IndexIQ Advisors LLC

CIK

1415996

Location

New York, NY

Portfolio Value

Mid $2,558,684,074

Diversification

Diversified

Reports for

INDEXIQ LLC NEW YORK LIFE INVESTMENT MANAGEMENT LLC

Files via

MACKAY SHIELDS LLC NYL Investors LLC

Filing Date

Global Rank

#1,011 / 6,901 ▲ 10 · as of Mar 2022

Top Industry

Asset Management 6.9%

Period ended 4 years ago

Filed May 6, 2022 · 4y

9 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Schedule 13D/13G stakes

Stakes of 5% or more disclosed on Schedule 13D or 13G, each on the filer's latest filing for the security. These are event-dated stakes, not the quarter-end 13F portfolio below.

Company	Schedule	Event date	Filed	Shares	% of class	Change	Status
UUP Invesco DB US Dollar Index Bullish Fund	13G/A	Jul 31, 2024	2y	2,122,684	17.8%	+541,850 since Apr 30, 2024	Unconfirmed since Jul 31, 2024

A 13D or 13G stays in force until its filer amends it and no amendment is due without a material change, so a stake with no filing in 24 months reads unconfirmed, never sold. An amendment reporting under 5% ends the filer's duty to amend, not necessarily the holding. Shares are restated onto today's split basis. Show 1 exited, below-5% or retired stake

Portfolio style

Measured from the filed 13F common-share book for Mar 31, 2022, never from the firm's own description.

Style

Diversified active

Top 10 weight 40.3%, 34.8 effective positions, active share 62.4% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

93.3% over the last four quarters (30% to under 100%)

Horizon

Horizon unknown

The value-weighted holding period is at least 7.3 quarters, but 67.6% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 62.4%; sector active share 32.9% against the combined 13F book's sector weights.

Over time 9 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

1,264 tracked positions · as of Mar 31, 2022 · Δ vs Dec 31, 2021

Top Position

11.0%

+0.1 pts

Top 5

31.6%

−5.4 pts

Top 10

40.3%

−6.2 pts

HHI

287

Diversified−60

Portfolio Trend

9 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2022

Sector	% Portfolio	Value	Positions
Unclassified	54.9%	$1,404,346,120	223
Technology	11.4%	$290,965,816	158
Financial Services	8.4%	$213,936,548	169
Healthcare	6.3%	$160,556,648	134
Industrials	4.4%	$112,103,715	152
Consumer Cyclical	3.7%	$95,674,943	114
Communication Services	2.9%	$73,721,137	42
Real Estate	2.7%	$69,776,090	101
Consumer Defensive	2.4%	$61,235,292	60
Energy	1.1%	$27,177,919	29
Utilities	1.1%	$26,892,017	39
Basic Materials	0.9%	$22,297,829	43

