USCA RIA LLC

CIK

1525212

Location

HOUSTON, TX

Portfolio Value

Mid $1,604,334,156

Diversification

Diversified

Filing Date

Global Rank

#1,338 / 6,051 ▼ 22 · as of Jun 2021

Top Industry

Drug Manufacturers - General 8.0%

Period ended 5 years ago

Filed Jul 28, 2021 · 5y

6 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2021, never from the firm's own description.

Style

Diversified active

Top 10 weight 21.1%, 114.1 effective positions, active share 52.8% against the S&P 500 as of 2021-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

46.1% over the last four quarters (30% to under 100%)

Horizon

Horizon unknown

The value-weighted holding period is at least 5.3 quarters, but 76.5% of the book was already held when coverage starts

Closest benchmark: the S&P 500 as of 2021-06-30, active share 52.8%; sector active share 19.6% against the combined 13F book's sector weights.

Over time 6 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

540 tracked positions · as of Jun 30, 2021 · Δ vs Mar 31, 2021

Top Position

3.6%

+1.3 pts

Top 5

12.8%

+1.9 pts

Top 10

21.1%

+2.3 pts

HHI

Diversified+9

Portfolio Trend

6 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2021

Sector	% Portfolio	Value	Positions
Unclassified	22.1%	$354,497,185	162
Financial Services	14.5%	$231,886,270	88
Technology	13.9%	$222,336,232	47
Healthcare	9.3%	$149,399,680	37
Energy	7.5%	$120,129,738	33
Consumer Defensive	7.2%	$115,845,972	23
Industrials	6.2%	$99,903,107	34
Consumer Cyclical	5.9%	$94,951,678	34
Communication Services	5.7%	$92,026,187	19
Basic Materials	3.2%	$51,956,951	30
Utilities	2.4%	$38,337,651	14
Real Estate	2.1%	$33,063,505	19

