENNIUM MANAGEMENT LLC	209,556	$272,422
Large HRT FINANCIAL LP	108,218	$140,683
Mega BANK OF MONTREAL /CAN/	105,958	$137,745

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mega BANK OF AMERICA CORP /DE/	1,166,826	$1,505,205
Mega VANGUARD PORTFOLIO MANAGEMENT LLC	604,455	$779,746
Mega Bank of New York Mellon Corp	92,720	$119,608
Mega CHARLES SCHWAB INVESTMENT MANAGEMENT INC	71,319	$92,001
Mega Nuveen, LLC	69,108	$89,148

Filter: New 20 Increased 36 Reduced 35 Sold out 26 Unchanged 17

Showing 100 of 112

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

PRIMECAP MANAGEMENT CO/CA/

$5,996,030

17.29%

4,612,331

MORGAN STANLEY

$3,799,796

10.96%

2,922,921

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	334	$434	0.0%	Defined
MORGAN STANLEY & CO. LLC	2,662	$3,460	0.1%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	2,885,147	$3,750,691	98.7%	Defined
MORGAN STANLEY SMITH BARNEY LLC	32,097	$41,726	1.1%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	2,681	$3,485	0.1%	Defined

Soleus Capital Management, L.P.

$3,624,819

10.45%

2,788,323

VANGUARD CAPITAL MANAGEMENT LLC

$2,119,284

6.11%

1,630,219

ExodusPoint Capital Management, LP

$1,590,621

4.59%

1,223,555

Almitas Capital LLC

$1,383,462

3.99%

1,064,202

BlackRock, Inc.

$1,147,235

3.31%

882,490

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	76,552	$99,517	8.7%	Sole
BlackRock Investment Management, LLC	9,782	$12,716	1.1%	Sole
BlackRock Fund Advisors	210,170	$273,221	23.8%	Sole
BlackRock Institutional Trust Company, N.A.	573,779	$745,912	65.0%	Sole
BlackRock Investment Management (UK) Ltd.	12,207	$15,869	1.4%	Sole

Stonepine Capital Management, LLC

$1,060,066

3.06%

815,436

JANE STREET GROUP, LLC

$985,699

2.84%

758,231

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	313,085	$407,010	41.3%	Defined
Jane Street Global Trading, LLC	445,146	$578,689	58.7%	Defined

BRAIDWELL LP

$978,303

2.82%

752,541

AQR CAPITAL MANAGEMENT LLC

$968,448

2.79%

744,963

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	145	$188	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	6	$7	0.0%	Other
Prism Planning Partners LLC	458	$595	0.1%	Other
Compound Planning, Inc.	5	$6	0.0%	Other
Arax Advisory Partners	14,645	$19,038	2.0%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	8,698	$11,307	1.2%	Other
Stokes Family Office, LLC	1,960	$2,548	0.3%	Other
Held directly	719,046	$934,759	96.5%	Defined

Parkman Healthcare Partners LLC

$840,533

2.42%

646,564

GEODE CAPITAL MANAGEMENT, LLC

$588,489

1.70%

452,684

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	88,264	$114,743	19.5%	Defined
Held directly	364,420	$473,746	80.5%	Defined

RENAISSANCE TECHNOLOGIES LLC

$552,643

1.59%

425,110

ADAR1 Capital Management, LLC

$525,846

1.52%

404,497

DEUTSCHE BANK AG\

$523,010

1.51%

402,316

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	402,316	$523,010	100.0%	Defined

D. E. Shaw & Co., Inc.

$425,785

1.23%

327,528

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	136,683	$177,687	41.7%	Defined
D. E. Shaw Investment Management, L.L.C. joint	190,845	$248,098	58.3%	Defined

Jefferies Financial Group Inc.