Last Quarter's Activity

Export CSV

Mar 31, 2022 vs Dec 31, 2021

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	+831,938	880,759	$40,629,412
IEMG	iShares Trust	+635,324	675,492	$0
FLOT	iShares Floating Rate Bond ETF	+584,444	1,097,413	$55,441,304
VEA	Vanguard FTSE Developed Markets ETF	+536,887	617,461	$29,656,651
—		+482,974	505,401	$11,321,000
EEMV	iShares MSCI Emerging Markets Min Vol Factor ETF	+473,922	490,635	$29,943,453
PFF	iShares Preferred and Income Securities ETF	+413,724	492,994	$17,954,840
—		+407,604	424,328	$10,583,000
CWB	State Street(R) SPDR(R) Bloomberg Convertible Securities ETF	+402,088	1,487,515	$114,464,278
EMLC	VanEck J.P. Morgan EM Local Currency Bond ETF	+395,412	732,847	$19,779,539
—		+394,439	399,394	$37,367,000
PGX	Invesco Ltd.	+392,505	470,002	$6,377,926
—		+353,037	367,391	$13,068,000
IEFA	iShares Core MSCI EAFE ETF	+349,411	401,161	$27,884,700
EWX	State Street(R) SPDR(R) S&P(R) Emerging Markets Small Cap ETF	+324,146	489,154	$27,720,356
FLRN	State Street(R) SPDR(R) Bloomberg Investment Grade Floating Rate ETF	+277,288	566,014	$17,257,765
XLF	State Street Corp	+253,695	537,412	$20,593,627
—		+215,696	260,034	$20,831,000
—		+201,488	209,979	$5,579,000
ICVT	iShares Convertible Bond ETF	+189,434	422,152	$35,173,704
VXX		+187,537	332,174	$8,537,000
—		+179,627	186,022	$11,282,000
KMI	Kinder Morgan, Inc.	+178,642	220,421	$4,168,161
EBND	State Street(R) SPDR(R) Bloomberg Emerging Markets Local Bond ETF	+161,371	304,965	$6,931,853
MTUM	iShares MSCI USA Momentum Factor ETF	+155,930	160,634	$27,029,883
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
BKLN	Invesco Ltd.	−2,924,193	2,210,758	$48,128,200
SRLN	State Street(R) Blackstone Senior Loan ETF	−1,213,824	1,921,200	$86,377,151
SLV	iShares Silver Trust	−562,758	420,338	$9,617,332
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	−423,520	478,687	$30,114,198
VGK	VANGUARD EUROPEAN STOCK INDEX FUND	−413,485	292,514	$18,217,771
IAU	Ishares Gold Trust	−384,704	419,703	$15,457,660
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	−354,668	2,142,052	$167,272,840
IEI	iShares 3-7 Year Treasury Bond ETF	−260,692	293,452	$35,815,816
VMBS	VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND	−259,961	137,134	$6,870,413
SPSB	State Street(R) SPDR(R) Portfolio Short Term Corporate Bond ETF	−253,255	978,959	$29,496,034
HYG	iShares iBoxx $ High Yield Corporate Bond ETF	−250,163	1,880	$154,705
UUP	Invesco DB US Dollar Index Bullish Fund	−223,721	580,246	$15,260,469
MBB	iShares MBS ETF	−217,985	111,732	$11,382,138
HYLB	Xtrackers USD High Yield Corporate Bond ETF	−189,462	2,184	$82,380
—		−184,725	270,261	$24,709,963
GLDM	World Gold Trust	−169,217	60,389	$2,323,164
