OSPN · OneSpan Inc. · Holdings

$19.98 -0.38 (-1.87%) Q2 2026 earnings call transcript

Russell 2000 member Rebalance outlook locked

Market Cap

$750.31M

36.85M

Volume · Oct 28 770.77K Avg daily vol (3M) 520.88K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of OSPN: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 195

Total Value: $521,131,592

Total Shares: 36,139,444

Showing 1–100 of 198 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 196 13F filers

Top Holder

11.5%

of institutional value

Top 5

31.5%

of institutional value

Top 10

50.9%

of institutional value

HHI

369

Broadly held

Who Holds OSPN

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 194 filers, like-for-like change +7.9%; actively managed books +7.7%; index-like books +8.4%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	43.3%	104	+5.1%	18	12
Exempt adviser	0.6%	3	-75.4%	1	2
Adviser	1.7%	5	-5.1%	0	0
Bank	7.7%	13	+0.7%	0	0
Insurer	0.4%	2	-1.0%	0	0
Broker-dealer	0.1%	1	-13.5%	0	0
Benefit plan	0.2%	3	+9.2%	0	0
Non-US	0.5%	6	+5.1%	0	1
Holding company	21.3%	9	+19.4%	2	0
Unknown	24.0%	48	+18.0%	9	9

Style	Share	Filers	Change	New	Exited
Index-like	36.4%	23	+8.4%	1	1
Systematic-like	2.8%	12	-63.3%	2	6
Concentrated	2.0%	32	+24.0%	6	4
Diversified active	58.8%	127	+18.0%	21	13
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	59.8%	111	+14.7%	13	8
Medium turnover	26.9%	51	+29.0%	10	5
High turnover	3.8%	22	-62.1%	5	11
Unknown	9.5%	10	-0.2%	2	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	10.8%	20	-5.9%	5	6
Medium horizon	17.6%	34	+14.3%	7	4
Long horizon	68.2%	129	+13.8%	16	11
Unknown	3.4%	11	-41.2%	2	3
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	3.1%	39	+3.7%	12	7
$1B to $10B	6.2%	52	-1.2%	10	5
$10B to $100B	21.3%	49	+14.0%	6	11
$100B or more	69.4%	54	+7.3%	2	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	3.4%	53	+57.1%	13	3
Pooled investment vehicles	7.6%	15	-29.3%	3	8
Registered funds and BDCs	19.2%	15	+4.8%	1	0
Pension and profit sharing plans	0.0%	2	+2157.8%	1	0
Insurance companies	0.1%	2	+25.8%	0	0
Governments and sovereign funds	0.3%	3	-34.4%	0	0
Corporations	0.1%	1	0.0%	0	0
Other investment advisers	0.0%	2	+32.8%	0	0
Diversified	12.7%	11	+34.5%	0	1
Unknown	56.7%	90	+10.2%	12	12

Private funds	Share	Filers	Change	New	Exited
Hedge funds	15.1%	22	-19.6%	3	11
Private equity funds	1.3%	8	+27.2%	3	0
Venture capital funds	0.0%	1	+118.0%	0	0
Real estate funds	0.1%	4	+90.1%	1	1
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	11.2%	15	+34.4%	2	0
Mixed private funds	0.7%	2	+2.0%	0	0
Private funds, type not stated	0.5%	1	-1.9%	0	0
No private funds	15.0%	53	+4.9%	10	2
Unknown	56.1%	87	+14.5%	11	10

Location	Share	Filers	Change	New	Exited
United States	87.9%	170	+11.2%	28	18
Outside the US	12.1%	24	-10.9%	2	6

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 3 holders with no observed 2026-06-30 13F.

Conviction and Crowding

194 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.001%

Mar 31, 2026: 0

Crowding

28.9%

of shares outstanding, 79th percentile

Mar 31, 2026: 30.0%

Private-fund advisers

27.8%

of shares outstanding

Institutional ownership

95.8%

97.7% of the estimated free float

Top 10 holders

51.8%

of 13F shares, Herfindahl 0.038

Active holders

+7.7%

like-for-like share change of active filers

5% stakes on record

0 13D, 4 13G (4 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 13.7 quarters

