USAU · U.S. Gold Corp. · Shareholders & Ownership

$10.77 -0.62 (-5.44%) At close · Nov 12

Russell 2000 member Rebalance outlook locked

Market Cap

$178.01M

16.53M

Volume · Nov 12 138.24K Avg daily vol (3M) 172.57K

Every disclosed holder of USAU in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns USAU

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	98	6,224,912	37.66%	Yes
Insiders (Forms 3, 4, 5)	7	1,314,791	7.95%	Yes
13D/G-only blocks	2	2,231,807	13.50%	Yes
Remaining	—	6,757,153	40.88%	Rest
Registered funds (N-PORT, not summed)	85	2,647,104	16.02%	No

Shares outstanding: 16,528,663, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of USAU

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	AKIN THOMAS B 13G CIK 1026505 · Unknown · Feb 11, 2026 Rule 13d-1(c), passive investor	1,510,000	9.14%	+100,140	Feb 11, 2026	Rule 13d-1(c), passive investor
2	Philadelphia Financial Management of San Francisco, LLC 13F CIK 1351407 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,145,546	6.93%	+175,754	Jun 30, 2026	carried, not yet filed for the newest quarter
2.1	Philadelphia Financial Management of San Francisco, LLC 13G CIK 1351407 · Registered investment adviser · Jun 30, 2026 Rule 13d-1(b), qualified institution, not summed	1,313,482	7.95%	+343,690	Jun 30, 2026	Rule 13d-1(b), qualified institution, not summed
3	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	867,174	5.25%	+159,657	Jun 30, 2026	carried, not yet filed for the newest quarter
3.1	BlackRock, Inc. 13G CIK 2012383 · Holding company · Jun 30, 2026 Rule 13d-1(b), qualified institution, not summed	866,460	5.24%	—	Jun 30, 2026	Rule 13d-1(b), qualified institution, not summed
3.2	iShares Russell 2000 ETF Fund S000004344 · Registered fund · Jun 30, 2026 iShares Trust, not summed	370,009	2.24%	+58,904	Jun 30, 2026	iShares Trust, not summed
3.3	iShares Russell 2000 Growth ETF Fund S000004343 · Registered fund · Jun 30, 2026 iShares Trust, not summed	134,739	0.82%	+25,566	Jun 30, 2026	iShares Trust, not summed
3.4	iShares Micro-Cap ETF Fund S000004439 · Registered fund · Jun 30, 2026 iShares Trust, not summed	48,253	0.29%	+14,253	Jun 30, 2026	iShares Trust, not summed
3.5	Master Small Cap Index Series Fund S000002716 · Registered fund · Jun 30, 2026 Quantitative Master Series LLC, not summed	26,795	0.16%	+7,723	Jun 30, 2026	Quantitative Master Series LLC, not summed
4	AIMS Asset Management Sdn Bhd 13G CIK 1835328 · Non-US institution · Dec 31, 2025 Rule 13d-1(b), qualified institution	721,807	4.37%	-70,000	Dec 31, 2025	Rule 13d-1(b), qualified institution
5	VANGUARD CAPITAL MANAGEMENT LLC 13F CIK 2100119 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	593,048	3.59%	+54,431	Jun 30, 2026	carried, not yet filed for the newest quarter
6	FRANKLIN RESOURCES INC 13F CIK 38777 · Investment adviser · Sep 30, 2026	568,100	3.44%	+2,300	Sep 30, 2026
6.1	Franklin Gold And Precious Metals Fund Fund S000006839 · Registered fund · Jul 31, 2026 Franklin Gold and Precious Metals Fund, not summed	360,000	2.18%	0	Jul 31, 2026	Franklin Gold and Precious Metals Fund, not summed
7	MACKENZIE FINANCIAL CORP 13F CIK 919859 · Registered investment adviser · Sep 30, 2026	552,217	3.34%	+45,803	Sep 30, 2026
8	Bee George M Insider CIK 1563172 · Sep 28, 2026 Director, CEO, President, issuer-wide	474,060	2.87%	+14,482	Sep 28, 2026	Director, CEO, President, issuer-wide
9	NORMAN LUKE ANTHONY Insider CIK 1931343 · Sep 28, 2026 Director, issuer-wide	470,672	2.85%	+191,913	Sep 28, 2026	Director, issuer-wide
10	VANGUARD TOTAL STOCK MARKET INDEX FUND Fund S000002848 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	416,038	2.52%	+55,018	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
11	GEODE CAPITAL MANAGEMENT, LLC 13F CIK 1214717 · Registered investment adviser · Sep 30, 2026	368,973	2.23%	-9,498	Sep 30, 2026
12	VAN ECK ASSOCIATES CORP 13F CIK 869178 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	368,243	2.23%	-18,589	Jun 30, 2026	carried, not yet filed for the newest quarter
12.1	VanEck Junior Gold Miners ETF Fund S000026955 · Registered fund · Jun 30, 2026 VanEck ETF Trust, not summed	321,861	1.95%	-17,850	Jun 30, 2026	VanEck ETF Trust, not summed
13	STATE STREET CORP 13F CIK 93751 · Bank · Sep 30, 2026	281,586	1.70%	-886	Sep 30, 2026
