SNEX · StoneX Group Inc. · Shareholders & Ownership

$57.11 -0.94 (-1.62%) At close · Nov 12 Play latest call Q3 2026 earnings call transcript

S&P 600 member Russell 2000 member Rebalance outlook locked

Market Cap

$6.89B

120.62M

Volume · Nov 12 738.12K Avg daily vol (3M) 926.1K

Every disclosed holder of SNEX in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns SNEX

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	488	100,372,308	83.22%	Yes
Insiders (Forms 3, 4, 5)	19	11,743,814	9.74%	Yes
13D/G-only blocks	0	0	0.00%	Yes
Remaining	—	8,500,613	7.05%	Rest
Registered funds (N-PORT, not summed)	445	55,552,334	46.06%	No

Shares outstanding: 120,616,735, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of SNEX

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	17,011,101	14.10%	+492,424	Jun 30, 2026	carried, not yet filed for the newest quarter
1.1	iShares Core S&P Small-Cap ETF Fund S000004313 · Registered fund · Jun 30, 2026 iShares Trust, not summed	6,414,441	5.32%	+105,442	Jun 30, 2026	iShares Trust, not summed
1.2	iShares Russell 2000 ETF Fund S000004344 · Registered fund · Jun 30, 2026 iShares Trust, not summed	2,804,657	2.33%	+102,549	Jun 30, 2026	iShares Trust, not summed
1.3	iShares Russell 2000 Growth ETF Fund S000004343 · Registered fund · Jun 30, 2026 iShares Trust, not summed	1,008,683	0.84%	+105,969	Jun 30, 2026	iShares Trust, not summed
1.4	iShares S&P Small-Cap 600 Growth ETF Fund S000004314 · Registered fund · Jun 30, 2026 iShares Trust, not summed	950,754	0.79%	+45,199	Jun 30, 2026	iShares Trust, not summed
1.5	Master Small Cap Index Series Fund S000002716 · Registered fund · Jun 30, 2026 Quantitative Master Series LLC, not summed	201,447	0.17%	+20,119	Jun 30, 2026	Quantitative Master Series LLC, not summed
2	OCONNOR SEAN MICHAEL Insider CIK 1208362 · Oct 12, 2026 Director, Executive Vice-Chairman-Board, issuer-wide	6,284,274	5.21%	+81,352	Oct 12, 2026	Director, Executive Vice-Chairman-Board, issuer-wide
3	VANGUARD PORTFOLIO MANAGEMENT LLC 13F CIK 2100121 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	6,004,739	4.98%	+393,260	Jun 30, 2026	carried, not yet filed for the newest quarter
3.1	VANGUARD PORTFOLIO MANAGEMENT LLC 13G CIK 2100121 · Registered investment adviser · Jun 30, 2026 Rule 13d-1(b), qualified institution, not summed	6,113,090	5.07%	—	Jun 30, 2026	Rule 13d-1(b), qualified institution, not summed
4	VANGUARD CAPITAL MANAGEMENT LLC 13F CIK 2100119 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	4,805,843	3.98%	+268,499	Jun 30, 2026	carried, not yet filed for the newest quarter
5	PRICE T ROWE ASSOCIATES INC /MD/ 13F CIK 80255 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	4,677,243	3.88%	-530,754	Jun 30, 2026	carried, not yet filed for the newest quarter
5.1	T. Rowe Price Integrated U.S. Small-Cap Growth Equity Fund Fund S000002074 · Registered fund · Jun 30, 2026 T. ROWE PRICE INTEGRATED EQUITY FUNDS, INC., not summed	1,320,267	1.09%	-385,841	Jun 30, 2026	T. ROWE PRICE INTEGRATED EQUITY FUNDS, INC., not summed
5.2	T. Rowe Price Small-Cap Stock Fund, Inc. Fund S000002120 · Registered fund · Jun 30, 2026 T. ROWE PRICE SMALL-CAP STOCK FUND, INC., not summed	996,321	0.83%	-47,615	Jun 30, 2026	T. ROWE PRICE SMALL-CAP STOCK FUND, INC., not summed
