OXSQ · Oxford Square Capital Corp. · Shareholders & Ownership

$0.80 0.00 (-0.46%) At close · Nov 12 Q4 2025 earnings call transcript

Market Cap

$96.64M

121.27M

Volume · Nov 12 1.25M Avg daily vol (3M) 1.6M

Every disclosed holder of OXSQ in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns OXSQ

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	51	3,477,814	2.87%	Yes
Insiders (Forms 3, 4, 5)	3	4,647,468	3.83%	Yes
13D/G-only blocks	0	0	0.00%	Yes
Remaining	—	113,142,415	93.30%	Rest
Registered funds (N-PORT, not summed)	1	239,321	0.20%	No

Shares outstanding: 121,267,697, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of OXSQ

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	COHEN JONATHAN H Insider CIK 1268530 · May 20, 2026 Director, Chief Executive Officer, issuer-wide	2,419,091	1.99%	+145,500	May 20, 2026	Director, Chief Executive Officer, issuer-wide
2	ROSENTHAL SAUL B Insider CIK 1268529 · May 20, 2026 Director, President, issuer-wide	2,203,377	1.82%	+145,499	May 20, 2026	Director, President, issuer-wide
3	Legal & General Group Plc 13F CIK 764068 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	725,171	0.60%	+137,823	Jun 30, 2026	carried, not yet filed for the newest quarter
4	UBS Group AG 13F CIK 1610520 · Bank · Sep 30, 2026	528,433	0.44%	+225,905	Sep 30, 2026
5	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	290,041	0.24%	-7,391	Jun 30, 2026	carried, not yet filed for the newest quarter
6	HRT FINANCIAL LP 13F CIK 1475597 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	225,337	0.19%	+145,120	Jun 30, 2026	carried, not yet filed for the newest quarter
7	Virtus Investment Advisers, LLC 13F CIK 19481 · Registered investment adviser · Sep 30, 2026	199,974	0.16%	-39,347	Sep 30, 2026
7.1	Virtus Private Credit Strategy ETF Fund S000064727 · Registered fund · Jul 31, 2026 ETFis Series Trust I, not summed	239,321	0.20%	+58,090	Jul 31, 2026	ETFis Series Trust I, not summed
8	BRIAN LOW FINANCIAL GROUP, LLC 13F CIK 2079080 · Registered investment adviser · Sep 30, 2026	130,000	0.11%	+4,000	Sep 30, 2026
9	Strategic Wealth Partners, Ltd. 13F CIK 1720777 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	126,000	0.10%	+126,000	Jun 30, 2026	carried, not yet filed for the newest quarter
10	BFC Planning, Inc. 13F CIK 2160654 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	120,114	0.10%	-2,265	Jun 30, 2026	carried, not yet filed for the newest quarter
11	BANK OF MONTREAL /CAN/ 13F CIK 927971 · Bank · Sep 30, 2026	110,937	0.09%	+110,937	Sep 30, 2026
12	Silverberg Bernstein Capital Management LLC 13F CIK 2007880 · Registered investment adviser · Sep 30, 2026	106,044	0.09%	-666	Sep 30, 2026
13	CHOREO, LLC 13F CIK 1679031 · Registered investment adviser · Sep 30, 2026	101,336	0.08%	+101,336	Sep 30, 2026
14	CANADA LIFE ASSURANCE Co 13F CIK 1046192 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	99,101	0.08%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
15	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	91,343	0.08%	+26,563	Jun 30, 2026	carried, not yet filed for the newest quarter
16	Founders Financial Alliance, LLC 13F CIK 1832190 · Registered investment adviser · Sep 30, 2026	84,465	0.07%	-400	Sep 30, 2026
17	LPL Financial LLC 13F CIK 1403438 · Broker-dealer · Sep 30, 2026	75,244	0.06%	+17,202	Sep 30, 2026
18	TWO SIGMA INVESTMENTS, LP 13F CIK 1179392 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	68,742	0.06%	-3,900	Jun 30, 2026	carried, not yet filed for the newest quarter
19	Ethos Financial Group, LLC 13F CIK 1954242 · Unknown · Sep 30, 2026	38,767	0.03%	0	Sep 30, 2026
20	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 13F CIK 1818604 · Unknown · Sep 30, 2026	37,470	0.03%	0	Sep 30, 2026
21	TWO SIGMA SECURITIES, LLC 13F CIK 1450144 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	31,255	0.03%	+31,255	Jun 30, 2026	carried, not yet filed for the newest quarter
