VTGN · Vistagen Therapeutics, Inc. · Shareholders & Ownership
Substantial doubt about the company's ability to continue as a going concern.
“As of June 30, 2026, we had cash, cash equivalents, and marketable securities of approximately $31.7 million. As of August 14, 2026, the issuance date of the condensed consolidated financial statements in this Quarterly Report as of and for the three months ended June 30, 2026, there is uncertainty about whether our combined cash, cash equivalents, and marketable securities will be sufficient to fund operations beyond twelve months from the issuance date of the condensed consolidated financial statements in this Report and therefore we concluded that substantial doubt exists about our ability to continue as a going concern.”View the 10-Q filed Aug 14, 2026
Every disclosed holder of VTGN in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns VTGN
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 11,777,302 | 26.54% |
| Insiders (Forms 3, 4, 5) | 176,351 | 0.40% |
| 13D/G-only blocks | 14,975,970 | 33.75% |
| Remaining | 17,447,288 | 39.32% |
| Registered funds (N-PORT, not summed) | 2,392,022 | 5.39% |
Shares outstanding: 44,376,911, the issuer's latest cover-page count restated onto today's split basis.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of VTGN
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
|
4,100,029 | ||
| 2 |
BIOTECHNOLOGY VALUE FUND L P
13G
CIK 918923 · Unknown · Dec 31, 2024
Rule 13d-1(c), passive investor
|
3,084,324 | ||
| 3 |
|
2,960,404 | ||
| 4 |
Commodore Capital LP
13F
CIK 1831942 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,788,620 | ||
| 4.1 |
Commodore Capital LP
13G
CIK 1831942 · Registered investment adviser · Jun 30, 2026
Rule 13d-1(c), passive investor, not summed
|
4,244,590 | ||
| 5 |
GREAT POINT PARTNERS LLC
13G
CIK 1281446 · Registered investment adviser · Dec 31, 2025
Rule 13d-1(c), passive investor
|
2,055,834 | ||
| 6 |
Nantahala Capital Management, LLC
13G
CIK 1472322 · Registered investment adviser · Dec 31, 2025
Rule 13d-1(b), qualified institution
|
1,953,045 | ||
| 7 |
VANGUARD CAPITAL MANAGEMENT LLC
13F
CIK 2100119 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,574,200 | ||
| 8 |
VANGUARD TOTAL STOCK MARKET INDEX FUND
Fund
S000002848 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
1,160,455 | ||
| 9 |
TWO SIGMA INVESTMENTS, LP
13F
CIK 1179392 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
847,992 | ||
| 10 |
Point72 Asset Management, L.P.
13G
CIK 1603466 · Registered investment adviser · Dec 31, 2023
Rule 13d-1(c), passive investor
|
822,334 | ||
| 11 |
ACADIAN ASSET MANAGEMENT LLC
13F
CIK 916542 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
794,579 | ||
| 12 |
RENAISSANCE TECHNOLOGIES LLC
13F
CIK 1037389 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
730,500 | ||
| 13 |
STEMPOINT CAPITAL LP
13F
CIK 1952142 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
616,749 | ||
| 14 |
Ikarian Capital, LLC
13F
CIK 1778253 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
519,077 | ||
| 15 |
AdvisorShares Investments LLC
13F
CIK 1425930 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
438,643 | ||
| 15.1 |
AdvisorShares Psychedelics ETF
Fund
S000072085 · Registered fund · Jun 30, 2026
AdvisorShares Trust, not summed
|
438,643 | ||
| 16 |
VANGUARD EXTENDED MARKET INDEX FUND
Fund
S000002841 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
413,745 | ||
| 17 |
LUMINUS MANAGEMENT LLC
13F
CIK 1279151 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
403,115 | ||
| 18 |
GEODE CAPITAL MANAGEMENT, LLC
13F
CIK 1214717 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
365,002 | ||
| 19 |
ADAR1 Capital Management, LLC
13F
CIK 1940272 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
351,141 | ||
| 20 |
BlackRock, Inc.
13F
CIK 2012383 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
345,432 | ||
| 21 |
GROUP ONE TRADING LLC
13F
CIK 932540 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
304,385 | ||
| 22 |
Verdad Advisers, LP
13F
CIK 1812822 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
293,343 | ||
| 23 |
Fidelity Extended Market Index Fund
Fund
S000006021 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
266,141 | ||
| 24 |
VANGUARD FIDUCIARY TRUST CO
13F
CIK 933478 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
217,700 | ||
| 25 |
JANE STREET GROUP, LLC
13F
CIK 1595888 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
164,827 | ||
| 26 |
BOOTHBAY FUND MANAGEMENT, LLC
13F
CIK 1549230 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
134,571 | ||
| 27 |
|
121,114 | ||
| 28 |
XTX Topco Ltd
13F
CIK 1828301 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
118,380 | ||
| 29 |
NORTHERN TRUST CORP
13F
CIK 73124 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
80,823 | ||
| 30 |
|
75,721 | ||
| 31 |
CITADEL ADVISORS LLC
13F
CIK 1423053 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
68,839 | ||
| 32 |
Virtu Financial LLC
13F
CIK 1533964 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
66,021 | ||
| 33 |
|
60,868 | ||
| 34 |
|
57,830 | ||
| 35 |
GSA CAPITAL PARTNERS LLP
13F
CIK 1362033 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
54,584 | ||
| 36 |
Fidelity Series Total Market Index Fund
Fund
S000065248 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
48,903 | ||
| 37 |
Fidelity Total Market Index Fund
Fund
S000006026 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
46,961 | ||
| 38 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
43,888 | ||
| 39 |
Confluence Wealth Services, Inc.
13F
CIK 1910411 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
32,610 | ||
| 40 |
Scientech Research LLC
13F
CIK 2011556 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
30,283 | ||
| 41 |
R Squared Ltd
13F
CIK 1896148 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
27,745 | ||
| 42 |
Kestra Advisory Services, LLC
13F
CIK 1830819 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
26,000 | ||
| 43 |
HighTower Advisors, LLC
13F
CIK 1462245 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
20,628 | ||
| 44 |
Tower Research Capital LLC (TRC)
13F
CIK 1533421 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
18,136 | ||
| 45 |
BANK OF AMERICA CORP /DE/
13F
CIK 70858 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
16,570 | ||
| 46 |
Truvestments Capital LLC
13F
CIK 1750405 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
15,540 | ||
| 47 |
|
15,249 | ||
| 48 |
Farther Finance Advisors, LLC
13F
CIK 1992825 · Registered investment adviser · Sep 30, 2026
|
15,000 | ||
| 49 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
14,851 | ||
| 50 |
SIMPLEX TRADING, LLC
13F
CIK 1488542 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
14,295 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
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