5.3	T. Rowe Price New Horizons Fund, Inc. Fund S000002106 · Registered fund · Jun 30, 2026 T. ROWE PRICE NEW HORIZONS FUND, INC., not summed	909,600	0.75%	-17,816	Jun 30, 2026	T. ROWE PRICE NEW HORIZONS FUND, INC., not summed
5.4	T. Rowe Price Institutional Small-Cap Stock Fund Fund S000002094 · Registered fund · Jun 30, 2026 T. Rowe Price Equity Funds, Inc., not summed	535,533	0.44%	-28,990	Jun 30, 2026	T. Rowe Price Equity Funds, Inc., not summed
5.5	T. Rowe Price Small-Cap Value Fund, Inc. Fund S000002121 · Registered fund · Jun 30, 2026 T. ROWE PRICE SMALL-CAP VALUE FUND, INC., not summed	496,559	0.41%	-55,996	Jun 30, 2026	T. ROWE PRICE SMALL-CAP VALUE FUND, INC., not summed
6	STATE STREET CORP 13F CIK 93751 · Bank · Sep 30, 2026	4,443,905	3.68%	+91,370	Sep 30, 2026
6.1	State Street(R) SPDR(R) Portfolio S&P 600(TM) Small Cap ETF Fund S000041317 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	970,439	0.80%	+16,635	Jun 30, 2026	SPDR SERIES TRUST, not summed
6.2	State Street(R) SPDR(R) S & P 600(TM) Small Cap Growth ETF Fund S000006990 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	602,742	0.50%	+48,513	Jun 30, 2026	SPDR SERIES TRUST, not summed
6.3	State Street(R) SPDR(R) S&P(R) Capital Markets ETF Fund S000006978 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	80,469	0.07%	-59,267	Jun 30, 2026	SPDR SERIES TRUST, not summed
6.4	STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO Fund S000050332 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	36,894	0.03%	-1,500	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
6.5	State Street Institutional Small-Cap Equity Fund Fund S000001631 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL FUNDS, not summed	23,100	0.02%	-19,200	Jun 30, 2026	STATE STREET INSTITUTIONAL FUNDS, not summed
7	AMERICAN CENTURY COMPANIES INC 13F CIK 748054 · Unknown · Sep 30, 2026	4,147,267	3.44%	-296,729	Sep 30, 2026
7.1	Small Cap Value Fund Fund S000005781 · Registered fund · Jun 30, 2026 American Century Capital Portfolios, Inc., not summed	316,929	0.26%	-403,071	Jun 30, 2026	American Century Capital Portfolios, Inc., not summed
7.2	Disciplined Core Equity Fund Fund S000005977 · Registered fund · Jun 30, 2026 American Century Quantitative Equity Funds, Inc., not summed	31,556	0.03%	-23,751	Jun 30, 2026	American Century Quantitative Equity Funds, Inc., not summed
7.3	Small Company Fund Fund S000005981 · Registered fund · Jun 30, 2026 American Century Quantitative Equity Funds, Inc., not summed	25,577	0.02%	-2,085	Jun 30, 2026	American Century Quantitative Equity Funds, Inc., not summed
7.4	Global Small Cap Fund Fund S000053103 · Registered fund · Aug 31, 2026 American Century World Mutual Funds, Inc., not summed	7,918	0.01%	-2,929	Aug 31, 2026	American Century World Mutual Funds, Inc., not summed
7.5	Disciplined Growth Fund Fund S000005976 · Registered fund · Jun 30, 2026 American Century Quantitative Equity Funds, Inc., not summed	5,070	0.00%	+750	Jun 30, 2026	American Century Quantitative Equity Funds, Inc., not summed
8	T. Rowe Price Investment Management, Inc. 13F CIK 1897612 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	3,510,393	2.91%	-256,395	Jun 30, 2026	carried, not yet filed for the newest quarter
9	VANGUARD TOTAL STOCK MARKET INDEX FUND Fund S000002848 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	3,396,158	2.82%	+220,639	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