Under 1 year 16.6% 1 to 3 years 44.5% 3 years or more 38.9% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $168,064 (1 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$13.38

estimated per share

Mar 31, 2026: $13.53

Quarter-end price

$14.35

implied by 13F values

Estimated gain or loss

+7.3%

price against the estimated cost

Estimated at a loss

22.2%

of costed 13F value

Estimated cost covers 39.8% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies OSPN's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	HCKT Hackett Group, Inc.	3	0.286
2	FSBC Five Star Bancorp	3	0.245
3	HTB HomeTrust Bancshares, Inc.	3	0.212
4	Q Qnity Electronics, Inc.	3	0.058
5	PFE Pfizer Inc	4	0.031
6	VRT Vertiv Holdings Co	3	0.029
7	PG PROCTER & GAMBLE Co	5	0.027
8	TSLA Tesla, Inc.	5	0.026
9	AMZN Amazon Com Inc	6	0.025
10	JNJ Johnson & Johnson	5	0.024

Shareholder Targets

13F filers that own its peers but not OSPN, quarter ended Jun 30, 2026

Found through its holder-overlap peers: HCKT, FSBC, HTB, Q, PFE, VRT, PG, TSLA, AMZN, JNJ, MA, ECNS, JPM, ASML, MU, PLTR, HD, NVDA, BIL, AAPL. 7,113 filers in all.

#	Filer	In peers	Of book	Largest peers
1	NORGES BANK Non-US, Index-like	$230,129,788,219 15 held	22.9%	NVDA, AAPL, AMZN
2	Capital World Investors Adviser, Diversified active	$126,288,311,659 13 held	15.0%	MU, NVDA, TSLA
3	Capital Research Global Investors Adviser, Diversified active	$118,975,080,761 13 held	16.6%	NVDA, AMZN, AAPL
4	Amundi Holding company, Index-like	$90,978,590,604 15 held	21.9%	NVDA, AAPL, AMZN
5	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$86,522,252,500 18 held	14.9%	NVDA, AAPL, AMZN
6	Fisher Asset Management, LLC Adviser, Diversified active	$72,043,363,289 18 held	21.6%	NVDA, AAPL, ASML
7	Capital International Investors Adviser, Diversified active	$67,966,046,808 13 held	14.1%	NVDA, MU, AAPL
8	Berkshire Hathaway Inc Insurer, Concentrated	$65,950,296,922 1 held	22.0%	AAPL
9	Swiss National Bank Unknown, Index-like	$44,933,637,785 14 held	23.5%	NVDA, AAPL, AMZN
10	Mitsubishi UFJ Asset Management Co., Ltd. Unknown, Index-like	$43,932,727,517 15 held	24.4%	NVDA, AAPL, AMZN

Fund Ownership of OSPN by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 22.89% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	3.70%	+0.37 pp	1,364,206	55
Index ETFs	19.19%	-0.26 pp	7,071,634	42
Active ETFs	3.34%	+0.23 pp	1,230,413	21
Active funds	8.26%	+1.60 pp	3,045,351	78
Unclassified	2.03%	+1.90 pp	748,105	13
All registered funds	36.52%	+3.84 pp	13,459,709	209

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 107 Exempt adviser 2 Adviser 5 Bank 13 Insurer 2 Broker-dealer 2 Benefit plan 3 Non-US 6 Holding company 9 Unknown 46

Showing 100 of 198

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$59,606,495

11.44%

4,153,763

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	102,695	$1,473,673	2.5%	Sole
BlackRock Asset Management Canada Ltd	10,742	$154,147	0.3%	Sole
BlackRock Investment Management, LLC	115,551	$1,658,156	2.8%	Sole
BLACKROCK ADVISORS LLC	84,177	$1,207,939	2.0%	Sole
BlackRock Fund Advisors	2,304,126	$33,064,208	55.5%	Sole
BlackRock Institutional Trust Company, N.A.	1,036,684	$14,876,415	25.0%	Sole
BlackRock Asset Management Ireland Ltd	151,065	$2,167,782	3.6%	Sole
Aperio Group, LLC	348,723	$5,004,175	8.4%	Sole

Legal & General Group Plc

$31,247,584

6.00%

2,177,532

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	3,532	$50,684	0.2%	Defined
Legal & General Investment Management Ltd	2,174,000	$31,196,900	99.8%	Defined