$370,643

1.07%

285,110

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jefferies Financial Services, Inc.	285,110	$370,643	100.0%	Defined

CFM WEALTH PARTNERS LLC

$343,250

0.99%

264,039

VANGUARD FIDUCIARY TRUST CO

$325,664

0.94%

250,511

MARSHALL WACE, LLP

$299,959

0.86%

230,738

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	230,738	$299,959	100.0%	Other

ACADIAN ASSET MANAGEMENT LLC

$290,083

0.84%

223,141

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	223,141	$290,083	100.0%	Defined

MILLENNIUM MANAGEMENT LLC

$272,422

0.79%

209,556

UBS Group AG

$265,268

0.76%

204,053

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	193,302	$251,292	94.7%	Defined
UBS Securities LLC	10,751	$13,976	5.3%	Defined

CITADEL ADVISORS LLC

$261,430

0.75%

201,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	201,100	$261,430	100.0%	Defined

Birchview Capital, LP

$260,705

0.75%

200,543

Centiva Capital, LP

$260,123

0.75%

200,095

NANO CAP NEW MILLENNIUM GROWTH FUND L P

$260,000

0.75%

200,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AZG TANGIBLE ASSETS FUND LLC	200,000	$260,000	100.0%	Sole

HSBC HOLDINGS PLC

$251,999

0.73%

193,846

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	193,846	$251,999	100.0%	Defined

STATE STREET CORP

$248,951

0.72%

191,501

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SSGA FUNDS MANAGEMENT, INC. joint	191,501	$248,951	100.0%	Defined

Squarepoint Ops LLC

$238,625

0.69%

183,558

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	183,558	$238,625	100.0%	Defined

CITADEL ADVISORS LLC

$186,424

0.54%

143,404

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	29,866	$38,825	20.8%	Defined
Held directly	113,538	$147,599	79.2%	Defined

GSA CAPITAL PARTNERS LLP

$177,004

0.51%

136,157

GOLDMAN SACHS GROUP INC

$175,945

0.51%

135,343

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	90,525	$117,682	66.9%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	44,818	$58,263	33.1%	Defined

JANE STREET GROUP, LLC

$160,940

0.46%

123,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	123,800	$160,940	100.0%	Defined

XTX Topco Ltd

$153,448

0.44%

118,037

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	118,037	$153,448	100.0%	Defined

WESTFIELD CAPITAL MANAGEMENT CO LP

$143,000

0.41%

110,000

HRT FINANCIAL LP

$140,683

0.41%

108,218

BANK OF MONTREAL /CAN/

$137,745

0.40%

105,958

NORTHERN TRUST CORP

$135,354

0.39%

104,119

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	104,119	$135,354	100.0%	Defined

Redhawk Wealth Advisors, Inc.

$129,542

0.37%

99,648

ALGERT GLOBAL LLC

$127,831

0.37%

98,332

DIMENSIONAL FUND ADVISORS LP

$127,127

0.37%

97,791

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	3,831	$4,980	3.9%	Defined
Dimensional Ireland Ltd	25,404	$33,025	26.0%	Defined
Held directly	68,556	$89,122	70.1%	Sole

TWO SIGMA INVESTMENTS, LP

$112,547

0.32%

86,575

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$111,020

0.32%

85,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	85,400	$111,020	100.0%	Other

IEQ CAPITAL, LLC

$89,905

0.26%

69,158

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$83,684

0.24%

64,373

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	64,373	$83,684	100.0%	Other

Quadrature Capital Ltd

$83,083

0.24%

63,910

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Quadrature US Inc.	63,910	$83,083	100.0%	Other

Engineers Gate Manager LP

$81,365

0.23%

62,589

MERCER GLOBAL ADVISORS INC /ADV

$79,731

0.23%

61,332

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$79,300

0.23%

61,000

CITADEL ADVISORS LLC

$74,880

0.22%

57,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	57,600	$74,880	100.0%	Defined

Berger Financial Group, Inc

$70,200

0.20%

54,000

BRIGHTON JONES LLC

$69,200

0.20%

53,231

Schonfeld Strategic Advisors LLC

$66,093

0.19%

50,841

Qube Research & Technologies Ltd

$64,840

0.19%

49,877

FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND

$52,000

0.15%

40,000

PERKINS CAPITAL MANAGEMENT INC

$51,350

0.15%

39,500

Mariner, LLC

$50,089

0.14%

38,530

Cerity Partners LLC

$49,585

0.14%

38,143

FMR LLC

$46,445

0.13%

35,728

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	7,946	$10,329	22.2%	Defined
FIAM LLC	27,782	$36,116	77.8%	Defined

