VXRT · Vaxart, Inc. · Shareholders & Ownership
Substantial doubt about the company's ability to continue as a going concern.
“In the second quarter of 2026, management concluded that our cash, cash equivalents and investments are not sufficient to fund our planned operations for at least twelve months from the date of issuance of our financial statements, and these conditions raise substantial doubt about our ability to continue as a going concern.”View the 10-Q filed Nov 5, 2026
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Every disclosed holder of VXRT in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns VXRT
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 45,320 | 0.02% |
| Insiders (Forms 3, 4, 5) | 7,894,278 | 3.24% |
| 13D/G-only blocks | 28,013,034 | 11.49% |
| Remaining | 207,749,402 | 85.25% |
| Registered funds (N-PORT, not summed) | 715 | 0.00% |
Shares outstanding: 243,702,034, the issuer's latest cover-page count restated onto today's split basis.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of VXRT
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
RA CAPITAL MANAGEMENT, L.P.
13G
CIK 1346824 · Registered investment adviser · Jan 18, 2024
Rule 13d-1(c), passive investor, unconfirmed, last confirmed Jan 18, 2024
|
15,384,615 | ||
| 2 |
VANGUARD GROUP INC
13G
CIK 102909 · Registered investment adviser · Dec 29, 2023
Rule 13d-1(b), qualified institution, unconfirmed, last confirmed Dec 29, 2023
|
7,044,971 | ||
| 3 |
Sio Capital Management, LLC
13G
CIK 1482416 · Investment adviser · Mar 31, 2025
Rule 13d-1(b), qualified institution
|
5,583,448 | ||
| 4 |
|
2,585,606 | ||
| 5 |
|
943,336 | ||
| 6 |
|
924,177 | ||
| 7 |
|
755,368 | ||
| 8 |
|
702,840 | ||
| 9 |
|
631,619 | ||
| 10 |
|
545,605 | ||
| 11 |
|
244,171 | ||
| 12 |
|
173,525 | ||
| 13 |
|
135,966 | ||
| 14 |
|
87,115 | ||
| 15 |
|
86,150 | ||
| 16 |
|
78,800 | ||
| 17 |
LVM CAPITAL MANAGEMENT LTD/MI
13F
CIK 1053054 · Unknown · Sep 30, 2026
|
25,000 | ||
| 18 |
KINGSWOOD WEALTH ADVISORS, LLC
13F
CIK 1987855 · Registered investment adviser · Sep 30, 2026
|
10,005 | ||
| 19 |
HANTZ FINANCIAL SERVICES, INC.
13F
CIK 1071061 · Registered investment adviser · Sep 30, 2026
|
8,300 | ||
| 20 |
Ascentis Independent Advisors
13F
CIK 1845003 · Unknown · Sep 30, 2026
|
2,000 | ||
| 21 |
Guggenheim Active Allocation Fund
Fund
· Registered fund · Aug 31, 2026
Guggenheim Active Allocation Fund, not summed
|
715 | ||
| 22 |
Archer Investment Corp
13F
CIK 1803804 · Registered investment adviser · Sep 30, 2026
|
15 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.