LUNG · Pulmonx Corp · Holdings

$1.95 +0.12 (+6.56%) At close · Oct 26 Earnings today

Market Cap

$83.75M

42.95M

Volume · Oct 26 641.55K Avg daily vol (3M) 492.6K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of LUNG: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 102

Total Value: $34,701,617

Total Shares: 26,633,438

Showing 1–100 of 106 holdings by value · page 1 of 2

Institutional Ownership Trend

24 quarters

Holder Concentration

Across 107 13F filers

Top Holder

17.3%

of institutional value

Top 5

49.4%

of institutional value

Top 10

65.9%

of institutional value

HHI

681

Broadly held

Who Holds LUNG

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 107 filers, like-for-like change -17.5%; actively managed books -5.9%; index-like books -39.0%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	57.4%	57	+0.4%	9	11
Exempt adviser	1.1%	2	+627.0%	2	1
Adviser	0.1%	2	-37.7%	0	1
Bank	2.5%	11	-82.4%	1	3
Non-US	1.5%	3	-65.6%	0	0
Holding company	16.4%	7	-40.8%	0	0
Benefit plan	0.0%	0	—	0	0
Insurer	0.0%	0	—	0	0
Broker-dealer	0.0%	0	—	0	0
Unknown	21.0%	25	+20.5%	7	9

Style	Share	Filers	Change	New	Exited
Index-like	26.0%	12	-39.0%	0	5
Systematic-like	4.7%	12	+59.3%	4	0
Concentrated	1.3%	12	-10.3%	3	6
Diversified active	68.0%	71	-8.4%	12	14
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	41.8%	52	-38.0%	8	17
Medium turnover	22.9%	23	+16.5%	1	5
High turnover	27.3%	27	+14.4%	9	2
Unknown	8.0%	5	-22.2%	1	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	14.3%	14	-24.4%	5	3
Medium horizon	27.5%	15	-8.9%	3	7
Long horizon	51.5%	65	-22.9%	7	15
Unknown	6.7%	13	+24.3%	4	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	12.9%	18	+43.7%	5	4
$1B to $10B	18.4%	25	+3.4%	3	5
$10B to $100B	11.8%	30	-4.1%	8	6
$100B or more	57.0%	34	-30.7%	3	10
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	3.0%	28	+33.5%	5	3
Pooled investment vehicles	21.3%	16	+18.3%	3	0
Registered funds and BDCs	26.2%	5	-16.4%	0	3
Pension and profit sharing plans	0.0%	1	+2383.4%	1	1
Governments and sovereign funds	0.4%	2	-10.6%	0	0
Other investment advisers	0.0%	1	-26.4%	0	0
Diversified	3.3%	3	+53.1%	0	3
Insurance companies	0.0%	0	-100.0%	0	1
Other	0.0%	0	—	0	0
Unknown	45.7%	51	-31.8%	10	14

Private funds	Share	Filers	Change	New	Exited
Hedge funds	28.8%	22	+25.4%	6	2
Private equity funds	0.5%	4	+59.6%	1	0
Venture capital funds	0.0%	1	+138.5%	0	0
Real estate funds	0.1%	3	+236.1%	1	1
Other private funds	1.2%	6	-17.1%	1	2
Mixed private funds	0.0%	0	-100.0%	0	1
No private funds	27.9%	23	-13.8%	2	6
Private funds, type not stated	0.0%	0	—	0	0
Securitized asset funds	0.0%	0	—	0	0
Unknown	41.5%	48	-35.1%	8	13

Location	Share	Filers	Change	New	Exited
United States	93.8%	91	-16.2%	15	22
Outside the US	6.2%	16	-33.1%	4	3

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-06-30 13F.

