JSMD · Janus Henderson Small/Mid Cap Growth Alpha ETF · Holdings ETF

$89.97 +0.85 (+0.95%)

Volume · Oct 21 15.88K Avg daily vol (3M) 58K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 28

Total Value: $79,691,929

Total Shares: 892,427

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 28 13F filers · Δ vs Jun 30, 2026

Top Holder

29.7%

+18.1 pts

Top 5

76.9%

+39.4 pts

Top 10

89.4%

+33.1 pts

HHI

1,874

Moderately concentrated+1,437

Who Holds JSMD

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 152 filers, like-for-like change +10.7%; actively managed books +11.1%; index-like books +6.8%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	44.8%	86	+22.3%	16	3
Adviser	3.6%	2	+0.2%	0	0
Bank	15.1%	10	+8.6%	3	1
Broker-dealer	11.6%	1	-0.1%	0	0
Holding company	9.6%	6	+12.1%	2	0
Non-US	0.0%	0	—	0	0
Unknown	15.3%	47	-4.2%	7	2

Style	Share	Filers	Change	New	Exited
Index-like	8.0%	2	+6.8%	0	0
Systematic-like	0.1%	1	-57.0%	0	0
Concentrated	16.0%	25	-9.8%	4	1
Diversified active	75.9%	124	+17.2%	24	5
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	82.1%	115	+15.5%	22	4
Medium turnover	8.7%	22	+10.2%	3	2
High turnover	0.2%	2	-60.8%	0	0
Unknown	9.0%	13	-17.4%	3	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	9.0%	11	-17.4%	3	0
Medium horizon	9.8%	29	+28.1%	6	2
Long horizon	81.1%	109	+13.1%	18	4
Unknown	0.2%	3	+4.1%	1	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	21.1%	50	-4.4%	8	2
$1B to $10B	11.1%	49	+46.1%	10	2
$10B to $100B	24.2%	34	+35.8%	6	1
$100B or more	43.6%	19	+1.8%	4	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	42.2%	81	+24.2%	14	3
Pooled investment vehicles	0.1%	1	-57.0%	0	0
Pension and profit sharing plans	0.1%	2	+124.7%	1	0
Other	2.4%	1	+4.0%	0	0
Diversified	0.0%	1	new	1	0
Other investment advisers	0.0%	0	—	0	0
Unknown	55.2%	66	+2.9%	12	3

Private funds	Share	Filers	Change	New	Exited
Hedge funds	0.3%	3	-34.8%	0	0
Private equity funds	2.9%	2	-13.7%	0	1
Real estate funds	0.0%	1	new	1	0
Other private funds	1.1%	2	+140.5%	0	0
No private funds	40.5%	78	+25.1%	15	2
Private funds, type not stated	0.0%	0	—	0	0
Unknown	55.2%	66	+2.9%	12	3

Location	Share	Filers	Change	New	Exited
United States	94.0%	149	+11.5%	27	6
Outside the US	6.0%	3	+0.3%	1	0

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 3 holders with no observed 2026-03-31 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

152 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

12.5% of filers hold it in their top 10

Mar 31, 2026: 14

Holders above 5%

median weight 0.019%

Mar 31, 2026: 3

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

56.3%

of 13F shares, Herfindahl 0.044

Active holders

+11.1%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 15.9 quarters

Under 1 year 16.8% 1 to 3 years 27.3% 3 years or more 55.8% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$80.82

estimated per share

Mar 31, 2026: $77.03

Quarter-end price

$101.24

implied by 13F values

Estimated gain or loss

+25.3%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 38.1% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -125

Institutional value: -91.4%

Shares held: -90.2%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Small FOCUSED ALPHA, LLC	+16,954	26,833
Large Concurrent Investment Advisors, LLC	+10,955	15,857
Small Rise Advisors, LLC	+7,464	264,671
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	+3,825	20,494
Small UNIQUE WEALTH, LLC	+3,487	24,440

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Micro THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.	−10,247	1,072
Mid PFG Advisors	−2,371	12,946
Small Investors Research Corp	−971	6,856
Small BLUE JEAN FINANCIAL LLC	−693	16,642
Large Farther Finance Advisors, LLC	−23	416

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Micro Stronghold Wealth Management L.L.C.	2,898	$258,785
Small HIGHLINE WEALTH PARTNERS LLC	2,835	$253,159
Mid TITLEIST ASSET MANAGEMENT, LLC	2,642	$235,925

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)
Small Altus Wealth Group LLC	5,884	$595,690
Small Redhawk Wealth Advisors, Inc.	1,996	$202,073
Small Cornerstone Planning Group LLC	16	$1,619