NEUBERGER BERMAN GROUP LLC

$25,553,488

4.90%

1,780,731

DIMENSIONAL FUND ADVISORS LP

$24,826,044

4.76%

1,730,038

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	3,960	$56,826	0.2%	Defined
DFA Australia Ltd.	16,265	$233,402	0.9%	Defined
Dimensional Ireland Ltd	67,915	$974,580	3.9%	Defined
Held directly	1,641,898	$23,561,236	94.9%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$21,945,196

4.21%

1,529,282

LSV ASSET MANAGEMENT

$21,566,571

4.14%

1,502,897

VANGUARD PORTFOLIO MANAGEMENT LLC

$20,448,692

3.92%

1,424,996

ACADIAN ASSET MANAGEMENT LLC

$19,524,495

3.75%

1,360,592

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	1,360,592	$19,524,495	100.0%	Defined

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$19,493,355

3.74%

1,358,422

STATE STREET CORP

$19,492,566

3.74%

1,358,367

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	1,358,367	$19,492,566	100.0%	Defined

AQR CAPITAL MANAGEMENT LLC

$17,057,555

3.27%

1,188,680

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	70	$1,004	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	10	$143	0.0%	Other
Prism Planning Partners LLC	550	$7,892	0.0%	Other
Compound Planning, Inc.	21	$301	0.0%	Other
Arax Advisory Partners	18,490	$265,331	1.6%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	4,820	$69,167	0.4%	Other
Stokes Family Office, LLC	2,120	$30,422	0.2%	Other
Held directly	1,162,599	$16,683,295	97.8%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$14,504,477

2.78%

1,010,765

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	141,426	$2,029,463	14.0%	Defined
Held directly	869,339	$12,475,014	86.0%	Defined

JACOBS LEVY EQUITY MANAGEMENT, INC

$11,348,955

2.18%

790,868

AMERICAN CENTURY COMPANIES INC

$10,727,945

2.06%

747,592

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	747,592	$10,727,945	100.0%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$10,559,891

2.03%

735,881

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	723,936	$10,388,481	98.4%	Defined
Global X Management (AUS) Ltd joint	11,945	$171,410	1.6%	Defined

Russell Investments Group, Ltd.

$8,501,049

1.63%

592,408

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC joint	281,378	$4,037,772	47.5%	Defined
Russell Investments Capital, LLC joint	80,498	$1,155,146	13.6%	Other
Russell Investments France SAS	51,091	$733,155	8.6%	Defined
Russell Investments Japan Co., LTD. joint	4,150	$59,552	0.7%	Other
Russell Investments Limited joint	93,228	$1,337,821	15.7%	Other
Russell Investments Trust Company joint	82,063	$1,177,603	13.9%	Other

DEPRINCE RACE & ZOLLO INC

$7,653,999

1.47%

427,359

Bank of New York Mellon Corp

$7,271,975

1.40%

506,758

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	435,664	$6,251,778	86.0%	Defined
The Bank of New York Mellon	64,108	$919,949	12.7%	Defined
BNY Mellon, NA joint	6,985	$100,234	1.4%	Defined
Held directly	1	$14	0.0%	Defined

CANADA LIFE ASSURANCE Co

$6,728,112

1.29%

468,858

TCW GROUP INC

$6,663,408

1.28%

464,349

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Sepulveda Management LLC	464,349	$6,663,408	100.0%	Defined

FMR LLC

$6,479,655

1.24%

451,544

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	450,790	$6,468,836	99.8%	Defined
STRATEGIC ADVISERS LLC	754	$10,819	0.2%	Defined

CSM Advisors, LLC

$6,111,952

1.17%

425,920

NORTHERN TRUST CORP

$5,968,105

1.15%

415,896

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	399,892	$5,738,449	96.2%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	10,153	$145,695	2.4%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	5,851	$83,961	1.4%	Other

PEAK6 LLC

$5,740,000

1.10%

400,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	400,000	$5,740,000	100.0%	Defined

GOLDMAN SACHS GROUP INC

$5,102,831

0.98%

355,598

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	179,095	$2,570,013	50.4%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	176,503	$2,532,818	49.6%	Defined

MORGAN STANLEY

$5,056,779

0.97%

352,389

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	1	$14	0.0%	Defined
MORGAN STANLEY & CO. LLC	11,113	$159,471	3.2%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	223,855	$3,212,319	63.5%	Defined
MORGAN STANLEY SMITH BARNEY LLC	12,082	$173,376	3.4%	Defined
Morgan Stanley Bank, N.A.	7,850	$112,647	2.2%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	97,488	$1,398,952	27.7%	Defined