10	GEODE CAPITAL MANAGEMENT, LLC 13F CIK 1214717 · Registered investment adviser · Sep 30, 2026	3,199,413	2.65%	+77,224	Sep 30, 2026
11	Avantis U.S. Small Cap Value ETF Fund S000066459 · Registered fund · Aug 31, 2026 American Century ETF Trust, not summed	2,632,057	2.18%	-121,549	Aug 31, 2026	American Century ETF Trust, not summed
12	DIMENSIONAL FUND ADVISORS LP 13F CIK 354204 · Registered investment adviser · Sep 30, 2026	2,464,307	2.04%	-15,043	Sep 30, 2026
12.1	U.S. SMALL CAP PORTFOLIO Fund S000000971 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	510,561	0.42%	0	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
12.2	Dimensional U.S. Small Cap ETF Fund S000070906 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	370,333	0.31%	+1,687	Jul 31, 2026	Dimensional ETF Trust, not summed
12.3	Dimensional U.S. Core Equity 2 ETF Fund S000070903 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	223,730	0.19%	+13,638	Jul 31, 2026	Dimensional ETF Trust, not summed
12.4	U.S. CORE EQUITY 2 PORTFOLIO Fund S000000980 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	213,522	0.18%	0	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
12.5	U.S. CORE EQUITY 1 PORTFOLIO Fund S000000979 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	136,867	0.11%	-45,163	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
13	VANGUARD SMALL-CAP INDEX FUND Fund S000002845 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	2,452,802	2.03%	+139,269	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
14	RADZIWILL JOHN Insider CIK 1210033 · Oct 30, 2026 Director, Chairman of the Board, issuer-wide	2,381,265	1.97%	+310	Oct 30, 2026	Director, Chairman of the Board, issuer-wide
15	WASATCH ADVISORS LP 13F CIK 814133 · Registered investment adviser · Sep 30, 2026	2,227,850	1.85%	+459,113	Sep 30, 2026
15.1	Wasatch Core Growth Fund Fund S000000877 · Registered fund · Sep 30, 2026 WASATCH FUNDS TRUST, not summed	632,936	0.52%	+117,408	Sep 30, 2026	WASATCH FUNDS TRUST, not summed
15.2	Wasatch Small Cap Value Fund Fund S000000878 · Registered fund · Sep 30, 2026 WASATCH FUNDS TRUST, not summed	386,064	0.32%	+46,422	Sep 30, 2026	WASATCH FUNDS TRUST, not summed
16	JACOBS LEVY EQUITY MANAGEMENT, INC 13F CIK 884414 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,943,481	1.61%	+1,426,630	Jun 30, 2026	carried, not yet filed for the newest quarter
17	NORGES BANK 13F CIK 1374170 · Non-US institution · Jun 30, 2026 carried, not yet filed for the newest quarter	1,852,265	1.54%	—	Jun 30, 2026	carried, not yet filed for the newest quarter
18	AltraVue Capital, LLC 13F CIK 1740837 · Registered investment adviser · Sep 30, 2026	1,729,850	1.43%	-335,866	Sep 30, 2026
19	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	1,463,598	1.21%	+40,843	Jun 30, 2026	carried, not yet filed for the newest quarter
19.1	E*TRADE No Fee Total Market Index Fund Fund S000090722 · Registered fund · Jul 31, 2026 E Trade Trust, not summed	241	0.00%	+163	Jul 31, 2026	E Trade Trust, not summed
20	VANGUARD SMALL-CAP GROWTH INDEX FUND Fund S000002846 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	1,415,936	1.17%	+122,186	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
