VANI · Vivani Medical, Inc. · Holdings
$1.23
+0.00 (+0.00%)
At close · Oct 5
Return incl. dividend (before tax)
Going-concern doubt
— flagged Aug 13, 2026
Substantial doubt about the company's ability to continue as a going concern.
“These conditions and events raise substantial doubt about our ability to continue as a going concern within one year after the date these condensed consolidated financial statements are issued. ... Because these plans are not fully within our control and their successful execution cannot be considered certain, management has concluded that its plans do not alleviate the substantial doubt about our ability to continue as a going concern.”View the 10-Q filed Aug 13, 2026
Market Cap
$111.85M
Shares
90.20M
Volume · Oct 5
37.46K
Avg daily vol (3M)
456.47K
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.
Holders: 39
Total Value: $6,467,664
Total Shares: 5,215,875
Institutional Ownership Trend
26 quarters
Holder Concentration
Across 39 13F filers · Δ vs Mar 31, 2026Top Holder
33.9%
+6.7 pts
Top 5
71.0%
+8.1 pts
Top 10
92.0%
+7.0 pts
HHI
1,622
Moderately concentrated+420
Quarterly Activity
vs Mar 31, 2026
New
7
Increased
7
Decreased
13
Sold Out
12
Unchanged
12
Holder count:
-5
Institutional value:
+15.0%
Shares held:
-7.2%
Top Buyers
vs Mar 31, 2026| Institution | Added | Now Holds | Open |
|---|---|---|---|
| Mega VANGUARD CAPITAL MANAGEMENT LLC | +237,144 | 1,768,077 | |
| Mega VANGUARD FIDUCIARY TRUST CO | +61,631 | 325,462 | |
| Mid XTX Topco Ltd | +20,604 | 31,298 | |
| Mega NORTHERN TRUST CORP | +20,446 | 116,907 | |
| Mega BlackRock, Inc. | +4,330 | 301,828 |
Top Sellers
vs Mar 31, 2026| Institution | Sold | Now Holds | Open |
|---|---|---|---|
| Mega UBS Group AG | −286,641 | 51,108 | |
| Mega MARSHALL WACE, LLP | −81,108 | 11,161 | |
| Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP | −57,940 | 28,346 | |
| Mid Tanager Wealth Management LLP | −33,809 | 607,276 | |
| Mid ARMSTRONG ADVISORY GROUP, INC | −20,000 | 45,000 |
Top New Positions
vs Mar 31, 2026| Institution | Acquired | Value (USD) | Open |
|---|---|---|---|
| Large MAI Capital Management | 99,870 | $123,838 | |
| Mid GSA CAPITAL PARTNERS LLP | 60,866 | $75,473 | |
| Mid StoneX Group Inc. | 14,143 | $17,537 | |
| Large HRT FINANCIAL LP | 13,947 | $17,294 | |
| Small Headlands Technologies LLC | 11,271 | $13,976 |
Top Sold-Out Positions
vs Mar 31, 2026| Institution | Previously Held | Last Value (USD) | Open |
|---|---|---|---|
| Large Corient Private Wealth LLC | 100,256 | $100,256 | |
| Micro EVOKE WEALTH, LLC | 99,870 | $99,870 | |
| Mid SIMPLEX TRADING, LLC | 68,199 | $68,199 | |
| Small Warberg Asset Management LLC | 40,000 | $40,000 | |
| Large RENAISSANCE TECHNOLOGIES LLC | 37,295 | $37,295 |