ROOT · Root, Inc.
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-06-22 | Forish Ryan |
Chief Accounting Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. |
Class A Common Stock
|
294 |
| 2026-06-15 | Forish Ryan |
Chief Accounting Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. |
Class A Common Stock
|
490 |
| 2026-06-03 | KRAMER NANCY J |
Director |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Represents the grant of restricted stock units in accordance with the Issuer's Non-Employee Director Compensation Policy. |
Class A Common Stock
|
2,864 |
| 2026-06-03 | Dorsey Donna |
Director |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Represents the grant of restricted stock units in accordance with the Issuer's Non-Employee Director Compensation Policy. |
Class A Common Stock
|
2,864 |
| 2026-06-03 | Hilsheimer Lawrence A. |
EVP and CFO |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Represents the grant of restricted stock units in accordance with the Issuer's Non-Employee Director Compensation Policy. |
Class A Common Stock
|
2,864 |
| 2026-06-03 | Szudarek Julie |
Director |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Represents the grant of restricted stock units in accordance with the Issuer's Non-Employee Director Compensation Policy. |
Class A Common Stock
|
2,864 |
| 2026-06-03 | DEVARD JERRI |
Director |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Represents the grant of restricted stock units in accordance with the Issuer's Non-Employee Director Compensation Policy. |
Class A Common Stock
|
2,864 |
| 2026-06-03 | Birnbaum Beth A |
Director |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Represents the grant of restricted stock units in accordance with the Issuer's Non-Employee Director Compensation Policy. |
Class A Common Stock
|
2,864 |
| 2026-06-03 | Ulman Doug |
Director |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Represents the grant of restricted stock units in accordance with the Issuer's Non-Employee Director Compensation Policy. |
Class A Common Stock
|
2,864 |
| 2026-05-21 | Forish Ryan |
Chief Accounting Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. |
Class A Common Stock
|
351 |
| 2026-05-15 | Allison Jonathan |
Chief Administrative Officer |
Sell↓
Filing footnotes — Class A Common Stock (Direct)
The shares were sold pursuant to a 10b5-1 trading plan. |
Class A Common Stock
|
1,606 |
| 2026-05-12 | Allison Jonathan |
Chief Administrative Officer |
Sell↓
Filing footnotes — Class A Common Stock (Direct)
The shares were sold pursuant to a 10b5-1 trading plan. |
Class A Common Stock
|
1,706 |
| 2026-05-01 | Forish Ryan |
Chief Accounting Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. |
Class A Common Stock
|
82 |
| 2026-04-07 | Allison Jonathan |
Chief Administrative Officer |
Sell↓
Filing footnotes — Class A Common Stock (Direct)
The shares were sold pursuant to a 10b5-1 trading plan. |
Class A Common Stock
|
1,706 |
| 2026-04-02 | Allison Jonathan |
Chief Administrative Officer |
Sell↓
Filing footnotes — Class A Common Stock (Direct)
The shares were sold pursuant to a 10b5-1 trading plan. |
Class A Common Stock
|
4,112 |
| 2026-04-01 | Timm Alexander E. |
Director, Chief Executive Officer, 10% Owner |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. |
Class A Common Stock
|
28,557 |
| 2026-04-01 | Binkley Megan |
Chief Financial Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. |
Class A Common Stock
|
2,131 |
| 2026-04-01 | Bonakdarpour Mahtiyar |
President and CTO |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. |
Class A Common Stock
|
1,642 |
| 2026-04-01 | Binkley Megan |
Chief Financial Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. |
Class A Common Stock
|
8,081 |
| 2026-04-01 | Bonakdarpour Mahtiyar |
President and CTO |
Convert↓
Filing footnotes — Performance-Based Restricted Stock Units (Direct)
Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of ROOT Class A common stock. The PSUs vest in tranches of 14,348 on April 1, 2024; 28,695 on April 1, 2025; 43,043 on April 1, 2026; and 57,390 on April 1, 2027 and upon ROOT Class A common stock achieving a specified price per share over 45 consecutive trading days after such dates. Per share price achievement levels for the four tranches are: $16.76; $25.14; $33.52; and $41.90. |
Performance-Based Restricted Stock Units
|
43,043 |
| 2026-04-01 | Bonakdarpour Mahtiyar |