21	AMERIPRISE FINANCIAL INC 13F CIK 820027 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,371,951	1.14%	-859,989	Jun 30, 2026	carried, not yet filed for the newest quarter
21.1	Columbia Acorn Fund Fund S000009184 · Registered fund · Jun 30, 2026 COLUMBIA ACORN TRUST, not summed	571,835	0.47%	-48,310	Jun 30, 2026	COLUMBIA ACORN TRUST, not summed
21.2	Columbia Small Cap Index Fund Fund S000010827 · Registered fund · Aug 31, 2026 COLUMBIA FUNDS SERIES TRUST, not summed	151,693	0.13%	-5,134	Aug 31, 2026	COLUMBIA FUNDS SERIES TRUST, not summed
21.3	Columbia Variable Portfolio - Acorn Fund Fund S000008981 · Registered fund · Jun 30, 2026 COLUMBIA FUNDS VARIABLE SERIES TRUST, not summed	110,510	0.09%	-8,700	Jun 30, 2026	COLUMBIA FUNDS VARIABLE SERIES TRUST, not summed
21.4	Variable Portfolio - Partners Small Cap Growth Fund Fund S000028697 · Registered fund · Jun 30, 2026 Columbia Funds Variable Series Trust II, not summed	68,976	0.06%	-6,336	Jun 30, 2026	Columbia Funds Variable Series Trust II, not summed
21.5	Multi-Manager Value Strategies Fund Fund S000036208 · Registered fund · Aug 31, 2026 Columbia Funds Series Trust II, not summed	26,219	0.02%	-7,303	Aug 31, 2026	Columbia Funds Series Trust II, not summed
22	NORTHERN TRUST CORP 13F CIK 73124 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	1,317,510	1.09%	+16,989	Jun 30, 2026	carried, not yet filed for the newest quarter
22.1	Small Cap Index Fund Fund S000001245 · Registered fund · Jun 30, 2026 Northern Funds, not summed	55,250	0.05%	+4,195	Jun 30, 2026	Northern Funds, not summed
22.2	FlexShares Morningstar US Market Factor Tilt Index Fund Fund S000033312 · Registered fund · Jul 31, 2026 FlexShares Trust, not summed	21,566	0.02%	+1,815	Jul 31, 2026	FlexShares Trust, not summed
22.3	Small Cap Core Fund Fund S000001244 · Registered fund · Jun 30, 2026 Northern Funds, not summed	12,834	0.01%	-369	Jun 30, 2026	Northern Funds, not summed
23	Driehaus Capital Management LLC 13F CIK 938206 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,313,178	1.09%	+20,883	Jun 30, 2026	carried, not yet filed for the newest quarter
23.1	Driehaus Small Cap Growth Fund Fund S000058261 · Registered fund · Jun 30, 2026 Driehaus Mutual Funds, not summed	192,936	0.16%	+18,978	Jun 30, 2026	Driehaus Mutual Funds, not summed
23.2	Driehaus Small/Mid Cap Growth Fund Fund S000068519 · Registered fund · Jun 30, 2026 Driehaus Mutual Funds, not summed	13,290	0.01%	+636	Jun 30, 2026	Driehaus Mutual Funds, not summed
24	JPMORGAN CHASE & CO 13F CIK 19617 · Bank · Sep 30, 2026	1,277,361	1.06%	-80,141	Sep 30, 2026
25	CHARLES SCHWAB INVESTMENT MANAGEMENT INC 13F CIK 884546 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,243,662	1.03%	+41,020	Jun 30, 2026	carried, not yet filed for the newest quarter
25.1	Schwab U.S. Small-Cap ETF Fund S000026636 · Registered fund · Aug 31, 2026 SCHWAB STRATEGIC TRUST, not summed	503,767	0.42%	-523	Aug 31, 2026	SCHWAB STRATEGIC TRUST, not summed
25.2	Schwab Small-Cap Index Fund Fund S000005912 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	265,363	0.22%	+23,530	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
25.3	Schwab Fundamental U.S. Large Company ETF Fund S000040877 · Registered fund · Aug 31, 2026 SCHWAB STRATEGIC TRUST, not summed	103,676	0.09%	+809	Aug 31, 2026	SCHWAB STRATEGIC TRUST, not summed