SCHR	Schwab Intermediate-Term U.S. Treasury ETF	−149,392	242,715	$12,924,573
SPMB	State Street(R) SPDR(R) Portfolio Mortgage Backed Bond ETF	−140,450	87,608	$2,099,087
SHV	iShares 0-1 Year Treasury Bond ETF	−123,522	257,099	$28,345,164
IEUR	iShares Core MSCI Europe ETF	−114,904	89,110	$4,758,473
EWJ	iShares MSCI Japan ETF	−103,933	165,158	$10,175,383
JNK	State Street(R) SPDR(R) Bloomberg High Yield Bond ETF	−97,752	403	$41,307
INVH	Invitation Homes Inc.	−91,239	10,056	$404,050
SCHC	Schwab International Small-Cap Equity ETF	−91,024	3,275	$124,351
—		−80,602	393,109	$7,414,000
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
—		442,580	$35,212,000
—		991,857	$20,839,000
—		1,776,306	$16,413,000
—		82,770	$15,346,000
FHN	First Horizon Corp	609,135	$14,308,581
—		692,994	$12,931,000
SAVE	Spirit Aviation Holdings, Inc.	434,374	$9,500,000
PFE	Pfizer Inc	162,575	$8,416,507
CRWD	CrowdStrike Holdings, Inc.	15,249	$3,462,742
MO	Altria Group, Inc.	65,549	$3,424,935
DUK	Duke Energy CORP	30,636	$3,420,815
LUV	Southwest Airlines Co	74,447	$3,409,672
PM	Philip Morris International Inc.	36,267	$3,406,921
KHC	Kraft Heinz Co	85,771	$3,378,519
EMR	Emerson Electric Co	34,233	$3,356,545
FIS	Fidelity National Information Services, Inc.	33,161	$3,330,027
APH	Amphenol Corp	43,994	$3,314,947
NFLX	Netflix Inc	8,792	$3,293,395
MRVL	Marvell Technology, Inc.	45,905	$3,291,847
LVS	Las Vegas Sands Corp	84,379	$3,279,811
LEN	Lennar Corp	39,377	$3,196,232
USB	US Bancorp De	59,726	$3,174,436
ZM	Zoom Communications, Inc.	26,744	$3,135,199
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	47,394	$2,451,217
COMT	iShares GSCI Commodity Dynamic Roll Strategy ETF	55,376	$2,217,808
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
—		881,685	$48,775,000
—		317,459	$28,482,000
—		1,162,349	$20,713,000
—		381,148	$17,655,000
—		326,639	$15,659,000
HYD	VanEck High Yield Muni ETF	197,561	$12,333,732
MCHI	iShares MSCI China ETF	140,297	$8,806,442
SPWH	Sportsman's Warehouse Holdings, Inc.	713,103	$8,414,615
—		353,121	$5,350,000
—		152,179	$5,168,000
—		180,988	$4,668,000
—		144,992	$3,448,000
MX	MAGNACHIP SEMICONDUCTOR Corp	163,402	$3,426,539
SPY	Spdr S&P 500 ETF Trust	6,995	$3,322,345
—		122,224	$2,922,000
—		55,961	$2,893,000
IEF	iShares 7-10 Year Treasury Bond ETF	25,024	$2,877,760
—		268,415	$2,671,000
IVV	iShares Core S&P 500 ETF	5,353	$2,553,327
GXC	State Street(R) SPDR(R) S&P(R) China ETF	22,785	$2,352,551
FXY	Invesco CurrencyShares Japanese Yen Trust	26,079	$2,125,177
DBO	Invesco DB Oil Fund	153,809	$2,084,111
—		58,429	$1,681,000
GBIL	Goldman Sachs ETF Trust	16,345	$1,635,153
—		138,206	$1,556,000
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