13.1	STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO Fund S000050332 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	4,600	0.03%	0	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
13.2	State Street Total Return V.I.S. Fund Fund S000001637 · Registered fund · Jun 30, 2026 STATE STREET VARIABLE INSURANCE SERIES FUNDS INC, not summed	352	0.00%	0	Jun 30, 2026	STATE STREET VARIABLE INSURANCE SERIES FUNDS INC, not summed
14	VANGUARD EXTENDED MARKET INDEX FUND Fund S000002841 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	163,712	0.99%	-587	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
15	UBS Group AG 13F CIK 1610520 · Bank · Sep 30, 2026	130,747	0.79%	+22,602	Sep 30, 2026
16	OCM MUTUAL FUND Fund S000005294 · Registered fund · Aug 31, 2026 OCM MUTUAL FUND, not summed	130,000	0.79%	0	Aug 31, 2026	OCM MUTUAL FUND, not summed
17	Schafer Robert W Insider CIK 1832550 · Sep 28, 2026 Director, issuer-wide	127,411	0.77%	+4,789	Sep 28, 2026	Director, issuer-wide
18	Alexander Eric Insider CIK 1562584 · Sep 28, 2026 Chief Financial Officer, issuer-wide	120,475	0.73%	+8,122	Sep 28, 2026	Chief Financial Officer, issuer-wide
19	NORTHERN TRUST CORP 13F CIK 73124 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	113,221	0.69%	+12,434	Jun 30, 2026	carried, not yet filed for the newest quarter
19.1	Small Cap Index Fund Fund S000001245 · Registered fund · Jun 30, 2026 Northern Funds, not summed	6,362	0.04%	+275	Jun 30, 2026	Northern Funds, not summed
20	VANGUARD FIDUCIARY TRUST CO 13F CIK 933478 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	102,619	0.62%	+2,573	Jun 30, 2026	carried, not yet filed for the newest quarter
21	MILLENNIUM MANAGEMENT LLC 13F CIK 1273087 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	98,726	0.60%	-81,128	Jun 30, 2026	carried, not yet filed for the newest quarter
22	VANGUARD PORTFOLIO MANAGEMENT LLC 13F CIK 2100121 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	98,440	0.60%	-37,811	Jun 30, 2026	carried, not yet filed for the newest quarter
23	SUSQUEHANNA INTERNATIONAL GROUP, LLP 13F CIK 1446194 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	95,983	0.58%	+35,539	Jun 30, 2026	carried, not yet filed for the newest quarter
24	VANGUARD RUSSELL 2000 INDEX FUND Fund S000030003 · Registered fund · Aug 31, 2026 VANGUARD SCOTTSDALE FUNDS, not summed	81,977	0.50%	+12,342	Aug 31, 2026	VANGUARD SCOTTSDALE FUNDS, not summed
25	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	67,580	0.41%	-5,815	Jun 30, 2026	carried, not yet filed for the newest quarter
26	Cambridge Investment Research Advisors, Inc. 13F CIK 1419186 · Unknown · Sep 30, 2026	66,831	0.40%	+34	Sep 30, 2026
27	Nuveen, LLC 13F CIK 1871926 · Unknown · Sep 30, 2026	64,560	0.39%	+15,971	Sep 30, 2026
27.1	Nuveen Small Cap Blend Index Fund Fund S000005367 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	18,898	0.11%	+4,718	Jul 31, 2026	TIAA-CREF Funds, not summed
28	Francis Kevin A. Insider CIK 1833995 · Sep 28, 2026 Director, issuer-wide	56,867	0.34%	+6,310	Sep 28, 2026	Director, issuer-wide
29	MANGROVE PARTNERS IM, LLC 13F CIK 1535392 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	47,480	0.29%	+47,480	Jun 30, 2026	carried, not yet filed for the newest quarter
30	Prospera Financial Services Inc 13F CIK 1541625 · Unknown · Sep 30, 2026	43,400	0.26%	+1,000	Sep 30, 2026
31	STIFEL FINANCIAL CORP 13F CIK 720672 · Unknown · Sep 30, 2026	41,599	0.25%	+41,599	Sep 30, 2026
32	CHARLES SCHWAB INVESTMENT MANAGEMENT INC 13F CIK 884546 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	39,881	0.24%	+2,794	Jun 30, 2026	carried, not yet filed for the newest quarter
32.1	Schwab Small-Cap Index Fund Fund S000005912 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	35,238	0.21%	+5,424	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
32.2	Schwab Total Stock Market Index Fund Fund S000005913 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	7,270	0.04%	0	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
33	AQR CAPITAL MANAGEMENT LLC 13F CIK 1167557 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	38,255	0.23%	+38,255	Jun 30, 2026	carried, not yet filed for the newest quarter
33.1	AQR Small Cap Momentum Style Fund Fund S000025644 · Registered fund · Mar 31, 2026 AQR Funds, not summed	6,624	0.04%	—	Mar 31, 2026	AQR Funds, not summed