Conviction and Crowding

107 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.000%

Mar 31, 2026: 0

Crowding

29.9%

of shares outstanding, 81st percentile

Mar 31, 2026: 24.5%

Private-fund advisers

19.0%

of shares outstanding

Institutional ownership

62.0%

72.2% of the estimated free float

Top 10 holders

66.6%

of 13F shares, Herfindahl 0.070

Active holders

-5.9%

like-for-like share change of active filers

5% stakes on record

0 13D, 4 13G (3 institutional, 1 passive, 0 exempt)

How long holders have held it value-weighted 11.8 quarters

Under 1 year 35.4% 1 to 3 years 20.3% 3 years or more 44.3% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$13.08

estimated per share

Mar 31, 2026: $15.74

Quarter-end price

$1.30

implied by 13F values

Estimated gain or loss

-90.1%

price against the estimated cost

Estimated at a loss

100.0%

of costed 13F value

Estimated cost covers 89.1% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies LUNG's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	QNRX Quoin Pharmaceuticals Ltd.	3	0.359
2	CSTL Castle Biosciences Inc	3	0.316
3	BDSX Biodesix Inc	3	0.300
4	EOLS Evolus, Inc.	3	0.245
5	OVID Ovid Therapeutics Inc.	3	0.218
6	ANL Adlai Nortye Group Ltd.	3	0.218
7	VIR Vir Biotechnology, Inc.	3	0.212
8	NEO Neogenomics Inc	3	0.202
9	NKTR Nektar Therapeutics	4	0.183
10	BIOA BioAge Labs, Inc.	3	0.179

Shareholder Targets

13F filers that own its peers but not LUNG, quarter ended Jun 30, 2026

Found through its holder-overlap peers: QNRX, CSTL, BDSX, EOLS, OVID, ANL, VIR, NEO, NKTR, BIOA, ATEC, URGN, ORKA, XENE, MBX, EWTX, PHVS, AVTX, INDV, GPCR. 846 filers in all.

#	Filer	In peers	Of book	Largest peers
1	ORBIMED ADVISORS LLC Registered adviser, Diversified active	$1,077,147,520 9 held	21.3%	EWTX, MBX, GPCR
2	Jupiter Topco LLC Unknown, Diversified active	$1,024,623,008 14 held	0.420%	GPCR, XENE, EWTX
3	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$864,668,940 13 held	0.150%	GPCR, MBX, XENE
4	VANGUARD PORTFOLIO MANAGEMENT LLC Registered adviser, Diversified active	$790,635,968 15 held	0.040%	INDV, NEO, VIR
5	Paradigm Biocapital Advisors LP Registered adviser, Concentrated	$757,590,903 3 held	16.4%	EWTX, ORKA, MBX
6	Avoro Capital Advisors LLC Registered adviser, Concentrated	$743,703,248 3 held	6.68%	GPCR, XENE, AVTX
7	Driehaus Capital Management LLC Registered adviser, Diversified active	$731,446,708 6 held	4.28%	XENE, EWTX, INDV
8	RTW INVESTMENTS, LP Registered adviser, Diversified active	$621,729,010 5 held	5.31%	ORKA, URGN, GPCR
9	Deep Track Capital, LP Adviser, Diversified active	$620,990,692 5 held	9.46%	GPCR, ORKA, MBX
10	Polar Capital Holdings Plc Registered adviser, Diversified active	$588,325,132 5 held	1.67%	XENE, ORKA, MBX

Fund Ownership of LUNG by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 7.04% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.28%	-0.24 pp	978,803	20
Index ETFs	4.76%	-2.77 pp	2,044,261	13
Active ETFs	0.00%	-0.01 pp	0	0
Active funds	9.63%	-0.02 pp	4,134,662	17
Unclassified	0.00%	0.00 pp	0	0
All registered funds	16.67%	-3.04 pp	7,157,726	50

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 55 Exempt adviser 2 Adviser 2 Bank 11 Non-US 3 Holding company 7 Unknown 22

Showing 100 of 106

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

PRIMECAP MANAGEMENT CO/CA/

$5,996,030

17.28%

4,612,331

MORGAN STANLEY

$3,799,796

10.95%

2,922,921

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	334	$434	0.0%	Defined
MORGAN STANLEY & CO. LLC	2,662	$3,460	0.1%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	2,885,147	$3,750,691	98.7%	Defined
MORGAN STANLEY SMITH BARNEY LLC	32,097	$41,726	1.1%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	2,681	$3,485	0.1%	Defined

Soleus Capital Management, L.P.

