OXSQ · Oxford Square Capital Corp.

$1.35 +0.00 (+0.00%) At close · Sep 4

Market Cap

$145.41M

107.71M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 49

Total Value: $3,934,768

Total Shares: 2,980,903

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 49 13F filers · Δ vs Mar 31, 2026

Top Holder

24.3%

+5.1 pts

Top 5

59.8%

+9.2 pts

Top 10

78.2%

+8.0 pts

HHI

1,008

Broadly held+257

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -1

Institutional value: -27.3%

Shares held: -2.5%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega UBS Group AG	+189,767	302,528
Large HRT FINANCIAL LP	+145,120	225,337
Mega Legal & General Group Plc	+137,823	725,171
Mega MORGAN STANLEY	+26,563	91,343
Small Virtus Investment Advisers, LLC	+25,833	239,321

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega CITADEL ADVISORS LLC	−214,100	31,400
Mega LPL Financial LLC	−14,500	58,042
Mega BlackRock, Inc.	−7,391	290,041
Large NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	−4,909	5,367
Mega TWO SIGMA INVESTMENTS, LP	−3,900	68,742

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid Strategic Wealth Partners, Ltd.	126,000	$166,320
Small BRIAN LOW FINANCIAL GROUP, LLC	126,000	$166,320
Small TWO SIGMA SECURITIES, LLC	31,255	$41,256
Small StoneX Group Inc.	19,604	$25,877
Small LeClair Wealth Partners LLC	18,122	$23,921

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mega BANK OF AMERICA CORP /DE/	202,580	$358,566
Mid XTX Topco Ltd	162,199	$287,092
Mid Virtu Financial LLC	119,757	$211,969
Mid Kingsview Wealth Management, LLC	65,425	$115,802
Mid McIlrath & Eck, LLC	65,375	$115,713

Filter: New 10 Increased 15 Reduced 7 Sold out 11 Unchanged 17

Showing 49 of 49

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Legal & General Group Plc

$957,225

24.33%

725,171

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management Ltd	725,171	$957,225	100.0%	Defined

UBS Group AG

$399,336

10.15%

302,528

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	6,566	$8,667	2.2%	Defined
UBS AG	295,962	$390,669	97.8%	Defined

BlackRock, Inc.

$382,853

9.73%

290,041

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BlackRock Asset Management Ireland Ltd	290,037	$382,848	100.0%	Sole
Aperio Group, LLC	4	$5	0.0%	Sole

Virtus Investment Advisers, LLC

$315,903

8.03%

239,321

HRT FINANCIAL LP

$297,444

7.56%

225,337

Strategic Wealth Partners, Ltd.

$166,320

4.23%

126,000

BRIAN LOW FINANCIAL GROUP, LLC

$166,320

4.23%

126,000

Silverberg Bernstein Capital Management LLC

$140,857

3.58%

106,710

CANADA LIFE ASSURANCE Co

$130,813

3.32%

99,101

MORGAN STANLEY

$120,572

3.06%

91,343

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	36,200	$47,784	39.6%	Defined
MORGAN STANLEY SMITH BARNEY LLC	55,143	$72,788	60.4%	Defined

Founders Financial Alliance, LLC

$112,021

2.85%

84,865

TWO SIGMA INVESTMENTS, LP

$90,739

2.31%

68,742

LPL Financial LLC

$76,615

1.95%

58,042

Ethos Financial Group, LLC

$51,172

1.30%

38,767

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$49,460

1.26%

37,470

CITADEL ADVISORS LLC

$41,448

1.05%

31,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	31,400	$41,448	100.0%	Defined

TWO SIGMA SECURITIES, LLC

$41,256

1.05%

31,255

BostonPremier Wealth LLC

$34,354

0.87%

26,026

Cetera Investment Advisers

$30,027

0.76%

22,748

Parkside Financial Bank & Trust

$29,264

0.74%

22,170

Arkadios Wealth Advisors

$29,087

0.74%

22,036

Sigma Planning Corp

$28,880

0.73%

21,879

StoneX Group Inc.

$25,877

0.66%

19,604

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STONEX FINANCIAL INC.	19,604	$25,877	100.0%	Defined

LeClair Wealth Partners LLC

$23,921

0.61%

18,122

United Bank

$20,354

0.52%

15,420

Reliant Investment Partners, LLC

$17,769

0.45%

13,462

Acorn Wealth Advisors, LLC

$16,489

0.42%

12,492

KENNEDY INVESTMENT GROUP, INC.

$16,489

0.42%

12,492

ROYAL BANK OF CANADA

$15,576

0.40%

11,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Dominion Securities Inc.	11,800	$15,576	100.0%	Defined

CWA Asset Management Group, LLC

$15,441

0.39%

11,698

National Wealth Management Group, LLC

$15,290

0.39%

11,584

Cambridge Investment Research Advisors, Inc.

$14,339

0.36%

10,863

LifeSteps Financial, Inc.

$13,200

0.34%

10,000

ALERUS FINANCIAL NA

$13,200

0.34%

10,000

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$7,084

0.18%

5,367

COMPASS FINANCIAL MANAGEMENT LLC

$5,885

0.15%

4,459

Triumph Capital Management

$4,752

0.12%

3,600

Ameritas Advisory Services, LLC

$3,199

0.08%

2,424

SIMPLEX TRADING, LLC

$2,580

0.07%

1,955

JPMORGAN CHASE & CO

$2,388

0.06%

1,810

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	1,810	$2,388	100.0%	Defined

Integrated Wealth Concepts LLC

$1,924

0.05%

1,458

Arax Advisory Partners

$1,884

0.05%

1,428

HARBOUR INVESTMENTS, INC.

$1,589

0.04%

1,204

CoreCap Advisors, LLC

$1,374

0.03%

1,041

OSAIC HOLDINGS, INC.

$798

0.02%

605

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	605	$798	100.0%	Defined

WELLS FARGO & COMPANY/MN

$714

0.02%

542

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	40	$52	7.3%	Defined
WELLS FARGO CLEARING SERVICES, LLC	502	$662	92.7%	Defined

Community Financial Services Group, LLC

$679

0.02%

515

Caitong International Asset Management Co., Ltd

0.00%

Farther Finance Advisors, LLC

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	202,580	$358,566	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	162,199	$287,092	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	119,757	$211,969	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	50,234	$88,914	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Susquehanna International Group Ltd.	14,109	$24,972	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	2,000	$3,540	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	150	$265	100.0%	Sole

Key facts CIK 1259429 CUSIP 69181V107 13F (30d) 32 filings 32 filers Visit website Investor relations