25.4	Schwab U.S. Broad Market ETF Fund S000026631 · Registered fund · Aug 31, 2026 SCHWAB STRATEGIC TRUST, not summed	64,454	0.05%	+788	Aug 31, 2026	SCHWAB STRATEGIC TRUST, not summed
25.5	Schwab Total Stock Market Index Fund Fund S000005913 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	63,669	0.05%	+2,913	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
26	VANGUARD EXTENDED MARKET INDEX FUND Fund S000002841 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	1,213,022	1.01%	+40,320	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
27	Van Berkom & Associates Inc. 13F CIK 1524408 · Registered investment adviser · Sep 30, 2026	1,111,835	0.92%	-6,694	Sep 30, 2026
28	FMR LLC 13F CIK 315066 · Holding company · Sep 30, 2026	1,048,100	0.87%	+34,077	Sep 30, 2026
28.1	Fidelity Small Cap Index Fund Fund S000033638 · Registered fund · Jul 31, 2026 Fidelity Salem Street Trust, not summed	1,193,520	0.99%	+103,932	Jul 31, 2026	Fidelity Salem Street Trust, not summed
28.2	Fidelity Extended Market Index Fund Fund S000006021 · Registered fund · Aug 31, 2026 Fidelity Concord Street Trust, not summed	515,469	0.43%	-26,874	Aug 31, 2026	Fidelity Concord Street Trust, not summed
28.3	Fidelity Enhanced Small Cap Core ETF Fund S000081807 · Registered fund · Jun 30, 2026 Fidelity Covington Trust, not summed	441,255	0.37%	-28,088	Jun 30, 2026	Fidelity Covington Trust, not summed
28.4	Fidelity SAI Small-Mid Cap Momentum Index Fund Fund S000050321 · Registered fund · Jul 31, 2026 Fidelity Salem Street Trust, not summed	320,960	0.27%	+77,471	Jul 31, 2026	Fidelity Salem Street Trust, not summed
28.5	Fidelity Small Cap Growth Fund Fund S000007193 · Registered fund · Jul 31, 2026 Fidelity Securities Fund, not summed	256,020	0.21%	+98,865	Jul 31, 2026	Fidelity Securities Fund, not summed
29	PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 13F CIK 1238990 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,041,135	0.86%	-374,234	Jun 30, 2026	carried, not yet filed for the newest quarter
30	Invesco Ltd. 13F CIK 914208 · Investment adviser · Sep 30, 2026	892,800	0.74%	-290,439	Sep 30, 2026
30.1	Invesco S&P SmallCap Momentum ETF Fund S000003024 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	858,680	0.71%	+174,350	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
30.2	Invesco S&P SmallCap Value with Momentum ETF Fund S000003025 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	94,838	0.08%	-67,920	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
30.3	Invesco Dorsey Wright SmallCap Momentum ETF Fund S000037586 · Registered fund · Aug 31, 2026 Invesco Exchange-Traded Fund Trust II, not summed	45,286	0.04%	+13,904	Aug 31, 2026	Invesco Exchange-Traded Fund Trust II, not summed
30.4	Invesco S&P SmallCap 600 Revenue ETF Fund S000064596 · Registered fund · Aug 31, 2026 Invesco Exchange-Traded Fund Trust II, not summed	44,092	0.04%	-12,857	Aug 31, 2026	Invesco Exchange-Traded Fund Trust II, not summed
30.5	Invesco S&P Smallcap 600 Pure Growth ETF Fund S000060799 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	29,132	0.02%	+1,005	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
31	Nuveen, LLC 13F CIK 1871926 · Unknown · Sep 30, 2026	825,241	0.68%	+86,761	Sep 30, 2026