$3,624,819

10.45%

2,788,323

VANGUARD CAPITAL MANAGEMENT LLC

$2,119,284

6.11%

1,630,219

ExodusPoint Capital Management, LP

$1,590,621

4.58%

1,223,555

Almitas Capital LLC

$1,383,462

3.99%

1,064,202

BlackRock, Inc.

$1,147,235

3.31%

882,490

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	76,552	$99,517	8.7%	Sole
BlackRock Investment Management, LLC	9,782	$12,716	1.1%	Sole
BlackRock Fund Advisors	210,170	$273,221	23.8%	Sole
BlackRock Institutional Trust Company, N.A.	573,779	$745,912	65.0%	Sole
BlackRock Investment Management (UK) Ltd.	12,207	$15,869	1.4%	Sole

Stonepine Capital Management, LLC

$1,060,066

3.05%

815,436

JANE STREET GROUP, LLC

$985,699

2.84%

758,231

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	313,085	$407,010	41.3%	Defined
Jane Street Global Trading, LLC	445,146	$578,689	58.7%	Defined

BRAIDWELL LP

$978,303

2.82%

752,541

AQR CAPITAL MANAGEMENT LLC

$968,448

2.79%

744,963

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	145	$188	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	6	$7	0.0%	Other
Prism Planning Partners LLC	458	$595	0.1%	Other
Compound Planning, Inc.	5	$6	0.0%	Other
Arax Advisory Partners	14,645	$19,038	2.0%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	8,698	$11,307	1.2%	Other
Stokes Family Office, LLC	1,960	$2,548	0.3%	Other
Held directly	719,046	$934,759	96.5%	Defined

Parkman Healthcare Partners LLC

$840,533

2.42%

646,564

GEODE CAPITAL MANAGEMENT, LLC

$588,489

1.70%

452,684

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	88,264	$114,743	19.5%	Defined
Held directly	364,420	$473,746	80.5%	Defined

RENAISSANCE TECHNOLOGIES LLC

$552,643

1.59%

425,110

ADAR1 Capital Management, LLC

$525,846

1.52%

404,497

DEUTSCHE BANK AG\

$523,010

1.51%

402,316

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	402,316	$523,010	100.0%	Defined

D. E. Shaw & Co., Inc.

$425,785

1.23%

327,528

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	136,683	$177,687	41.7%	Defined
D. E. Shaw Investment Management, L.L.C. joint	190,845	$248,098	58.3%	Defined

Jefferies Financial Group Inc.

$370,643

1.07%

285,110

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jefferies Financial Services, Inc.	285,110	$370,643	100.0%	Defined

CFM WEALTH PARTNERS LLC

$343,250

0.99%

264,039

VANGUARD FIDUCIARY TRUST CO

$325,664

0.94%

250,511

MARSHALL WACE, LLP

$299,959

0.86%

230,738

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	230,738	$299,959	100.0%	Other

ACADIAN ASSET MANAGEMENT LLC

$290,083

0.84%

223,141

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	223,141	$290,083	100.0%	Defined

MILLENNIUM MANAGEMENT LLC

$272,422

0.79%

209,556

UBS Group AG

$265,268

0.76%

204,053

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	193,302	$251,292	94.7%	Defined
UBS Securities LLC	10,751	$13,976	5.3%	Defined

CITADEL ADVISORS LLC

$261,430

0.75%

201,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	201,100	$261,430	100.0%	Defined

Birchview Capital, LP

$260,705

0.75%

200,543

Centiva Capital, LP

$260,123

0.75%

200,095

NANO CAP NEW MILLENNIUM GROWTH FUND L P

$260,000

0.75%

200,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AZG TANGIBLE ASSETS FUND LLC	200,000	$260,000	100.0%	Sole