Jain Global LLC

$45,493

0.13%

34,995

BARCLAYS PLC

$44,379

0.13%

34,138

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	32,290	$41,977	94.6%	Defined
BARCLAYS CAPITAL INC.	1,848	$2,402	5.4%	Defined

Creative Planning

$43,561

0.13%

33,509

Virtu Financial LLC

$38,290

0.11%

29,454

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	29,454	$38,290	100.0%	Defined

R Squared Ltd

$35,657

0.10%

27,429

SEI INVESTMENTS CO

$30,780

0.09%

23,677

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI TRUST CO	23,677	$30,780	100.0%	Sole

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$30,202

0.09%

23,233

RHUMBLINE ADVISERS

$25,197

0.07%

19,383

Arax Advisory Partners

$19,341

0.06%

14,878

LAZARD ASSET MANAGEMENT LLC

$18,402

0.05%

14,156

Vanguard Global Advisers, LLC

$17,626

0.05%

13,559

JACOBS LEVY EQUITY MANAGEMENT, INC

$17,574

0.05%

13,519

Ground Swell Capital, LLC

$16,082

0.05%

12,371

TWO SIGMA SECURITIES, LLC

$15,563

0.04%

11,972

Merit Financial Group, LLC

$15,548

0.04%

11,961

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AQR Capital Management	10,862	$14,120	90.8%	Other
Held directly	1,099	$1,428	9.2%	Sole

CAPTRUST FINANCIAL ADVISORS

$15,012

0.04%

11,548

TUDOR INVESTMENT CORP ET AL

$14,336

0.04%

11,028

SILVERCREST ASSET MANAGEMENT GROUP LLC

$13,000

0.04%

10,000

ROYAL BANK OF CANADA

$8,473

0.02%

6,518

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	54	$70	0.8%	Defined
RBC Capital Markets, LLC	6,410	$8,333	98.3%	Defined
Held directly	54	$70	0.8%	Sole

WELLS FARGO & COMPANY/MN

$6,857

0.02%

5,275

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	5,275	$6,857	100.0%	Defined

Russell Investments Group, Ltd.

$6,204

0.02%

4,773

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	4,773	$6,204	100.0%	Defined

Integrated Wealth Concepts LLC

$4,885

0.01%

3,758

Tower Research Capital LLC (TRC)

$3,057

0.01%

2,352

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	2,352	$3,057	100.0%	Defined

Optiver Holding B.V.

$2,949

0.01%

2,269

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Optiver VOF	2,269	$2,949	100.0%	Defined

JPMORGAN CHASE & CO

$2,924

0.01%

2,250

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	18	$23	0.8%	Defined
J.P. Morgan Investment Management Inc.	448	$582	19.9%	Defined
J.P. Morgan Securities plc	1,784	$2,319	79.3%	Defined

FEDERATED HERMES, INC.

$2,726

0.01%

2,097

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED MDTA LLC	2,097	$2,726	100.0%	Defined

PNC FINANCIAL SERVICES GROUP, INC.

$2,718

0.01%

2,091

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	2,091	$2,718	100.0%	Defined

GAMMA Investing LLC

$2,681

0.01%

2,063

Allworth Financial LP

$2,115

0.01%

1,627

EverSource Wealth Advisors, LLC

$1,936

0.01%

1,491

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMSS Wesson Wealth Solutions, LLC	380	$493	25.5%	Sole
Held directly	1,111	$1,443	74.5%	Sole

BNP PARIBAS ARBITRAGE, SA

$1,537

0.00%

1,183

AdvisorNet Financial, Inc

$1,300

0.00%

1,000

Essential Partners LLC

$1,218

0.00%

937

Physician Wealth Advisors, Inc.

$1,111

0.00%

855

Farther Finance Advisors, LLC

$787

0.00%

606

True Wealth Design, LLC

$573

0.00%

441

ROTHSCHILD INVESTMENT LLC

$443

0.00%

341

Parallel Advisors, LLC

$436

0.00%

336

OSAIC HOLDINGS, INC.

$188

0.00%

145

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	145	$188	100.0%	Defined

Key facts CIK 1127537 CUSIP 745848101 13F (30d) 75 filings 75 filers Visit website