34	GOLDMAN SACHS GROUP INC 13F CIK 886982 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	34,790	0.21%	-17,658	Jun 30, 2026	carried, not yet filed for the newest quarter
34.1	Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF Fund S000048296 · Registered fund · Aug 31, 2026 Goldman Sachs ETF Trust, not summed	12,197	0.07%	-1,846	Aug 31, 2026	Goldman Sachs ETF Trust, not summed
34.2	Goldman Sachs Absolute Return Tracker Fund Fund S000020314 · Registered fund · Aug 31, 2026 GOLDMAN SACHS TRUST, not summed	11,618	0.07%	+3,663	Aug 31, 2026	GOLDMAN SACHS TRUST, not summed
35	FIPKE JOHANNA Insider CIK 2024713 · Sep 28, 2026 Director, issuer-wide	33,009	0.20%	+4,789	Sep 28, 2026	Director, issuer-wide
36	Waldkirch Michael N Insider CIK 1840592 · Sep 28, 2026 Director, issuer-wide	32,297	0.20%	+4,789	Sep 28, 2026	Director, issuer-wide
37	Bank of New York Mellon Corp 13F CIK 1390777 · Bank · Sep 30, 2026	29,258	0.18%	-2,621	Sep 30, 2026
38	SPROTT INC. 13F CIK 1512920 · Holding company · Sep 30, 2026	26,680	0.16%	+26,680	Sep 30, 2026
39	Universal- Beteiligungs- und Servicegesellschaft mbH 13F CIK 2057170 · Unknown · Sep 30, 2026	24,000	0.15%	0	Sep 30, 2026
40	CITADEL ADVISORS LLC 13F CIK 1423053 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	20,932	0.13%	-33,350	Jun 30, 2026	carried, not yet filed for the newest quarter
41	FMR LLC 13F CIK 315066 · Holding company · Sep 30, 2026	20,033	0.12%	+2,268	Sep 30, 2026
41.1	Fidelity Small Cap Index Fund Fund S000033638 · Registered fund · Jul 31, 2026 Fidelity Salem Street Trust, not summed	156,596	0.95%	+22,576	Jul 31, 2026	Fidelity Salem Street Trust, not summed
41.2	Fidelity Extended Market Index Fund Fund S000006021 · Registered fund · Aug 31, 2026 Fidelity Concord Street Trust, not summed	72,997	0.44%	+5,770	Aug 31, 2026	Fidelity Concord Street Trust, not summed
41.3	Fidelity Total Market Index Fund Fund S000006026 · Registered fund · Aug 31, 2026 Fidelity Concord Street Trust, not summed	28,724	0.17%	-23	Aug 31, 2026	Fidelity Concord Street Trust, not summed
41.4	Fidelity Series Total Market Index Fund Fund S000065248 · Registered fund · Aug 31, 2026 Fidelity Concord Street Trust, not summed	25,047	0.15%	+3,353	Aug 31, 2026	Fidelity Concord Street Trust, not summed
41.5	VIP Disciplined Small Cap Portfolio Fund S000007725 · Registered fund · Jun 30, 2026 Variable Insurance Products Fund II, not summed	13,800	0.08%	—	Jun 30, 2026	Variable Insurance Products Fund II, not summed
42	RHUMBLINE ADVISERS 13F CIK 1115418 · Registered investment adviser · Sep 30, 2026	17,592	0.11%	+690	Sep 30, 2026
43	WELLS FARGO & COMPANY/MN 13F CIK 72971 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	17,255	0.10%	+7,538	Jun 30, 2026	carried, not yet filed for the newest quarter
44	EQ/2000 Managed Volatility Portfolio Fund S000025800 · Registered fund · Jun 30, 2026 EQ Advisors Trust, not summed	16,972	0.10%	+4,454	Jun 30, 2026	EQ Advisors Trust, not summed
45	MERCER GLOBAL ADVISORS INC /ADV 13F CIK 853758 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	16,708	0.10%	+16,708	Jun 30, 2026	carried, not yet filed for the newest quarter
46	ALLIANCEBERNSTEIN L.P. 13F CIK 1109448 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	16,300	0.10%	+5,600	Jun 30, 2026	carried, not yet filed for the newest quarter
47	VANGUARD RUSSELL 2000 GROWTH INDEX FUND Fund S000030005 · Registered fund · Aug 31, 2026 VANGUARD SCOTTSDALE FUNDS, not summed	15,799	0.10%	+3,241	Aug 31, 2026	VANGUARD SCOTTSDALE FUNDS, not summed
48	DDD Partners, LLC 13F CIK 1729673 · Registered investment adviser · Sep 30, 2026	15,571	0.09%	+15,571	Sep 30, 2026
49	Centiva Capital, LP 13F CIK 1692507 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	14,117	0.09%	+412	Jun 30, 2026	carried, not yet filed for the newest quarter
50	CoreCap Advisors, LLC 13F CIK 1902501 · Registered investment adviser · Sep 30, 2026	14,050	0.09%	+3,525	Sep 30, 2026

10 more nested rows are not shown here; Every filing lists them all.

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 158 holders

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Key facts CIK 27093 CUSIP 90291C201 13F (30d) 63 filings 60 filers Visit website Investor relations