HSBC HOLDINGS PLC

$251,999

0.73%

193,846

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	193,846	$251,999	100.0%	Defined

STATE STREET CORP

$248,951

0.72%

191,501

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SSGA FUNDS MANAGEMENT, INC. joint	191,501	$248,951	100.0%	Defined

Squarepoint Ops LLC

$238,625

0.69%

183,558

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	183,558	$238,625	100.0%	Defined

Redhawk Wealth Advisors, Inc.

$238,574

0.69%

124,908

CITADEL ADVISORS LLC

$186,424

0.54%

143,404

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	29,866	$38,825	20.8%	Defined
Held directly	113,538	$147,599	79.2%	Defined

GSA CAPITAL PARTNERS LLP

$177,004

0.51%

136,157

GOLDMAN SACHS GROUP INC

$175,945

0.51%

135,343

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	90,525	$117,682	66.9%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	44,818	$58,263	33.1%	Defined

JANE STREET GROUP, LLC

$160,940

0.46%

123,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	123,800	$160,940	100.0%	Defined

XTX Topco Ltd

$153,448

0.44%

118,037

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	118,037	$153,448	100.0%	Defined

WESTFIELD CAPITAL MANAGEMENT CO LP

$143,000

0.41%

110,000

HRT FINANCIAL LP

$140,683

0.41%

108,218

BANK OF MONTREAL /CAN/

$137,745

0.40%

105,958

NORTHERN TRUST CORP

$135,354

0.39%

104,119

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	104,119	$135,354	100.0%	Defined

ALGERT GLOBAL LLC

$127,831

0.37%

98,332

DIMENSIONAL FUND ADVISORS LP

$127,127

0.37%

97,791

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	3,831	$4,980	3.9%	Defined
Dimensional Ireland Ltd	25,404	$33,025	26.0%	Defined
Held directly	68,556	$89,122	70.1%	Sole

TWO SIGMA INVESTMENTS, LP

$112,547

0.32%

86,575

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$111,020

0.32%

85,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	85,400	$111,020	100.0%	Other

IEQ CAPITAL, LLC

$89,905

0.26%

69,158

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$83,684

0.24%

64,373

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	64,373	$83,684	100.0%	Other

Quadrature Capital Ltd

$83,083

0.24%

63,910

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Quadrature US Inc.	63,910	$83,083	100.0%	Other

Engineers Gate Manager LP

$81,365

0.23%

62,589

MERCER GLOBAL ADVISORS INC /ADV

$79,731

0.23%

61,332

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$79,300

0.23%

61,000

CITADEL ADVISORS LLC

$74,880

0.22%

57,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	57,600	$74,880	100.0%	Defined

Berger Financial Group, Inc

$70,200

0.20%

54,000

BRIGHTON JONES LLC

$69,200

0.20%

53,231

Schonfeld Strategic Advisors LLC

$66,093

0.19%

50,841

Qube Research & Technologies Ltd

$64,840

0.19%

49,877

PERKINS CAPITAL MANAGEMENT INC

$51,350

0.15%

39,500

Mariner, LLC

$50,089

0.14%

38,530

Cerity Partners LLC

$49,585

0.14%

38,143

FMR LLC

$46,445

0.13%

35,728

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	7,946	$10,329	22.2%	Defined
FIAM LLC	27,782	$36,116	77.8%	Defined

Jain Global LLC

$45,493

0.13%

34,995

BARCLAYS PLC

$44,379

0.13%

34,138

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	32,290	$41,977	94.6%	Defined
BARCLAYS CAPITAL INC.	1,848	$2,402	5.4%	Defined

Creative Planning

$43,561

0.13%

33,509

Virtu Financial LLC

$38,290

0.11%

29,454

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	29,454	$38,290	100.0%	Defined

