VANI · Vivani Medical, Inc. · Shareholders & Ownership
Substantial doubt about the company's ability to continue as a going concern.
“These conditions and events raise substantial doubt about our ability to continue as a going concern within one year after the date these condensed consolidated financial statements are issued. ... Because these plans are not fully within our control and their successful execution cannot be considered certain, management has concluded that its plans do not alleviate the substantial doubt about our ability to continue as a going concern.”View the 10-Q filed Aug 13, 2026
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Every disclosed holder of VANI in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns VANI
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 5,178,368 | 5.74% |
| Insiders (Forms 3, 4, 5) | 42,833,423 | 47.49% |
| 13D/G-only blocks | 0 | 0.00% |
| Remaining | 42,191,565 | 46.77% |
| Registered funds (N-PORT, not summed) | 2,418,351 | 2.68% |
Shares outstanding: 90,203,356, the issuer's latest cover-page count restated onto today's split basis.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of VANI
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
|
41,711,936 | ||
| 1.1 |
|
43,218,419 | ||
| 2 |
VANGUARD CAPITAL MANAGEMENT LLC
13F
CIK 2100119 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,768,077 | ||
| 3 |
VANGUARD TOTAL STOCK MARKET INDEX FUND
Fund
S000002848 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
1,111,047 | ||
| 4 |
|
1,066,487 | ||
| 5 |
VANGUARD EXTENDED MARKET INDEX FUND
Fund
S000002841 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
643,786 | ||
| 6 |
Tanager Wealth Management LLP
13F
CIK 1892929 · Registered investment adviser · Sep 30, 2026
|
607,276 | ||
| 7 |
GEODE CAPITAL MANAGEMENT, LLC
13F
CIK 1214717 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
587,745 | ||
| 8 |
TUDOR INVESTMENT CORP ET AL
13F
CIK 923093 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
410,902 | ||
| 9 |
VANGUARD FIDUCIARY TRUST CO
13F
CIK 933478 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
325,462 | ||
| 10 |
COMMONWEALTH EQUITY SERVICES, LLC
13F
CIK 312272 · Registered investment adviser · Sep 30, 2026
|
320,565 | ||
| 11 |
BlackRock, Inc.
13F
CIK 2012383 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
301,828 | ||
| 11.1 |
iShares Micro-Cap ETF
Fund
S000004439 · Registered fund · Jun 30, 2026
iShares Trust, not summed
|
133,707 | ||
| 12 |
MONETARY MANAGEMENT GROUP INC
13F
CIK 1133014 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
193,977 | ||
| 13 |
|
154,965 | ||
| 14 |
NORTHERN TRUST CORP
13F
CIK 73124 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
116,907 | ||
| 15 |
MAI Capital Management
13F
CIK 1040197 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
99,870 | ||
| 16 |
GSA CAPITAL PARTNERS LLP
13F
CIK 1362033 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
60,866 | ||
| 17 |
|
55,000 | ||
| 18 |
|
51,108 | ||
| 19 |
XTX Topco Ltd
13F
CIK 1828301 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
31,298 | ||
| 20 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
CIK 1446194 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
28,346 | ||
| 21 |
ARMSTRONG ADVISORY GROUP, INC
13F
CIK 1932952 · Registered investment adviser · Sep 30, 2026
|
25,000 | ||
| 22 |
Vanguard Global Advisers, LLC
13F
CIK 1811242 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
16,279 | ||
| 23 |
StoneX Group Inc.
13F
CIK 913760 · Unknown · Sep 30, 2026
|
15,369 | ||
| 24 |
HRT FINANCIAL LP
13F
CIK 1475597 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
13,947 | ||
| 25 |
VANGUARD BALANCED INDEX FUND
Fund
S000002560 · Registered fund · Jun 30, 2026
VANGUARD VALLEY FORGE FUNDS, not summed
|
13,244 | ||
| 26 |
Headlands Technologies LLC
13F
CIK 1570271 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
11,271 | ||
| 27 |
MARSHALL WACE, LLP
13F
CIK 1318757 · Exempt reporting adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
11,161 | ||
| 28 |
LAZARI CAPITAL MANAGEMENT, INC.
13F
CIK 1986389 · Unknown · Sep 30, 2026
|
10,000 | ||
| 29 |
1290 VT Micro Cap Portfolio
Fund
S000044688 · Registered fund · Jun 30, 2026
EQ Advisors Trust, not summed
|
8,403 | ||
| 30 |
Victory Extended Market Index Fund
Fund
S000012941 · Registered fund · Jul 31, 2026
Victory Portfolios III, not summed
|
4,637 | ||
| 31 |
SIMPLEX TRADING, LLC
13F
CIK 1488542 · Unknown · Sep 30, 2026
|
3,787 | ||
| 32 |
JPMORGAN CHASE & CO
13F
CIK 19617 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,389 | ||
| 33 |
Tower Research Capital LLC (TRC)
13F
CIK 1533421 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,024 | ||
| 34 |
Steward Partners Investment Advisory, LLC
13F
CIK 1723397 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,000 | ||
| 35 |
JONES FINANCIAL COMPANIES LLLP
13F
CIK 815917 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,200 | ||
| 36 |
SBI Securities Co., Ltd.
13F
CIK 1851815 · Non-US institution · Sep 30, 2026
|
1,165 | ||
| 37 |
|
663 | ||
| 38 |
Strategic Wealth Partners, Ltd.
13F
CIK 1720777 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
400 | ||
| 39 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
220 | ||
| 40 |
FMR LLC
13F
CIK 315066 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
142 | ||
| 40.1 |
Fidelity Extended Market Index Fund
Fund
S000006021 · Registered fund · Aug 31, 2026
Fidelity Concord Street Trust, not summed
|
281,319 | ||
| 40.2 |
Fidelity Total Market Index Fund
Fund
S000006026 · Registered fund · Aug 31, 2026
Fidelity Concord Street Trust, not summed
|
106,359 | ||
| 40.3 |
Fidelity Series Total Market Index Fund
Fund
S000065248 · Registered fund · Aug 31, 2026
Fidelity Concord Street Trust, not summed
|
79,809 | ||
| 40.4 |
Fidelity Nasdaq Composite Index Fund
Fund
S000055366 · Registered fund · Aug 31, 2026
Fidelity Concord Street Trust, not summed
|
36,040 | ||
| 41 |
NFSG Corp
13F
CIK 1879757 · Registered investment adviser · Sep 30, 2026
|
103 | ||
| 42 |
Highland Investment Advisors LLC
13F
CIK 2149882 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
32 | ||
| 43 |
Caitong International Asset Management Co., Ltd
13F
CIK 1963355 · Unknown · Sep 30, 2026
|
13 | ||
| 44 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
10 | ||
| 45 |
|
1 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.