OCLN · Originclear, Inc. · Holdings
Substantial doubt about the company's ability to continue as a going concern.
“These consolidated financial statements have been prepared on a going concern basis. Recurring losses, negative operating cash flows and significant liquidity constraints have led the Company's auditors to express substantial doubt about its ability to continue as a going concern.”View the 10-Q filed May 29, 2026
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Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Institutional Ownership Trend
Holder Concentration
Across 1 13F filers with any position, options includedWho Holds OCLN
Last 2 quarters through Sep 30, 2026 (filing window open)Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.
Jun 30, 2026, the newest closed quarter: 1 filers, like-for-like change —.
| Holder type | Share | Filers | Change |
|---|---|---|---|
| Registered adviser | 100.0% | 1 | — |
| Style | Share | Filers | Change |
|---|---|---|---|
| Diversified active | 100.0% | 1 | — |
| Holding horizon | Share | Filers | Change |
|---|---|---|---|
| Short horizon | 100.0% | 1 | — |
| 13F book size | Share | Filers | Change |
|---|---|---|---|
| Under $1B | 100.0% | 1 | — |
| Client base | Share | Filers | Change |
|---|---|---|---|
| Individuals and high net worth | 100.0% | 1 | — |
| Private funds | Share | Filers | Change |
|---|---|---|---|
| No private funds | 100.0% | 1 | — |
| Location | Share | Filers | Change |
|---|---|---|---|
| United States | 100.0% | 1 | — |
The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.
How the mix is measured
Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.
Excluded 1 holder with no observed 2026-03-31 13F.
Conviction and Crowding
1 13F filers, quarter ended Jun 30, 2026Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.
Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).
Shareholder Targets
13F filers that own its peers but not OCLN, quarter ended Jun 30, 2026OCLN has no holder-overlap peers, so these filers hold the largest Industrials stocks: SPCX, CAT, GE, GEV, RTX, UNP, ETN, BA, DE, PH, VRT, HWM, PWR, TT, LMT, CMI, GD, JCI, WM, TDG. 6,198 filers in all.
| # | Filer | In peers | Largest peers |
|---|---|---|---|
| 1 | BlackRock, Inc. Holding company, Index-like | $280,724,749,987 20 held | CAT, GE, GEV |
| 2 | VANGUARD CAPITAL MANAGEMENT LLC Registered adviser, Index-like | $215,824,179,015 20 held | CAT, GE, GEV |
| 3 | STATE STREET CORP Bank, Index-like | $184,911,734,750 20 held | CAT, RTX, GE |
| 4 | FMR LLC Holding company, Diversified active | $144,746,930,054 20 held | SPCX, GEV, GE |
| 5 | Alphabet Inc. Unknown, Concentrated | $94,176,237,970 1 held | SPCX |
| 6 | Valor Management LLC Adviser, Concentrated | $86,013,406,595 1 held | SPCX |
| 7 | VANGUARD PORTFOLIO MANAGEMENT LLC Registered adviser, Diversified active | $83,375,688,063 20 held | CAT, GE, VRT |
| 8 | GEODE CAPITAL MANAGEMENT, LLC Registered adviser, Index-like | $79,403,501,999 20 held | CAT, GE, GEV |
| 9 | JPMORGAN CHASE & CO Bank, Diversified active | $74,141,867,585 20 held | CAT, GEV, ETN |
| 10 | MORGAN STANLEY Holding company, Index-like | $64,936,309,317 20 held | CAT, GEV, RTX |
| Holder | Value (USD) | % of 13F | Shares | Type | Filed | Open |
|---|---|---|---|---|---|---|
| Small COMPASS FINANCIAL MANAGEMENT LLC Registered adviser | $412 | 100.00% | 825,890 | Shares | 2026-10-30 |