NHS · Neuberger High Yield Strategies Fund Inc. · Shareholders & Ownership
Market Cap
$231.25M
Shares
41.86M
Volume · Nov 6
62.25K
Avg daily vol (3M)
244.78K
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Every disclosed holder of NHS in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns NHS
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 14,632,814 | — |
| Insiders (Forms 3, 4, 5) | 73,833 | — |
| 13D/G-only blocks | 5,034,824 | — |
| Registered funds (N-PORT, not summed) | 1,196,792 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of NHS
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
SIT INVESTMENT ASSOCIATES INC
13F
CIK 769317 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
5,605,481 | ||
| 2 |
First Trust Portfolios L.P.
13G
CIK 1184765 · Unknown · Sep 30, 2026
Rule 13d-1(b), qualified institution
|
5,034,824 | ||
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
CIK 1447578 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,371,413 | ||
| 3.1 |
RiverNorth/Oaktree High Income Fund
Fund
S000039038 · Registered fund · Jun 30, 2026
RIVERNORTH FUNDS, not summed
|
44,950 | ||
| 4 |
ABSOLUTE INVESTMENT ADVISERS, LLC
13F
CIK 1316187 · Registered investment adviser · Sep 30, 2026
|
880,503 | ||
| 4.1 |
ABSOLUTE CEF OPPORTUNITIES
Fund
S000081741 · Registered fund · Jun 30, 2026
Unified Series Trust, not summed
|
9,251 | ||
| 5 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
725,270 | ||
| 6 |
GUGGENHEIM CAPITAL LLC
13F
CIK 1283072 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
488,989 | ||
| 6.1 |
Multi-Hedge Strategies Fund
Fund
S000003747 · Registered fund · Jun 30, 2026
Rydex Variable Trust, not summed
|
806 | ||
| 6.2 |
Guggenheim Multi-Hedge Strategies Fund
Fund
S000003763 · Registered fund · Jun 30, 2026
Rydex Series Funds, not summed
|
286 | ||
| 7 |
GraniteShares Advisors LLC
13F
CIK 1839545 · Unknown · Sep 30, 2026
|
445,060 | ||
| 8 |
LPL Financial LLC
13F
CIK 1403438 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
415,028 | ||
| 9 |
GraniteShares HIPS U.S. High Income ETF
Fund
S000059908 · Registered fund · Jun 30, 2026
GraniteShares ETF Trust, not summed
|
392,922 | ||
| 10 |
|
341,935 | ||
| 11 |
Matisse Capital
13F
CIK 1668256 · Registered investment adviser · Sep 30, 2026
|
340,000 | ||
| 12 |
Invesco Ltd.
13F
CIK 914208 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
322,732 | ||
| 12.1 |
Invesco CEF Income Composite ETF
Fund
S000027370 · Registered fund · Aug 31, 2026
Invesco Exchange-Traded Fund Trust II, not summed
|
301,624 | ||
| 13 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
286,201 | ||
| 14 |
RiverNorth Opportunities Fund Inc.
Fund
· Registered fund · Jun 30, 2026
RIVERNORTH OPPORTUNITIES FUND INC., not summed
|
260,000 | ||
| 15 |
Uncommon Cents Investing LLC
13F
CIK 1729754 · Registered investment adviser · Sep 30, 2026
|
247,750 | ||
| 16 |
Cable Car Capital, LP
13F
CIK 1699575 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
233,169 | ||
| 17 |
J.W. COLE ADVISORS, INC.
13F
CIK 1404763 · Unknown · Sep 30, 2026
|
216,395 | ||
| 18 |
TORONTO DOMINION BANK
13F
CIK 947263 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
204,757 | ||
| 19 |
Clear Street Group Inc.
13F
CIK 1881567 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
198,684 | ||
| 20 |
JPMORGAN CHASE & CO
13F
CIK 19617 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
198,182 | ||
| 21 |
WOLVERINE ASSET MANAGEMENT LLC
13F
CIK 1279891 · Registered investment adviser · Sep 30, 2026
|
182,421 | ||
| 22 |
AMERIPRISE FINANCIAL INC
13F
CIK 820027 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
172,589 | ||
| 23 |
Marex Group plc
13F
CIK 1997464 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
161,473 | ||
| 24 |
HARBOUR INVESTMENTS, INC.
13F
CIK 810121 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
152,385 | ||
| 25 |
Bramshill Investments, LLC
13F
CIK 1619899 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
133,785 | ||
| 26 |
LoCorr Spectrum Income Fund
Fund
S000043632 · Registered fund · Jun 30, 2026
LoCorr Investment Trust, not summed
|
122,818 | ||
| 27 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
112,370 | ||
| 28 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
110,364 | ||
| 29 |
MELFA WEALTH MANAGEMENT, INC.
13F
CIK 1962465 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
104,287 | ||
| 30 |
Shaker Financial Services, LLC
13F
CIK 1511794 · Registered investment adviser · Sep 30, 2026
|
78,392 | ||
| 31 |
Total Wealth Planning & Management, Inc.
13F
CIK 2058383 · Registered investment adviser · Sep 30, 2026
|
63,400 | ||
| 32 |
Logan Stone Capital, LLC
13F
CIK 1535521 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
61,132 | ||
| 33 |
JANE STREET GROUP, LLC
13F
CIK 1595888 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
53,680 | ||
| 34 |
READYSTATE ASSET MANAGEMENT LP
13F
CIK 1900923 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
52,151 | ||
| 35 |
|
49,622 | ||
| 36 |
Apollon Wealth Management, LLC
13F
CIK 1764387 · Registered investment adviser · Sep 30, 2026
|
48,202 | ||
| 37 |
Equitable Holdings, Inc.
13F
CIK 1333986 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
46,000 | ||
| 38 |
|
45,333 | ||
| 39 |
NewEdge Advisors, LLC
13F
CIK 1633516 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
45,215 | ||
| 40 |
SeaCrest Wealth Management, LLC
13F
CIK 1728121 · Registered investment adviser · Sep 30, 2026
|
44,838 | ||
| 41 |
AEGON USA Investment Management, LLC
13F
CIK 1454937 · Registered investment adviser · Sep 30, 2026
|
43,800 | ||
| 42 |
CREATIVE FINANCIAL DESIGNS INC /ADV
13F
CIK 819864 · Registered investment adviser · Sep 30, 2026
|
43,000 | ||
| 43 |
XTX Topco Ltd
13F
CIK 1828301 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
37,737 | ||
| 44 |
TrueMark Investments, LLC
13F
CIK 1974457 · Registered investment adviser · Sep 30, 2026
|
33,297 | ||
| 44.1 |
RiverNorth Active Income ETF
Fund
S000093615 · Registered fund · Jul 31, 2026
Elevation Series Trust, not summed
|
31,542 | ||
| 45 |
ROBINSON CAPITAL MANAGEMENT, LLC
13F
CIK 1599795 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
32,993 | ||
| 46 |
Robinson Opportunistic Income Fund
Fund
S000052274 · Registered fund · Jun 30, 2026
INVESTMENT MANAGERS SERIES TRUST, not summed
|
32,593 | ||
| 47 |
HighTower Advisors, LLC
13F
CIK 1462245 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
30,648 | ||
| 48 |
|
28,000 | ||
| 49 |
COMMONWEALTH EQUITY SERVICES, LLC
13F
CIK 312272 · Registered investment adviser · Sep 30, 2026
|
22,533 | ||
| 50 |
AlphaCore Capital LLC
13F
CIK 1713662 · Registered investment adviser · Sep 30, 2026
|
21,000 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
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