1,264 tracked positions · $2,558,684,074 total · filing declares 1,373 positions · $2,824,829,000 · as of Mar 31, 2022

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 1,264 positions by value · page 1 of 26

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Reduced	2,142,052	-354,668	$167,272,840	−17.6%	9+	before history	6.54%
CWB	State Street(R) SPDR(R) Bloomberg Convertible Securities ETF	Added	1,487,515	+402,088	$114,464,278	+27.1%	9+	before history	4.47%
SRLN	State Street(R) Blackstone Senior Loan ETF	Reduced	1,921,200	-1,213,824	$86,377,151	−39.6%	9+	before history	3.38%
FLOT	iShares Floating Rate Bond ETF	Added	1,097,413	+584,444	$55,441,304	+113.0%	9+	before history	2.17%
AAPL	Apple Inc. Technology	Reduced	278,842	-530	$48,688,601	−1.9%	8	unpriced	1.90%
BKLN	Invesco Ltd. Financial Services	Reduced	2,210,758	-2,924,193	$48,128,200	−57.6%	9+	before history	1.88%
MSFT	Microsoft Corp Technology	Reduced	136,710	-439	$42,149,060	−8.6%	9+	before history	1.65%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	880,759	+831,938	$40,629,412	+1582.6%	9+	before history	1.59%
		Added	399,394	+394,439	$37,367,000	+8023.3%	9+	before history	1.46%
IEI	iShares 3-7 Year Treasury Bond ETF	Reduced	293,452	-260,692	$35,815,816	−49.8%	9+	before history	1.40%
		NEW	442,580	NEW	$35,212,000	NEW	1	unpriced	1.38%
ICVT	iShares Convertible Bond ETF	Added	422,152	+189,434	$35,173,704	+69.5%	5	unpriced	1.37%
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	Reduced	478,687	-423,520	$30,114,198	−49.8%	9+	before history	1.18%
EEMV	iShares MSCI Emerging Markets Min Vol Factor ETF	Added	490,635	+473,922	$29,943,453	+2752.0%	2	$62.06	1.17%
VEA	Vanguard FTSE Developed Markets ETF	Added	617,461	+536,887	$29,656,651	+620.9%	9+	before history	1.16%
SPSB	State Street(R) SPDR(R) Portfolio Short Term Corporate Bond ETF	Reduced	978,959	-253,255	$29,496,034	−22.7%	9+	before history	1.15%
SHV	iShares 0-1 Year Treasury Bond ETF	Reduced	257,099	-123,522	$28,345,164	−32.6%	9+	before history	1.11%
IEFA	iShares Core MSCI EAFE ETF	Added	401,161	+349,411	$27,884,700	+621.9%	9+	before history	1.09%
EWX	State Street(R) SPDR(R) S&P(R) Emerging Markets Small Cap ETF	Added	489,154	+324,146	$27,720,356	+183.2%	9+	before history	1.08%
MTUM	iShares MSCI USA Momentum Factor ETF	Added	160,634	+155,930	$27,029,883	+3060.4%	4	unpriced	1.06%
		Reduced	270,261	-184,725	$24,709,963	−40.6%	9+	before history	0.97%
		NEW	991,857	NEW	$20,839,000	NEW	1	unpriced	0.81%
		Added	260,034	+215,696	$20,831,000	+606.1%	9+	before history	0.81%
XLF	State Street Corp Financial Services	Added	537,412	+253,695	$20,593,627	+85.9%	9+	before history	0.80%
EMLC	VanEck J.P. Morgan EM Local Currency Bond ETF	Added	732,847	+395,412	$19,779,539	+105.0%	9+	before history	0.77%
GOOGL	Alphabet Inc. Communication Services	Reduced	6,568	-31	$18,267,906	−4.4%	9+	before history	0.71%
VGK	VANGUARD EUROPEAN STOCK INDEX FUND	Reduced	292,514	-413,485	$18,217,771	−62.2%	9+	before history	0.71%
PFF	iShares Preferred and Income Securities ETF	Added	492,994	+413,724	$17,954,840	+474.4%	9+	before history	0.70%
FLRN	State Street(R) SPDR(R) Bloomberg Investment Grade Floating Rate ETF	Added	566,014	+277,288	$17,257,765	+95.4%	9+	before history	0.67%
		NEW	1,776,306	NEW	$16,413,000	NEW	1	unpriced	0.64%
IAU	Ishares Gold Trust	Reduced	419,703	-384,704	$15,457,660	−44.8%	9+	before history	0.60%
		NEW	82,770	NEW	$15,346,000	NEW	1	unpriced	0.60%
UUP	Invesco DB US Dollar Index Bullish Fund	Reduced	580,246	-223,721	$15,260,469	−25.9%	9+	before history	0.60%
TSLA	Tesla, Inc. Consumer Cyclical	Added	13,859	+29	$14,934,458	+2.2%	9+	before history	0.58%
ROG	Rogers Corp Technology	Reduced	54,600	-8,124	$14,834,820	−13.4%	2	$243.23	0.58%
FHN	First Horizon Corp Financial Services	NEW	609,135	NEW	$14,308,581	NEW	1	$19.95	0.56%
VNQ	VANGUARD REAL ESTATE INDEX FUND	Added	125,962	+119,413	$13,650,501	+1696.7%	9+	before history	0.53%
		Added	367,391	+353,037	$13,068,000	+3570.8%	5	unpriced	0.51%
		NEW	692,994	NEW	$12,931,000	NEW	1	unpriced	0.51%
SCHR	Schwab Intermediate-Term U.S. Treasury ETF	Reduced	242,715	-149,392	$12,924,573	−41.3%	9+	before history	0.51%
GOOG	Alphabet Inc. Communication Services	Reduced	4,551	-44	$12,711,000	−4.4%	9+	before history	0.50%
SHYG	iShares 0-5 Year High Yield Corporate Bond ETF	Reduced	285,886	-1,744	$12,567,548	−3.5%	4	unpriced	0.49%
UNH	Unitedhealth Group Inc Healthcare	Reduced	23,011	-1,372	$11,734,919	−4.2%	9+	before history	0.46%
NVDA	Nvidia Corp Technology	Added	42,124	+809	$11,493,954	−5.4%	9+	before history	0.45%
MBB	iShares MBS ETF	Reduced	111,732	-217,985	$11,382,138	−67.9%	9+	before history	0.44%
		Added	505,401	+482,974	$11,321,000	+2621.4%	5	unpriced	0.44%
		Added	186,022	+179,627	$11,282,000	+4063.1%	5	unpriced	0.44%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	Reduced	142,194	-22,431	$10,869,308	+19.0%	9+	before history	0.42%
SWX	Southwest Gas Holdings, Inc. Utilities	Reduced	136,512	-20,701	$10,687,524	−3.0%	5	$68.71	0.42%
		Added	424,328	+407,604	$10,583,000	+3404.3%	9+	before history	0.41%

Showing the top 50 of 1,264 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.