31.1	College Retirement Equities Fund - Total Global Stock Account Fund S000005080 · Registered fund · Jun 30, 2026 College Retirement Equities Fund, not summed	187,380	0.16%	+39,510	Jun 30, 2026	College Retirement Equities Fund, not summed
31.2	Nuveen Quant Small/Mid Cap Equity Fund Fund S000054623 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	182,323	0.15%	-1	Jul 31, 2026	TIAA-CREF Funds, not summed
31.3	Nuveen Small Cap Blend Index Fund Fund S000005367 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	142,525	0.12%	+11,078	Jul 31, 2026	TIAA-CREF Funds, not summed
31.4	Nuveen Equity Index Fund Fund S000005360 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	80,887	0.07%	-23,033	Jul 31, 2026	TIAA-CREF Funds, not summed
31.5	Nuveen Small Cap Growth Opportunities Fund Fund S000005567 · Registered fund · Jul 31, 2026 Nuveen Investment Funds, Inc., not summed	46,057	0.04%	—	Jul 31, 2026	Nuveen Investment Funds, Inc., not summed
32	HENNESSY ADVISORS INC 13F CIK 1145255 · Registered investment adviser · Sep 30, 2026	820,700	0.68%	-26,200	Sep 30, 2026
32.1	Hennessy Cornerstone Mid Cap 30 Fund Fund S000044801 · Registered fund · Jul 31, 2026 Hennessy Funds Trust, not summed	846,900	0.70%	0	Jul 31, 2026	Hennessy Funds Trust, not summed
33	PRINCIPAL FINANCIAL GROUP INC 13F CIK 1126328 · Insurance company · Sep 30, 2026	770,163	0.64%	+92,349	Sep 30, 2026
33.1	Principal U.S. Small-Cap ETF Fund S000055159 · Registered fund · Jun 30, 2026 Principal Exchange-Traded Funds, not summed	158,546	0.13%	+13,635	Jun 30, 2026	Principal Exchange-Traded Funds, not summed
33.2	SmallCap S&P 600 Index Fund Fund S000007203 · Registered fund · Jul 31, 2026 Principal Funds, Inc, not summed	77,953	0.06%	-4,627	Jul 31, 2026	Principal Funds, Inc, not summed
33.3	SmallCap Growth Fund I Fund S000007175 · Registered fund · Jul 31, 2026 Principal Funds, Inc, not summed	9,429	0.01%	+2,460	Jul 31, 2026	Principal Funds, Inc, not summed
34	VANGUARD FIDUCIARY TRUST CO 13F CIK 933478 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	761,733	0.63%	+29,652	Jun 30, 2026	carried, not yet filed for the newest quarter
35	Allspring Global Investments Holdings, LLC 13F CIK 1890906 · Holding company · Sep 30, 2026	739,257	0.61%	+64,560	Sep 30, 2026
35.1	Allspring Common Stock Fund Fund S000007339 · Registered fund · Jun 30, 2026 ALLSPRING FUNDS TRUST, not summed	54,491	0.05%	+10,422	Jun 30, 2026	ALLSPRING FUNDS TRUST, not summed
35.2	Allspring SMID Core ETF Fund S000093515 · Registered fund · Jun 30, 2026 ALLSPRING EXCHANGE-TRADED FUNDS TRUST, not summed	36,371	0.03%	+8,430	Jun 30, 2026	ALLSPRING EXCHANGE-TRADED FUNDS TRUST, not summed
35.3	Allspring Emerging Growth Fund Fund S000015703 · Registered fund · Jul 31, 2026 ALLSPRING FUNDS TRUST, not summed	22,987	0.02%	—	Jul 31, 2026	ALLSPRING FUNDS TRUST, not summed
35.4	Allspring VT Small Cap Growth Fund Fund S000007228 · Registered fund · Jun 30, 2026 Allspring VARIABLE TRUST, not summed	22,193	0.02%	—	Jun 30, 2026	Allspring VARIABLE TRUST, not summed
35.5	Allspring Disciplined Small Cap Fund Fund S000007342 · Registered fund · Jun 30, 2026 ALLSPRING FUNDS TRUST, not summed	15,828	0.01%	-3,555	Jun 30, 2026	ALLSPRING FUNDS TRUST, not summed
36	Smith Philip Andrew Insider CIK 1569789 · Oct 15, 2026 Chief Executive Officer, issuer-wide	738,216	0.61%	0	Oct 15, 2026	Chief Executive Officer, issuer-wide