President and CTO |
Convert↑
|
Class A Common Stock
|
43,043 |
| 2026-04-01 | Allison Jonathan |
Chief Administrative Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. |
Class A Common Stock
|
2,874 |
| 2026-04-01 | Binkley Megan |
Chief Financial Officer |
Convert↓
Filing footnotes — Performance-Based Restricted Stock Units (Direct)
Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of ROOT Class A common stock. The PSUs vest in tranches of 1,592 on April 1, 2024; 3,184 on April 1, 2025; 4,777 on April 1, 2026; and 6,369 on April 1, 2026 and upon ROOT Class A common stock achieving a specified price per share over 45 consecutive trading days after such dates. Per share price achievement levels for the four tranches are: $16.76; $25.14; $33.52; and $41.90. |
Performance-Based Restricted Stock Units
|
4,777 |
| 2026-04-01 | Binkley Megan |
Chief Financial Officer |
Convert↑
|
Class A Common Stock
|
4,777 |
| 2026-04-01 | Allison Jonathan |
Chief Administrative Officer |
Convert↓
Filing footnotes — Performance-Based Restricted Stock Units (Direct)
Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of ROOT Class A common stock. The PSUs vest in tranches of 2,147 on April 1, 2024; 4,295 on April 1, 2025; 6,442 on April 1, 2026; and 8,589 on April 1, 2027 and upon ROOT Class A common stock achieving a specified price per share over 45 consecutive trading days after such dates. Per share price achievement levels for the four tranches are: $16.76; $25.14; $33.52; and $41.90. |
Performance-Based Restricted Stock Units
|
6,442 |
| 2026-04-01 | Timm Alexander E. |
Director, Chief Executive Officer, 10% Owner |
Convert↑
|
Class A Common Stock
|
62,969 |
| 2026-04-01 | Bonakdarpour Mahtiyar |
President and CTO |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. |
Class A Common Stock
|
10,882 |
| 2026-04-01 | Timm Alexander E. |
Director, Chief Executive Officer, 10% Owner |
Convert↓
Filing footnotes — Performance-Based Restricted Stock Units (Direct)
Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of ROOT Class A common stock. The PSUs vest in tranches of 20,990 on April 1, 2024; 41,979 on April 1, 2025; 62,969 on April 1, 2026; and 83,958 on April 1, 2027 and upon ROOT Class A common stock achieving a specified price per share over 45 consecutive trading days after such dates. Per share price achievement levels for the four tranches are: $16.76; $25.14; $33.52; and $41.90. |
Performance-Based Restricted Stock Units
|
62,969 |
| 2026-04-01 | Allison Jonathan |
Chief Administrative Officer |
Convert↑
|
Class A Common Stock
|
6,442 |
| 2026-04-01 | Timm Alexander E. |
Director, Chief Executive Officer, 10% Owner |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. |
Class A Common Stock
|
14,965 |
| 2026-04-01 | Allison Jonathan |
Chief Administrative Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. |
Class A Common Stock
|
8,081 |
| 2026-04-01 | Timm Alexander E. |
Director, Chief Executive Officer, 10% Owner |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. |
Class A Common Stock
|
3,480 |
| 2026-04-01 | Bonakdarpour Mahtiyar |
President and CTO |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. |
Class A Common Stock
|
19,198 |
| 2026-03-20 | Forish Ryan |
Chief Accounting Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. |
Class A Common Stock
|
294 |
| 2026-03-20 | Allison Jonathan |
Chief Administrative Officer |
Sell↓
Filing footnotes — Class A Common Stock (Direct)
The shares were sold pursuant to a 10b5-1 trading plan. |
Class A Common Stock
|
3,990 |
| 2026-03-17 | Allison Jonathan |
Chief Administrative Officer |
Sell↓
Filing footnotes — Class A Common Stock (Direct)
The shares were sold pursuant to a 10b5-1 trading plan. |
Class A Common Stock
|
3,990 |
| 2026-03-16 | Forish Ryan |
Chief Accounting Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. |
Class A Common Stock
|
489 |
| 2026-03-12 | Allison Jonathan |
Chief Administrative Officer |
Sell↓
Filing footnotes — Class A Common Stock (Direct)
The shares were sold pursuant to a 10b5-1 trading plan. |
Class A Common Stock
|
3,900 |
| 2026-03-11 | Forish Ryan |
Chief Accounting Officer |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Represents the grant of restricted stock units ("RSUs"). One-half of the shares subject to the RSUs vest on the first anniversary of the grant date and the remainder vest quarterly thereafter evenly. |
