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OXSQ · Oxford Square Capital Corp. · Holdings

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$0.80 0.00 (-0.46%) At close · Nov 12 Q4 2025 earnings call transcript
Rebalance outlook locked
Market Cap
$96.64M
Shares
121.27M
Volume · Nov 12 1.25M Avg daily vol (3M) 1.6M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of OXSQ: 13F, 13D and 13G, insiders and funds →
The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.
Holders: 52
Total Value: $4,566,611
Total Shares: 3,509,214

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 49 13F filers with any position, options included
Top Holder
23.4%
Sep 2023 → Jun 2026 · range 12.8% – 32.5%
of institutional value
Top 5
57.5%
Sep 2023 → Jun 2026 · range 48.6% – 73.0%
of institutional value
Top 10
76.2%
Sep 2023 → Jun 2026 · range 68.3% – 84.9%
of institutional value
HHI
948
Sep 2023 → Jun 2026 · range 709 – 1,672
Broadly held

Who Holds OXSQ

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 47 filers, like-for-like change +7.5%; actively managed books +3.0%; index-like books +16.5%.

Holder type Share Filers Change
Registered adviser 33.6% 22 +31.1%
Bank 10.3% 4 -16.9%
Broker-dealer 1.9% 1 -20.0%
Holding company 12.5% 3 +5.3%
Exempt adviser 0.0% 0 —
Non-US 0.0% 0 —
Unknown 41.8% 17 +2.5%

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F.

Conviction and Crowding

47 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders
0
0.000% of filers hold it in their top 10
Mar 31, 2026: 0
Holders above 5%
0
median weight 0.001%
Mar 31, 2026: 0
Crowding
0.383%
of shares outstanding, 2nd percentile
Mar 31, 2026: 0.513%
Private-fund advisers
0.088%
of shares outstanding
Institutional ownership
3.28%
3.45% of the estimated free float
Top 10 holders
76.9%
of 13F shares, Herfindahl 0.097
Active holders
+3.0%
like-for-like share change of active filers
5% stakes on record
0
0 13D, 0 13G
How long holders have held it value-weighted 14.6 quarters
Under 1 year 23.2% 1 to 3 years 29.9% 3 years or more 46.9% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost
$2.15
estimated per share
Mar 31, 2026: $2.21
Quarter-end price
$1.32
implied by 13F values
Estimated gain or loss
-38.6%
price against the estimated cost
Estimated at a loss
100.0%
of costed 13F value

Estimated cost covers 41.8% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies OXSQ's active holders also own, quarter ended Jun 30, 2026
# Company Shared holders
1 BX Blackstone Inc. 4
2 SO Southern Co 4
3 PM Philip Morris International Inc. 5
4 MO Altria Group, Inc. 4
5 T At&T Inc. 4
6 PWR Quanta Services, Inc. 3
7 XOM ExxonMobil Holdings Corp 6
8 GE General Electric Co 5
9 GEV GE Vernova Inc. 5
10 VRT Vertiv Holdings Co 3

Shareholder Targets

13F filers that own its peers but not OXSQ, quarter ended Jun 30, 2026

Found through its holder-overlap peers: BX, SO, PM, MO, T, PWR, XOM, GE, GEV, VRT, JNJ, VZ, PG, AMD, TSLA, AAPL, MSFT, GOOGL, LOW, CRWD. 7,152 filers in all.

# Filer In peers
1 VANGUARD CAPITAL MANAGEMENT LLC Registered adviser, Index-like $1,083,690,336,014 20 held
2 STATE STREET CORP Bank, Index-like $715,587,022,539 20 held
3 FMR LLC Holding company, Diversified active $425,723,281,523 20 held
4 GEODE CAPITAL MANAGEMENT, LLC Registered adviser, Index-like $416,294,443,866 20 held
5 VANGUARD PORTFOLIO MANAGEMENT LLC Registered adviser, Diversified active $356,076,222,792 20 held
6 Invesco Ltd. Adviser, Diversified active $233,526,550,041 20 held
7 NORGES BANK Non-US, Index-like $222,723,529,779 18 held
8 PRICE T ROWE ASSOCIATES INC /MD/ Registered adviser, Diversified active $210,003,664,059 20 held
9 NORTHERN TRUST CORP Bank, Index-like $175,545,078,691 20 held
10 BANK OF AMERICA CORP /DE/ Bank, Diversified active $160,664,053,729 20 held

Fund Ownership of OXSQ by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0.15% of shares outstanding.