37	VOYA INVESTMENT MANAGEMENT LLC 13F CIK 1068837 · Registered investment adviser · Sep 30, 2026	729,012	0.60%	+289,482	Sep 30, 2026
38	Rockefeller Capital Management L.P. 13F CIK 1739439 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	718,331	0.60%	-496,657	Jun 30, 2026	carried, not yet filed for the newest quarter
38.1	Rockefeller Climate Solutions Fund Fund S000072137 · Registered fund · Aug 31, 2026 Trust for Professional Managers, not summed	34,473	0.03%	-1,293	Aug 31, 2026	Trust for Professional Managers, not summed
38.2	Rockefeller US Small Cap Core Fund Fund S000080973 · Registered fund · Aug 31, 2026 Trust for Professional Managers, not summed	23,102	0.02%	-19,150	Aug 31, 2026	Trust for Professional Managers, not summed
39	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	650,259	0.54%	-46,454	Jun 30, 2026	carried, not yet filed for the newest quarter
40	VANGUARD TAX-MANAGED SMALL-CAP FUND Fund S000004387 · Registered fund · Jun 30, 2026 VANGUARD TAX-MANAGED FUNDS, not summed	648,284	0.54%	0	Jun 30, 2026	VANGUARD TAX-MANAGED FUNDS, not summed
41	GOLDMAN SACHS GROUP INC 13F CIK 886982 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	638,355	0.53%	-64,524	Jun 30, 2026	carried, not yet filed for the newest quarter
41.1	Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF Fund S000048296 · Registered fund · Aug 31, 2026 Goldman Sachs ETF Trust, not summed	46,409	0.04%	+1,464	Aug 31, 2026	Goldman Sachs ETF Trust, not summed
41.2	Goldman Sachs Small Cap Equity Insights Fund Fund S000009329 · Registered fund · Jul 31, 2026 Goldman Sachs Trust, not summed	29,402	0.02%	—	Jul 31, 2026	Goldman Sachs Trust, not summed
41.3	Multi-Manager U.S. Small Cap Equity Fund Fund S000051363 · Registered fund · Apr 30, 2026 Goldman Sachs Trust II, not summed	16,508	0.01%	—	Apr 30, 2026	Goldman Sachs Trust II, not summed
41.4	Goldman Sachs Small Cap Growth Insights Fund Fund S000014930 · Registered fund · Jul 31, 2026 Goldman Sachs Trust, not summed	12,551	0.01%	—	Jul 31, 2026	Goldman Sachs Trust, not summed
41.5	Goldman Sachs Multi-Manager Global Equity Fund Fund S000049146 · Registered fund · Jul 31, 2026 Goldman Sachs Trust II, not summed	6,864	0.01%	-4,698	Jul 31, 2026	Goldman Sachs Trust II, not summed
42	LORD, ABBETT & CO. LLC 13F CIK 728100 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	638,123	0.53%	-9,231	Jun 30, 2026	carried, not yet filed for the newest quarter
42.1	LORD ABBETT BOND DEBENTURE FUND INC Fund S000006820 · Registered fund · Jun 30, 2026 LORD ABBETT BOND DEBENTURE FUND INC, not summed	285,461	0.24%	-249,864	Jun 30, 2026	LORD ABBETT BOND DEBENTURE FUND INC, not summed
42.2	LORD ABBETT DEVELOPING GROWTH FUND INC Fund S000006834 · Registered fund · Jul 31, 2026 LORD ABBETT DEVELOPING GROWTH FUND, INC., not summed	243,021	0.20%	—	Jul 31, 2026	LORD ABBETT DEVELOPING GROWTH FUND, INC., not summed
42.3	Lord Abbett Micro-Cap Growth Fund Fund S000007142 · Registered fund · Jul 31, 2026 LORD ABBETT SECURITIES TRUST, not summed	20,298	0.02%	-14,238	Jul 31, 2026	LORD ABBETT SECURITIES TRUST, not summed
42.4	Bond-Debenture Portfolio Fund S000007299 · Registered fund · Jun 30, 2026 LORD ABBETT SERIES FUND INC, not summed	14,540	0.01%	-12,636	Jun 30, 2026	LORD ABBETT SERIES FUND INC, not summed
