HTAB · Hartford Schroders Tax-Aware Bond ETF ETF

$18.63 +0.01 (+0.05%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 46

Total Value: $232,194,687

Total Shares: 12,220,773

Institutional Ownership Trend

25 quarters

Holder Concentration

Across 46 13F filers · Δ vs Dec 31, 2025

Top Holder

17.9%

+0.3 pts

Top 5

58.9%

+0.8 pts

Top 10

81.5%

+2.7 pts

HHI

930

Broadly held+52

Quarterly Activity

vs Dec 31, 2025

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -5

Institutional value: -2.3%

Shares held: -1.5%

Top Buyers

vs Dec 31, 2025

Institution	Added	Now Holds
Small CPC Advisors, LLC	+111,929	2,020,597
Large JONES FINANCIAL COMPANIES LLLP	+104,587	665,539
Large NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	+94,191	767,052
Small Capital Asset Advisory Services LLC	+45,891	240,265
Mega ENVESTNET ASSET MANAGEMENT INC	+31,846	292,554

Top Sellers

vs Dec 31, 2025

Institution	Sold	Now Holds
Mega JANE STREET GROUP, LLC	−105,680	27,534
Mega LPL Financial LLC	−63,232	1,152,962
Mega RAYMOND JAMES FINANCIAL INC	−52,579	903,254
Micro LifeGoal Investments, LLC	−45,516	26,049
Small FLOW TRADERS U.S. LLC	−41,534	20,921

Top New Positions

vs Dec 31, 2025

Institution	Acquired	Value (USD)
Mid Wealthspire Advisors, LLC	540,656	$10,272,464
Mid Independent Advisor Alliance	47,088	$894,672
Large HighTower Advisors, LLC	17,999	$341,981
Large Rockefeller Capital Management L.P.	6,038	$114,722
Micro PlanVest Financial, Inc	3,668	$69,692

Top Sold-Out Positions

vs Dec 31, 2025

Institution	Previously Held	Last Value (USD)
Small Main Street Financial Solutions, LLC	573,575	$10,983,961
Mid AXXCESS WEALTH MANAGEMENT, LLC	244,475	$4,681,696
Mega CITADEL ADVISORS LLC	39,602	$758,378
Mega AQR CAPITAL MANAGEMENT LLC	13,354	$255,729
Large MML INVESTORS SERVICES, LLC	12,642	$242,094

Filter: New 5 Increased 25 Reduced 13 Sold out 10 Unchanged 3

Showing 46 of 46

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Bank of New York Mellon Corp HTAB

$41,541,752

17.89%

2,186,408

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon, NA	2,185,547	$41,525,393	100.0%	Defined
Held directly	861	$16,359	0.0%	Defined

CPC Advisors, LLC HTAB

$38,391,343

16.53%

2,020,597

LPL Financial LLC HTAB

$21,906,278

9.43%

1,152,962

BANK OF AMERICA CORP /DE/ HTAB

$17,841,513

7.68%

939,027

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	42,210	$801,990	4.5%	Defined
MANAGED ACCOUNT ADVISORS LLC	896,817	$17,039,523	95.5%	Defined

RAYMOND JAMES FINANCIAL INC HTAB

$17,161,826

7.39%

903,254

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	484,787	$9,210,953	53.7%	Defined
Raymond James Financial Services Advisors, Inc.	405,377	$7,702,163	44.9%	Defined
RAYMOND JAMES TRUST N.A.	13,090	$248,710	1.4%	Defined

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO HTAB

$14,573,988

6.28%

767,052

JONES FINANCIAL COMPANIES LLLP HTAB

$12,645,241

5.45%

665,539

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	665,539	$12,645,241	100.0%	Sole

Wealthspire Advisors, LLC HTAB

$10,272,464

4.42%

540,656

YARGER WEALTH STRATEGIES, LLC HTAB

$9,075,749

3.91%

477,671

Cetera Investment Advisers HTAB

$5,890,114

2.54%

310,006

ENVESTNET ASSET MANAGEMENT INC HTAB

$5,558,526

2.39%

292,554

TRUIST FINANCIAL CORP HTAB

$4,807,285

2.07%

253,015

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	253,015	$4,807,285	100.0%	Defined

Capital Asset Advisory Services LLC HTAB

$4,565,035

1.97%

240,265

Wealthcare Advisory Partners LLC HTAB

$3,941,056

1.70%

207,424

OSAIC HOLDINGS, INC. HTAB

$3,066,866

1.32%

161,414

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	32,800	$623,200	20.3%	Defined
Osaic Advisory Services, LLC	128,614	$2,443,666	79.7%	Defined

ROYAL BANK OF CANADA HTAB

$2,277,777

0.98%

119,883

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	119,883	$2,277,777	100.0%	Defined

IAG Wealth Partners, LLC HTAB

$2,162,428

0.93%

113,812

Element Wealth, LLC HTAB

$1,838,497

0.79%

96,763

Kestra Advisory Services, LLC HTAB

$1,779,977

0.77%

93,683

Patriot Financial Group Insurance Agency, LLC HTAB

$1,223,068

0.53%

64,372

COMMONWEALTH EQUITY SERVICES, LLC HTAB

$967,556

0.42%

50,924

Independent Advisor Alliance HTAB

$894,672

0.39%

47,088

STIFEL FINANCIAL CORP HTAB

$793,117

0.34%

41,743

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	41,743	$793,117	100.0%	Defined

NATIXIS ADVISORS, LLC HTAB

$751,032

0.32%

39,528

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Natixis Investment Managers, L.P.	39,528	$751,032	100.0%	Defined

Stonebridge Financial Group, LLC HTAB

$610,204

0.26%

32,116

DAVENPORT & Co LLC HTAB

$589,380

0.25%

31,020

Leelyn Smith, LLC HTAB

$559,512

0.24%

29,448

JOURNEY STRATEGIC WEALTH LLC HTAB

$554,230

0.24%

29,170

WEST MICHIGAN ADVISORS, LLC HTAB

$544,046

0.23%

28,634

Amplius Wealth Advisors, LLC HTAB

$543,514

0.23%

28,606

JANE STREET GROUP, LLC HTAB

$523,146

0.23%

27,534

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	27,534	$523,146	100.0%	Defined

LifeGoal Investments, LLC HTAB

$494,931

0.21%

26,049

HARBOUR INVESTMENTS, INC. HTAB

$469,642

0.20%

24,718

USAdvisors Wealth Management, LLC HTAB

$443,023

0.19%

23,317

Keystone Financial Services, LLC HTAB

$423,377

0.18%

22,283

&PARTNERS HTAB

$422,028

0.18%

22,212

FLOW TRADERS U.S. LLC HTAB

$397,499

0.17%

20,921

Arete Wealth Advisors, LLC HTAB

$382,831

0.16%

20,149

HighTower Advisors, LLC HTAB

$341,981

0.15%

17,999

Opal Wealth Advisors, LLC HTAB

$340,518

0.15%

17,922

Fermata Advisors, LLC HTAB

$220,989

0.10%

11,631

Steward Partners Investment Advisory, LLC HTAB

$125,856

0.05%

6,624

Rockefeller Capital Management L.P. HTAB

$114,722

0.05%

6,038

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	6,038	$114,722	100.0%	Defined

PlanVest Financial, Inc HTAB

$69,692

0.03%

3,668

MORGAN STANLEY HTAB

$58,406

0.03%

3,074

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	3,074	$58,406	100.0%	Defined

Westside Investment Management, Inc. HTAB

$38,000

0.02%

2,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	39,602	$758,378	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	1,375	$26,331	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	331	$6,338	100.0%	Defined