Class A Common Stock
|
6,620 |
| 2026-03-10 | Allison Jonathan |
Chief Administrative Officer |
Sell↓
Filing footnotes — Class A Common Stock (Direct)
The shares were sold pursuant to a 10b5-1 trading plan. |
Class A Common Stock
|
3,900 |
| 2026-03-09 | Ulman Doug |
Director |
Sell↓
Filing footnotes — Class A Common Stock (Direct)
The shares were sold at prices ranging from $45.01 to $45.56. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. |
Class A Common Stock
|
13,152 |
| 2026-03-09 | Ulman Doug |
Director |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares withheld by the Issuer to satisfy the exercise price related obligations in connection with the exercise of the options reported herein. |
Class A Common Stock
|
473 |
| 2026-03-09 | Ulman Doug |
Director |
Other↓
Filing footnotes — Class B Common Stock (Direct)
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. On March 9, 2026, the Reporting Person exercised stock options regarding 33,352 shares of Class B Common Stock (the "Exercise"). Under the terms of the Exercise, the Reporting received 33,352 shares of Class A Common Stock rather than Class B Common Stock. This report reflects the Exercise as the exempt disposition of the stock options, a deemed exempt acquisition of the underlying Class B Common Stock, and a deemed exempt conversion of such Class B Common Stock into Class A Common Stock. |
Class B Common Stock
|
33,352 |
| 2026-03-09 | Ulman Doug |
Director |
Convert↓
Filing footnotes — Stock Option (Right to Buy) (Direct)
On March 9, 2026, the Reporting Person exercised stock options regarding 33,352 shares of Class B Common Stock (the "Exercise"). Under the terms of the Exercise, the Reporting received 33,352 shares of Class A Common Stock rather than Class B Common Stock. This report reflects the Exercise as the exempt disposition of the stock options, a deemed exempt acquisition of the underlying Class B Common Stock, and a deemed exempt conversion of such Class B Common Stock into Class A Common Stock. The shares subject to the option are immediately exercisable. One-fourth of the shares subject to the option award vested on October 29, 2017, and thereafter one-forty-eighth of the shares subject to the option award vested monthly. |
Stock Option (Right to Buy)
|
33,352 |
| 2026-03-09 | Ulman Doug |
Director |
Other↑
Filing footnotes — Class A Common Stock (Direct)
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. On March 9, 2026, the Reporting Person exercised stock options regarding 33,352 shares of Class B Common Stock (the "Exercise"). Under the terms of the Exercise, the Reporting received 33,352 shares of Class A Common Stock rather than Class B Common Stock. This report reflects the Exercise as the exempt disposition of the stock options, a deemed exempt acquisition of the underlying Class B Common Stock, and a deemed exempt conversion of such Class B Common Stock into Class A Common Stock. |
Class A Common Stock
|
33,352 |
| 2026-03-09 | Ulman Doug |
Director |
Convert↑
Filing footnotes — Class B Common Stock (Direct)
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. On March 9, 2026, the Reporting Person exercised stock options regarding 33,352 shares of Class B Common Stock (the "Exercise"). Under the terms of the Exercise, the Reporting received 33,352 shares of Class A Common Stock rather than Class B Common Stock. This report reflects the Exercise as the exempt disposition of the stock options, a deemed exempt acquisition of the underlying Class B Common Stock, and a deemed exempt conversion of such Class B Common Stock into Class A Common Stock. |
Class B Common Stock
|
33,352 |
| 2026-03-05 | Allison Jonathan |
Chief Administrative Officer |
Sell↓
Filing footnotes — Class A Common Stock (Direct)
The shares were sold pursuant to a 10b5-1 trading plan. |
Class A Common Stock
|
3,900 |
| 2026-03-03 | Allison Jonathan |
Chief Administrative Officer |
Sell↓
Filing footnotes — Class A Common Stock (Direct)
The shares were sold pursuant to a 10b5-1 trading plan. |
Class A Common Stock
|
3,900 |
| 2026-02-19 | Binkley Megan |
Chief Financial Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of PSUs. |
Class A Common Stock
|
4,373 |
| 2026-02-19 | Timm Alexander E. |
Director, Chief Executive Officer, 10% Owner |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of PSUs. |
Class A Common Stock
|
3,962 |