Last Quarter's Activity

Export CSV

Jun 30, 2021 vs Mar 31, 2021

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
BTG	B2gold Corp	+529,607	574,207	$2,417,411
VTRS	Viatris Inc	+91,842	111,974	$1,600,108
—		+81,580	204,146	$1,684,000
CLII	EVgo Inc.	+64,795	149,810	$2,250,000
PFE	Pfizer Inc	+52,362	504,526	$19,757,238
MUX	McEwen Inc.	+50,000	156,900	$216,522
DFAU	Dimensional US Core Equity Market ETF	+36,488	58,421	$1,764,898
—		+34,182	106,455	$5,760,280
FCX	Freeport-Mcmoran Inc	+33,334	62,195	$2,308,056
T	At&T Inc.	+27,985	456,683	$13,143,360
LAND	GLADSTONE LAND Corp	+27,406	128,899	$3,101,309
AQB	Aquabounty Technologies Inc	+26,600	224,875	$1,205,330
PLTR	Palantir Technologies Inc.	+25,890	265,891	$7,008,886
—		+21,799	200,274	$2,043,000
VALE	Vale S.A.	+21,192	54,666	$1,246,931
EEM	iShares MSCI Emerging Markets ETF	+20,001	96,680	$5,331,902
COP	Conocophillips	+19,043	33,006	$2,010,065
PSFE	Paysafe Ltd	+18,800	183,750	$2,225,212
—		+18,400	108,242	$0
CNQ	CANADIAN NATURAL RESOURCES Ltd	+17,843	217,452	$7,889,160
TSM	Taiwan Semiconductor Manufacturing Co Ltd	+17,474	44,148	$5,304,823
VZ	Verizon Communications Inc	+16,477	239,723	$13,431,679
CCJ	Cameco Corp	+15,300	61,925	$1,187,721
XLF	State Street Corp	+14,385	161,571	$5,928,039
NAD	Nuveen Quality Municipal Income Fund	+14,070	138,681	$2,220,282
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
LUMN	Lumen Technologies, Inc.	−58,169	40,726	$553,466
C	Citigroup Inc	−38,296	112,737	$7,976,142
MET	Metlife Inc	−37,840	86,698	$5,188,875
RTX	RTX Corp	−36,600	150,657	$12,852,548
F	Ford Motor Co	−34,800	25,862	$384,309
AXTA	Axalta Coating Systems Ltd.	−28,225	46,025	$1,403,302
BP	Bp PLC	−22,788	39,134	$1,033,920
PM	Philip Morris International Inc.	−21,328	52,780	$5,231,025
RSP	Victory Portfolios II	−21,235	2,293	$345,623
VEA	Vanguard FTSE Developed Markets ETF	−19,410	14,505	$747,297
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	−19,261	171,260	$9,225,776
AGG	iShares Core U.S. Aggregate Bond ETF	−18,747	127,731	$14,731,216
BMY	Bristol Myers Squibb Co	−15,719	76,998	$5,145,006
XSOE	WisdomTree Emerging Markets ex-State-Owned Enterprises Fund	−15,303	9,121	$383,720
WMT	Walmart Inc.	−14,921	55,062	$7,764,848
RXT	Rackspace Technology, Inc.	−14,126	113,024	$2,216,400
PRU	Prudential Financial Inc	−13,661	40,194	$4,118,679
ORCL	Oracle Corp	−13,632	132,213	$10,291,459
CARR	CARRIER GLOBAL Corp	−12,703	4,413	$214,471
—		−11,730	24,139	$1,128,739
GPC	Genuine Parts Co	−7,832	30,348	$3,838,111
WMB	Williams Companies, Inc.	−7,831	116,467	$3,092,198
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	−7,698	12,082	$668,134
DLY	DoubleLine Yield Opportunities Fund	−7,545	85,741	$1,714,820
NKE	NIKE, Inc.	−7,265	18,354	$2,835,509
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
RDVY	First Trust Rising Dividend Achievers ETF	177,281	$8,516,579
SO	Southern Co	45,246	$2,737,835
CCIV	Lucid Group, Inc.	71,150	$2,051,000
BIDU	Baidu, Inc.	7,976	$1,626,306
—		161,850	$1,606,000
DFUS	Dimensional U.S. Equity Market ETF	28,752	$1,354,938
STX	Seagate Technology Holdings plc	13,150	$1,156,279
DFAS	Dimensional U.S. Small Cap ETF	17,663	$1,031,519
—		10,497	$1,014,954
ITB	iShares U.S. Home Construction ETF	13,605	$941,738
COIN	Coinbase Global, Inc.	3,490	$884,017
LESLQ	Leslie's, Inc.	31,040	$853,000
MQY	Blackrock Muniyield Quality Fund, Inc.	50,503	$845,925
XYZ	Block, Inc.	3,290	$802,102
CLF	Cleveland-Cliffs Inc.	36,022	$776,634
CARG	CarGurus, Inc.	28,045	$735,620
DFAI	Dimensional International Core Equity Market ETF	19,039	$556,319
DFAT	Dimensional U.S. Targeted Value ETF	12,184	$545,879
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	9,967	$541,307
IYT	iShares U.S. Transportation ETF	1,880	$488,724
PAVE	Global X U.S. Infrastructure Development ETF	18,014	$463,860
NFRA	FlexShares STOXX Global Broad Infrastructure Index Fund	7,795	$447,978
IFRA	iShares U.S. Infrastructure ETF	12,654	$446,686
AIRR	First Trust Exchange-Traded Fund VI	10,880	$445,971
IGF	iShares Global Infrastructure ETF	9,712	$440,730
No positions match the current search.

Sold Out

Positions the filer fully exited

18 positions

Ticker	Company	Shares	Value
AGGY	WisdomTree Trust	109,636	$5,613,363
IGI	Western Asset Investment Grade Opportunity Trust Inc.	111,173	$2,380,213
ACI	Albertsons Companies, Inc.	110,475	$2,106,758
JHSC	John Hancock Multifactor Small Cap ETF	39,945	$1,352,537
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	11,597	$1,172,340
MSOS	AdvisorShares Pure US Cannabis ETF	21,336	$904,646
MRNA	Moderna, Inc.	5,375	$703,856
OTIS	Otis Worldwide Corp	8,394	$574,569
—		3,060	$425,000
MCO	Moodys Corp	762	$227,540
NDAQ	Nasdaq, Inc.	1,500	$221,189
PGX	Invesco Ltd.	10,647	$159,705
—		10,000	$0
IUSB	iShares Core Universal USD Bond ETF	179,886	$0
ACWV	iShares Trust	34,649	$0
ICLN	iShares Global Clean Energy ETF	33,216	$0
—		7,500	$0
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	49,870	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