22	BostonPremier Wealth LLC 13F CIK 2053783 · Unknown · Sep 30, 2026	25,346	0.02%	-680	Sep 30, 2026
23	NOVAK STEVEN P Insider CIK 1064150 · Sep 3, 2026 Director, issuer-wide	25,000	0.02%	-5,000	Sep 3, 2026	Director, issuer-wide
24	Cetera Investment Advisers 13F CIK 1666741 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	22,748	0.02%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
25	Sigma Planning Corp 13F CIK 1449126 · Registered investment adviser · Sep 30, 2026	22,542	0.02%	+663	Sep 30, 2026
26	Parkside Financial Bank & Trust 13F CIK 1455267 · Unknown · Sep 30, 2026	22,170	0.02%	0	Sep 30, 2026
27	Arkadios Wealth Advisors 13F CIK 1800798 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	22,036	0.02%	+819	Jun 30, 2026	carried, not yet filed for the newest quarter
28	LeClair Wealth Partners LLC 13F CIK 2056667 · Registered investment adviser · Sep 30, 2026	18,122	0.01%	0	Sep 30, 2026
29	United Bank 13F CIK 1697791 · Unknown · Sep 30, 2026	15,420	0.01%	0	Sep 30, 2026
30	Reliant Investment Partners, LLC 13F CIK 2069207 · Registered investment adviser · Sep 30, 2026	14,556	0.01%	+1,094	Sep 30, 2026
31	National Wealth Management Group, LLC 13F CIK 1977723 · Registered investment adviser · Sep 30, 2026	12,495	0.01%	+911	Sep 30, 2026
32	Acorn Wealth Advisors, LLC 13F CIK 1730610 · Registered investment adviser · Sep 30, 2026	12,492	0.01%	0	Sep 30, 2026
33	ROYAL BANK OF CANADA 13F CIK 1000275 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	11,800	0.01%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
34	CWA Asset Management Group, LLC 13F CIK 1667134 · Registered investment adviser · Sep 30, 2026	11,698	0.01%	0	Sep 30, 2026
35	Cambridge Investment Research Advisors, Inc. 13F CIK 1419186 · Unknown · Sep 30, 2026	10,457	0.01%	-406	Sep 30, 2026
36	First Affirmative Financial Network 13F CIK 1656282 · Registered investment adviser · Sep 30, 2026	10,404	0.01%	—	Sep 30, 2026
37	ALERUS FINANCIAL NA 13F CIK 919458 · Unknown · Sep 30, 2026	10,000	0.01%	0	Sep 30, 2026
38	LifeSteps Financial, Inc. 13F CIK 1801373 · Registered investment adviser · Sep 30, 2026	10,000	0.01%	0	Sep 30, 2026
39	JPMORGAN CHASE & CO 13F CIK 19617 · Bank · Sep 30, 2026	9,001	0.01%	+7,191	Sep 30, 2026
40	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 13F CIK 1141802 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	5,367	0.00%	-4,909	Jun 30, 2026	carried, not yet filed for the newest quarter
41	COMPASS FINANCIAL MANAGEMENT LLC 13F CIK 2148724 · Registered investment adviser · Sep 30, 2026	4,679	0.00%	+220	Sep 30, 2026
42	Triumph Capital Management 13F CIK 1730765 · Registered investment adviser · Sep 30, 2026	3,600	0.00%	0	Sep 30, 2026
43	OSAIC HOLDINGS, INC. 13F CIK 1677044 · Holding company · Sep 30, 2026	3,035	0.00%	+2,430	Sep 30, 2026
44	Allworth Financial LP 13F CIK 1555170 · Unknown · Sep 30, 2026	2,633	0.00%	+2,633	Sep 30, 2026
45	Arax Advisory Partners 13F CIK 1586767 · Registered investment adviser · Sep 30, 2026	1,511	0.00%	+83	Sep 30, 2026
46	HARBOUR INVESTMENTS, INC. 13F CIK 810121 · Registered investment adviser · Sep 30, 2026	1,297	0.00%	+93	Sep 30, 2026
47	Ameritas Advisory Services, LLC 13F CIK 1901275 · Registered investment adviser · Sep 30, 2026	1,141	0.00%	-1,283	Sep 30, 2026
48	CoreCap Advisors, LLC 13F CIK 1902501 · Registered investment adviser · Sep 30, 2026	1,041	0.00%	0	Sep 30, 2026
49	GROUP ONE TRADING LLC 13F CIK 932540 · Broker-dealer · Sep 30, 2026	1,000	0.00%	+1,000	Sep 30, 2026
50	WELLS FARGO & COMPANY/MN 13F CIK 72971 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	542	0.00%	0	Jun 30, 2026	carried, not yet filed for the newest quarter

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 53 holders

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Key facts CIK 1259429 CUSIP 69181V107 13F (30d) 38 filings 36 filers Visit website Investor relations