Fund type Of shares outstanding Shares
Index funds 0.00% 0
Index ETFs 0.15% 181,231
Active ETFs 0.00% 0
Active funds 0.00% 0
Unclassified 0.00% 0
All registered funds 0.15% 181,231
How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 26 Bank 5 Broker-dealer 2 Holding company 3 Unknown 16
Showing 52 of 52
All Common Calls Puts
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Holder Value (USD) % of 13F Shares Open
Legal & General Group Plc $957,225 20.96% 725,171
UBS Group AG $676,394 14.81% 528,433
BlackRock, Inc. $382,853 8.38% 290,041
HRT FINANCIAL LP $297,444 6.51% 225,337
Virtus Investment Advisers, LLC $255,966 5.61% 199,974
BRIAN LOW FINANCIAL GROUP, LLC $166,400 3.64% 130,000
Strategic Wealth Partners, Ltd. $166,320 3.64% 126,000
BFC Planning, Inc. $158,550 3.47% 120,114
BANK OF MONTREAL /CAN/ $141,999 3.11% 110,937
Silverberg Bernstein Capital Management LLC $135,736 2.97% 106,044
CANADA LIFE ASSURANCE Co $130,813 2.86% 99,101
CHOREO, LLC $129,710 2.84% 101,336
MORGAN STANLEY $120,572 2.64% 91,343
Founders Financial Alliance, LLC $108,115 2.37% 84,465
LPL Financial LLC $96,312 2.11% 75,244
TWO SIGMA INVESTMENTS, LP $90,739 1.99% 68,742
Ethos Financial Group, LLC $49,621 1.09% 38,767
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC $47,961 1.05% 37,470
CITADEL ADVISORS LLC $41,448 0.91% 31,400
TWO SIGMA SECURITIES, LLC $41,256 0.90% 31,255
BostonPremier Wealth LLC $32,442 0.71% 25,346
Cetera Investment Advisers $30,027 0.66% 22,748
Arkadios Wealth Advisors $29,087 0.64% 22,036
Sigma Planning Corp $28,853 0.63% 22,542
Parkside Financial Bank & Trust $28,377 0.62% 22,170
LeClair Wealth Partners LLC $23,196 0.51% 18,122
United Bank $19,737 0.43% 15,420
Reliant Investment Partners, LLC $18,631 0.41% 14,556
National Wealth Management Group, LLC $15,993 0.35% 12,495
Acorn Wealth Advisors, LLC $15,989 0.35% 12,492
ROYAL BANK OF CANADA $15,576 0.34% 11,800
CWA Asset Management Group, LLC $14,973 0.33% 11,698
Cambridge Investment Research Advisors, Inc. $13,384 0.29% 10,457
First Affirmative Financial Network $13,317 0.29% 10,404
ALERUS FINANCIAL NA $12,800 0.28% 10,000
LifeSteps Financial, Inc. $12,800 0.28% 10,000
JPMORGAN CHASE & CO $11,521 0.25% 9,001
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO $7,084 0.16% 5,367
COMPASS FINANCIAL MANAGEMENT LLC $5,989 0.13% 4,679
Triumph Capital Management $4,608 0.10% 3,600
OSAIC HOLDINGS, INC. $3,884 0.09% 3,035
Allworth Financial LP $3,370 0.07% 2,633
Arax Advisory Partners $1,934 0.04% 1,511
HARBOUR INVESTMENTS, INC. $1,660 0.04% 1,297
Ameritas Advisory Services, LLC $1,460 0.03% 1,141
CoreCap Advisors, LLC $1,332 0.03% 1,041
GROUP ONE TRADING LLC $1,280 0.03% 1,000
WELLS FARGO & COMPANY/MN $714 0.02% 542
Community Financial Services Group, LLC $659 0.01% 515
SIMPLEX TRADING, LLC $483 0.01% 378
Caitong International Asset Management Co., Ltd $17 0.00% 14
Farther Finance Advisors, LLC $0 0.00% 0
Key facts CIK 1259429 CUSIP 69181V107 13F (30d) 38 filings 36 filers Visit website Investor relations