Nuveen, LLC

$4,916,308

0.94%

342,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	243,685	$3,496,878	71.1%	Defined
TEACHERS ADVISORS, LLC joint	98,915	$1,419,430	28.9%	Defined

LAZARD ASSET MANAGEMENT LLC

$4,577,994

0.88%

319,024

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$4,477,400

0.86%

312,014

ROYCE & ASSOCIATES LP

$4,450,451

0.85%

310,136

MILLENNIUM MANAGEMENT LLC

$4,328,089

0.83%

301,609

Lynrock Lake LP

$4,314,557

0.83%

300,666

VANGUARD FIDUCIARY TRUST CO

$3,525,565

0.68%

245,684

Kovack Advisors, Inc.

$2,984,369

0.57%

207,970

Universal- Beteiligungs- und Servicegesellschaft mbH

$2,741,854

0.53%

191,070

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH joint	191,070	$2,741,854	100.0%	Defined

KENNEDY CAPITAL MANAGEMENT LLC

$2,706,883

0.52%

188,633

HRT FINANCIAL LP

$2,651,836

0.51%

184,797

CLARK ESTATES INC/NY

$2,539,950

0.49%

177,000

ALLIANCEBERNSTEIN L.P.

$2,483,267

0.48%

173,050

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	173,050	$2,483,267	100.0%	Defined

JPMORGAN CHASE & CO

$2,395,172

0.46%

166,911

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	21,301	$305,669	12.8%	Defined
J.P. Morgan Investment Management Inc.	145,412	$2,086,662	87.1%	Defined
J.P. Morgan Securities plc	198	$2,841	0.1%	Defined

FIRST TRUST ADVISORS LP

$2,321,586

0.45%

161,783

Creative Planning

$2,310,507

0.44%

161,011

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	848	$12,168	0.5%	Defined
Held directly	160,163	$2,298,339	99.5%	Sole

VICTORY CAPITAL MANAGEMENT INC

$2,172,948

0.42%

151,425

IQ EQ FUND MANAGEMENT (IRELAND) Ltd

$2,141,766

0.41%

149,252

Range Financial Group LLC

$2,007,925

0.39%

112,112

AMERIPRISE FINANCIAL INC

$1,873,104

0.36%

130,530

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	112,313	$1,611,691	86.0%	Defined
Ameriprise Financial Services, LLC	18,217	$261,413	14.0%	Defined

EJF Capital LP

$1,865,514

0.36%

130,001

Vanguard Global Advisers, LLC

$1,841,922

0.35%

128,357

PRINCIPAL FINANCIAL GROUP INC

$1,798,470

0.35%

125,329

TWO SIGMA INVESTMENTS, LP

$1,762,954

0.34%

122,854

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

$1,694,103

0.33%

118,056

Numerai GP LLC

$1,690,960

0.32%

117,837

CITIGROUP INC

$1,650,435

0.32%

115,013

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	115,013	$1,650,435	100.0%	Defined

IEQ CAPITAL, LLC

$1,634,665

0.31%

113,914

Pacer Advisors, Inc.

$1,634,063

0.31%

113,872

RAYMOND JAMES FINANCIAL INC

$1,611,102

0.31%

112,272

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	26,950	$386,732	24.0%	Defined
Raymond James Financial Services Advisors, Inc.	7,206	$103,406	6.4%	Defined
ClariVest Asset Management LLC joint	78,116	$1,120,964	69.6%	Defined

GSA CAPITAL PARTNERS LLP

$1,567,077

0.30%

109,204

Quantinno Capital Management LP

$1,501,282

0.29%

104,619

Mariner, LLC

$1,475,682

0.28%

102,835

Invesco Ltd.

$1,381,831

0.27%

96,295

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	5,260	$75,480	5.5%	Defined
Invesco Trust Co joint	14,848	$213,068	15.4%	Defined
Invesco Capital Management LLC	76,187	$1,093,283	79.1%	Defined

CITADEL ADVISORS LLC

$1,362,345

0.26%

94,937

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	61,825	$887,188	65.1%	Defined
Held directly	33,112	$475,157	34.9%	Defined

Pacific Ridge Capital Partners, LLC

$1,293,537

0.25%

90,142

BNP PARIBAS ASSET MANAGEMENT Holding S.A.