Filter: New 3 Increased 15 Reduced 5 Sold out 3 Unchanged 5

Holder type: Registered adviser 20 Unknown 8

Showing 28 of 28

All Common Calls Puts

Compact Export CSV

Holder	Value (USD)	% of 13F	Shares	Own %	Change	Type	Filed
Small Rise Advisors, LLC Registered adviser JSMD	$23,634,590	29.66%	264,671	—	+7,464 +2.9%	Shares	2026-10-16
Mid Resonant Capital Advisors, LLC Registered adviser JSMD	$22,925,654	28.77%	256,732	—	+316 +0.1%	Shares	2026-10-15
Small Three Magnolias Financial Advisors, LLC JSMD	$5,894,828	7.40%	66,013	—	+132 +0.2%	Shares	2026-10-14
Small Worth Financial Advisory Group, LLC Registered adviser JSMD	$5,681,763	7.13%	63,627	—	+3,295 +5.5%	Shares	2026-10-19
Small Breakwater Capital Group Registered adviser JSMD	$3,111,320	3.90%	34,842	—	+845 +2.5%	Shares	2026-10-09
Small FOCUSED ALPHA, LLC Registered adviser JSMD	$2,396,133	3.01%	26,833	—	+16,954 +171.6%	Shares	2026-10-20
Small UNIQUE WEALTH, LLC JSMD	$2,182,443	2.74%	24,440	—	+3,487 +16.6%	Shares	2026-10-16
Small PENSION & WEALTH MANAGEMENT ADVISORS, INC. Registered adviser JSMD	$2,077,517	2.61%	23,265	—	+576 +2.5%	Shares	2026-10-16
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC JSMD	$1,830,073	2.30%	20,494	—	+3,825 +22.9%	Shares	2026-10-13
Micro Stonebridge Wealth Management, LLC JSMD	$1,526,549	1.92%	17,095	—	+1,986 +13.1%	Shares	2026-10-09
Small BLUE JEAN FINANCIAL LLC JSMD	$1,486,097	1.86%	16,642	—	-693 -4.0%	Shares	2026-10-20
Large Concurrent Investment Advisors, LLC Registered adviser JSMD	$1,415,998	1.78%	15,857	—	+10,955 +223.5%	Shares	2026-10-16
Mid IFP Advisors, Inc Registered adviser JSMD	$1,357,061	1.70%	15,197	—	+894 +6.3%	Shares	2026-10-16
Mid PFG Advisors Registered adviser JSMD	$1,156,051	1.45%	12,946	—	-2,371 -15.5%	Shares	2026-10-16
Mid Cyndeo Wealth Partners, LLC Registered adviser JSMD	$821,363	1.03%	9,198	—	+1,891 +25.9%	Shares	2026-10-16
Small Investors Research Corp Registered adviser JSMD	$612,227	0.77%	6,856	—	-971 -12.4%	Shares	2026-10-07
Small Main Line Retirement Advisors, LLC Registered adviser JSMD	$316,293	0.40%	3,542	—	+3 +0.1%	Shares	2026-10-14
Micro Stronghold Wealth Management L.L.C. Registered adviser JSMD	$258,785	0.32%	2,898	—	New	Shares	2026-10-16
Small HIGHLINE WEALTH PARTNERS LLC Registered adviser JSMD	$253,159	0.32%	2,835	—	New	Shares	2026-10-19
Mid TITLEIST ASSET MANAGEMENT, LLC Registered adviser JSMD	$235,925	0.30%	2,642	—	New	Shares	2026-10-08
Mid Goelzer Investment Management, Inc. Registered adviser JSMD	$202,081	0.25%	2,263	—	0 0.0%	Shares	2026-10-16
Mid PRIVATE TRUST CO NA JSMD	$99,031	0.12%	1,109	—	+812 +273.4%	Shares	2026-10-20
Micro THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. JSMD	$95,724	0.12%	1,072	—	-10,247 -90.5%	Shares	2026-10-14
Small Triumph Capital Management Registered adviser JSMD	$62,508	0.08%	700	—	0 0.0%	Shares	2026-10-14
Large Farther Finance Advisors, LLC Registered adviser JSMD	$37,147	0.05%	416	—	-23 -5.2%	Shares	2026-10-08
Mid TRUST CO OF TOLEDO NA /OH/ JSMD	$15,448	0.02%	173	—	0 0.0%	Shares	2026-10-16
Small Moisand Fitzgerald Tamayo, LLC Registered adviser JSMD	$3,304	0.00%	37	—	0 0.0%	Shares	2026-10-15
Small Bullock Wealth Management Group Registered adviser JSMD	$2,857	0.00%	32	—	0 0.0%	Shares	2026-10-09
Small Altus Wealth Group LLC Registered adviser JSMD	$595,690	0.75%	5,884	—	Sold Out	Shares	2026-07-17
Small Redhawk Wealth Advisors, Inc. Registered adviser JSMD	$202,073	0.25%	1,996	—	Sold Out	Shares	2026-07-09
Small Cornerstone Planning Group LLC Registered adviser JSMD	$1,619	0.00%	16	—	Sold Out	Shares	2026-07-29
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