R Squared Ltd

$35,657

0.10%

27,429

SEI INVESTMENTS CO

$30,780

0.09%

23,677

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI TRUST CO	23,677	$30,780	100.0%	Sole

RHUMBLINE ADVISERS

$25,197

0.07%

19,383

Arax Advisory Partners

$19,341

0.06%

14,878

LAZARD ASSET MANAGEMENT LLC

$18,402

0.05%

14,156

Vanguard Global Advisers, LLC

$17,626

0.05%

13,559

JACOBS LEVY EQUITY MANAGEMENT, INC

$17,574

0.05%

13,519

Ground Swell Capital, LLC

$16,082

0.05%

12,371

TWO SIGMA SECURITIES, LLC

$15,563

0.04%

11,972

Merit Financial Group, LLC

$15,548

0.04%

11,961

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AQR Capital Management	10,862	$14,120	90.8%	Other
Held directly	1,099	$1,428	9.2%	Sole

CAPTRUST FINANCIAL ADVISORS

$15,012

0.04%

11,548

TUDOR INVESTMENT CORP ET AL

$14,336

0.04%

11,028

SILVERCREST ASSET MANAGEMENT GROUP LLC

$13,000

0.04%

10,000

ROYAL BANK OF CANADA

$8,473

0.02%

6,518

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	54	$70	0.8%	Defined
RBC Capital Markets, LLC	6,410	$8,333	98.3%	Defined
Held directly	54	$70	0.8%	Sole

WELLS FARGO & COMPANY/MN

$6,857

0.02%

5,275

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	5,275	$6,857	100.0%	Defined

Russell Investments Group, Ltd.

$6,204

0.02%

4,773

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	4,773	$6,204	100.0%	Defined

GAMMA Investing LLC

$3,573

0.01%

1,871

Tower Research Capital LLC (TRC)

$3,057

0.01%

2,352

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	2,352	$3,057	100.0%	Defined

Optiver Holding B.V.

$2,949

0.01%

2,269

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Optiver VOF	2,269	$2,949	100.0%	Defined

JPMORGAN CHASE & CO

$2,924

0.01%

2,250

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	18	$23	0.8%	Defined
J.P. Morgan Investment Management Inc.	448	$582	19.9%	Defined
J.P. Morgan Securities plc	1,784	$2,319	79.3%	Defined

FEDERATED HERMES, INC.

$2,726

0.01%

2,097

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED MDTA LLC	2,097	$2,726	100.0%	Defined

PNC FINANCIAL SERVICES GROUP, INC.

$2,718

0.01%

2,091

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	2,091	$2,718	100.0%	Defined

Allworth Financial LP

$2,115

0.01%

1,627

EverSource Wealth Advisors, LLC

$1,936

0.01%

1,491

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMSS Wesson Wealth Solutions, LLC	380	$493	25.5%	Sole
Held directly	1,111	$1,443	74.5%	Sole

Physician Wealth Advisors, Inc.

$1,633

0.00%

855

BNP PARIBAS ARBITRAGE, SA

$1,537

0.00%

1,183

ROTHSCHILD INVESTMENT LLC

$443

0.00%

341

Parallel Advisors, LLC

$436

0.00%

336

Essential Partners LLC

$389

0.00%

204

True Wealth Design, LLC

$330

0.00%

173

Farther Finance Advisors, LLC

$305

0.00%

160

OSAIC HOLDINGS, INC.

$188

0.00%

145

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	145	$188	100.0%	Defined

Steward Partners Investment Advisory, LLC

$132

0.00%

102

Transamerica Financial Advisors, LLC

$58

0.00%

Caitong International Asset Management Co., Ltd

$52

0.00%

Clearstead Advisors, LLC

$50

0.00%

Showing the top 100 of 106 holders. Create a free account to see every holder, past quarters, search, filters and CSV export.

Key facts CIK 1127537 CUSIP 745848101 13F (30d) 9 filings 9 filers Visit website Investor relations