42.5	Developing Growth Portfolio Fund S000028719 · Registered fund · Jun 30, 2026 LORD ABBETT SERIES FUND INC, not summed	4,836	0.00%	—	Jun 30, 2026	LORD ABBETT SERIES FUND INC, not summed
43	Bank of New York Mellon Corp 13F CIK 1390777 · Bank · Sep 30, 2026	633,216	0.53%	-15,570	Sep 30, 2026
43.1	BNY Mellon US Small Cap Core Equity ETF Fund S000067262 · Registered fund · Jul 31, 2026 BNY Mellon ETF Trust, not summed	3,908	0.00%	+144	Jul 31, 2026	BNY Mellon ETF Trust, not summed
44	VANGUARD RUSSELL 2000 INDEX FUND Fund S000030003 · Registered fund · Aug 31, 2026 VANGUARD SCOTTSDALE FUNDS, not summed	626,052	0.52%	+59,563	Aug 31, 2026	VANGUARD SCOTTSDALE FUNDS, not summed
45	FRANKLIN RESOURCES INC 13F CIK 38777 · Investment adviser · Sep 30, 2026	575,024	0.48%	+109,488	Sep 30, 2026
45.1	Putnam Small Cap Growth Fund Fund S000000777 · Registered fund · Jun 30, 2026 Putnam Funds Trust, not summed	238,728	0.20%	—	Jun 30, 2026	Putnam Funds Trust, not summed
45.2	Putnam Dynamic Asset Allocation Growth Fund Fund S000000780 · Registered fund · Jun 30, 2026 Putnam Asset Allocation Funds, not summed	16,173	0.01%	-2,409	Jun 30, 2026	Putnam Asset Allocation Funds, not summed
45.3	Putnam Dynamic Asset Allocation Balanced Fund Fund S000000778 · Registered fund · Jun 30, 2026 Putnam Asset Allocation Funds, not summed	10,970	0.01%	-1,648	Jun 30, 2026	Putnam Asset Allocation Funds, not summed
45.4	Putnam VT Small Cap Growth Fund Fund S000003883 · Registered fund · Jun 30, 2026 Putnam Variable Trust, not summed	3,653	0.00%	—	Jun 30, 2026	Putnam Variable Trust, not summed
45.5	Putnam Dynamic Asset Allocation Conservative Fund Fund S000000779 · Registered fund · Jun 30, 2026 Putnam Asset Allocation Funds, not summed	1,746	0.00%	-258	Jun 30, 2026	Putnam Asset Allocation Funds, not summed
46	Mariner, LLC 13F CIK 1373442 · Registered investment adviser · Sep 30, 2026	506,599	0.42%	+89,575	Sep 30, 2026
47	Dunaway William J Insider CIK 1405955 · Aug 14, 2026 Chief Financial Officer, issuer-wide	502,203	0.42%	+30,072	Aug 14, 2026	Chief Financial Officer, issuer-wide
48	Aberdeen Group plc 13F CIK 1716774 · Holding company · Sep 30, 2026	490,309	0.41%	+223,957	Sep 30, 2026
48.1	abrdn U.S. Small Cap Equity Fund Fund S000020297 · Registered fund · Jul 31, 2026 abrdn Funds, not summed	103,149	0.09%	-24,195	Jul 31, 2026	abrdn Funds, not summed
48.2	abrdn Focused U.S. Small Cap Active ETF Fund S000088604 · Registered fund · Jul 31, 2026 abrdn Funds, not summed	3,255	0.00%	-1,769	Jul 31, 2026	abrdn Funds, not summed
49	BESSEMER GROUP INC 13F CIK 1054074 · Unknown · Sep 30, 2026	488,390	0.40%	+7,377	Sep 30, 2026
49.1	Old Westbury Small & Mid Cap Strategies Fund Fund S000001857 · Registered fund · Jul 31, 2026 Old Westbury Funds Inc, not summed	336,607	0.28%	+51,667	Jul 31, 2026	Old Westbury Funds Inc, not summed
49.2	Old Westbury Total Equity Fund Fund S000090405 · Registered fund · Jul 31, 2026 Old Westbury Funds Inc, not summed	7,849	0.01%	—	Jul 31, 2026	Old Westbury Funds Inc, not summed
50	Boston Partners 13F CIK 1386060 · Registered investment adviser · Sep 30, 2026	482,766	0.40%	-604,994	Sep 30, 2026

91 more nested rows are not shown here; Every filing lists them all.

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Key facts CIK 913760 CUSIP 861896108 13F (30d) 331 filings 308 filers Visit website Investor relations