$1,228,876

0.24%

85,636

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AXA INVESTMENT MANAGERS UK LIMITED	85,636	$1,228,876	100.0%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$1,165,636

0.22%

81,229

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	81,229	$1,165,636	100.0%	Defined

SCALAR GAUGE MANAGEMENT, LLC

$1,099,798

0.21%

76,641

MARTINGALE ASSET MANAGEMENT L P

$1,019,797

0.20%

71,066

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,014,545

0.19%

70,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	70,700	$1,014,545	100.0%	Other

BANK OF AMERICA CORP /DE/

$894,463

0.17%

62,332

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	50,647	$726,784	81.3%	Defined
BOFA SECURITIES, INC.	11,685	$167,679	18.7%	Defined

KLP KAPITALFORVALTNING AS

$876,785

0.17%

61,100

Caption Management, LLC

$861,000

0.17%

60,000

PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO

$814,362

0.16%

56,750

FRANKLIN RESOURCES INC

$777,438

0.15%

54,177

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST CO INTERNATIONAL	26	$373	0.0%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	1,830	$26,260	3.4%	Defined
FRANKLIN ADVISERS INC	47,494	$681,538	87.7%	Defined
FRANKLIN ADVISORY SERVICES LLC	2,709	$38,874	5.0%	Defined
PUTNAM ADVISORY CO LLC	2,118	$30,393	3.9%	Defined

PRELUDE CAPITAL MANAGEMENT, LLC

$757,450

0.15%

52,784

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$690,161

0.13%

38,535

RHUMBLINE ADVISERS

$686,460

0.13%

47,837

UBS Group AG

$662,524

0.13%

46,169

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	14,167	$203,296	30.7%	Defined
UBS AG	32,002	$459,228	69.3%	Defined

Trexquant Investment LP

$660,229

0.13%

46,009

Cerity Partners LLC

$634,757

0.12%

44,234

JANE STREET GROUP, LLC

$617,839

0.12%

43,055

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	43,055	$617,839	100.0%	Defined

XTX Topco Ltd

$616,963

0.12%

42,994

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	42,994	$616,963	100.0%	Defined

DEUTSCHE BANK AG\

$574,832

0.11%

40,058

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	36,386	$522,139	90.8%	Defined
DBX Advisors LLC	3,672	$52,693	9.2%	Defined

GLOBEFLEX CAPITAL L P

$567,614

0.11%

39,555

LPL Financial LLC

$547,022

0.10%

38,120

MERCER GLOBAL ADVISORS INC /ADV

$497,399

0.10%

34,662

Savant Capital, LLC

$476,692

0.09%

33,219

Vident Advisory, LLC

$468,800

0.09%

32,669

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acuitas Investments, LLC	32,669	$468,800	100.0%	Defined

AVIVA PLC

$457,076

0.09%

31,852

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AVIVA INVESTORS GLOBAL SERVICES LTD	31,852	$457,076	100.0%	Defined

Hillsdale Investment Management Inc.

$454,895

0.09%

31,700

WELLS FARGO & COMPANY/MN

$452,268

0.09%

31,517

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	31,392	$450,475	99.6%	Defined
WELLS FARGO CLEARING SERVICES, LLC	125	$1,793	0.4%	Defined

Bridge City Capital, LLC

$427,371

0.08%

29,782

SG Americas Securities, LLC

$413,897

0.08%

28,843

CITADEL ADVISORS LLC

$410,410

0.08%

28,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	28,600	$410,410	100.0%	Defined

State of Wyoming

$403,278

0.08%

28,103

Carolina Wealth Advisors, LLC

$402,992

0.08%

22,501

SIMPLEX TRADING, LLC

$399,647

0.08%

27,850

JANE STREET GROUP, LLC

$394,625

0.08%

27,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	27,500	$394,625	100.0%	Defined

STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM

$386,416

0.07%

26,928

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$382,915

0.07%

26,684

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	26,684	$382,915	100.0%	Other

Ancora Advisors LLC

$349,178

0.07%

24,333

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ancora Alternatives LLC	24,333	$349,178	100.0%	Sole

Corient Private Wealth LLC

$309,701

0.06%

21,582

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Key facts CIK 1044777 CUSIP 68287N100 13F (30d) 37 filings 32 filers Visit website Investor relations