540 tracked positions · $1,604,334,156 total · filing declares 570 positions · $1,648,242,000 · as of Jun 30, 2021

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 540 positions by value · page 1 of 11

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
AAPL	Apple Inc. Technology	Added	256,682	+8,631	$35,155,166	+16.0%	6+	before history	2.19%
MSFT	Microsoft Corp Technology	Reduced	116,269	-943	$31,497,272	+14.0%	6+	before history	1.96%
EPD	Enterprise Products Partners L.P. Energy	Added	1,091,540	+4,456	$26,338,860	+10.0%	6+	before history	1.64%
QQQ	Invesco Qqq Trust, Series 1	Added	69,445	+5,434	$24,613,391	+20.5%	6+	before history	1.53%
GOOG	Alphabet Inc. Communication Services	Added	9,801	+57	$24,564,000	+21.9%	6+	before history	1.53%
AMZN	Amazon Com Inc Consumer Cyclical	Added	7,044	+1,174	$24,232,487	+33.4%	6+	before history	1.51%
SPY	Spdr S&P 500 ETF Trust	Added	55,503	+6,205	$23,758,614	+21.6%	6+	before history	1.48%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	100,734	+4,403	$22,445,549	+12.7%	6+	before history	1.40%
CSCO	Cisco Systems, Inc. Technology	Reduced	400,940	-3,812	$21,249,820	+1.5%	6+	before history	1.32%
JPM	Jpmorgan Chase & Co Financial Services	Added	130,738	+5,047	$20,334,988	+6.3%	6+	before history	1.27%
PFE	Pfizer Inc Healthcare	Added	504,526	+52,362	$19,757,238	+20.6%	6+	before history	1.23%
ABBV	AbbVie Inc. Healthcare	Added	162,927	+4,977	$18,352,097	+7.4%	6+	before history	1.14%
		Added	139,853	+12,101	$18,289,975	+19.4%	5	$107.58	1.14%
JNJ	Johnson & Johnson Healthcare	Added	109,956	+2,106	$18,114,151	+2.2%	6+	before history	1.13%
CVX	Chevron Corp Energy	Added	167,952	+1,717	$17,591,292	+1.0%	6+	before history	1.10%
INTC	Intel Corp Technology	Added	268,288	+11,940	$15,061,688	−8.2%	6+	before history	0.94%
AGG	iShares Core U.S. Aggregate Bond ETF	Reduced	127,731	-18,747	$14,731,216	—	6+	before history	0.92%
BAC	Bank Of America Corp Financial Services	Added	347,272	+1,778	$14,318,024	+7.1%	6+	before history	0.89%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	51,348	+1,507	$14,270,636	+12.1%	6+	before history	0.89%
EMR	Emerson Electric Co Industrials	Added	144,624	+7,977	$13,918,613	+12.9%	6+	before history	0.87%
GOOGL	Alphabet Inc. Communication Services	Reduced	5,525	-59	$13,490,889	+17.1%	6+	before history	0.84%
VZ	Verizon Communications Inc Communication Services	Added	239,723	+16,477	$13,431,679	+3.5%	6+	before history	0.84%
T	At&T Inc. Communication Services	Added	456,683	+27,985	$13,143,360	+1.3%	6+	before history	0.82%
V	Visa Inc. Financial Services	Added	55,225	+422	$12,912,709	+11.3%	6+	before history	0.80%
RTX	RTX Corp Industrials	Reduced	150,657	-36,600	$12,852,548	−11.2%	5	unpriced	0.80%
KO	Coca Cola Co Consumer Defensive	Added	233,926	+4,003	$12,657,735	+4.4%	6+	before history	0.79%
IBM	International Business Machines Corp Technology	Added	83,710	+4,630	$12,271,048	+16.4%	6+	before history	0.76%
		Added	78,235	+3,978	$12,053,666	+10.1%	4	$126.98	0.75%
XOM	ExxonMobil Holdings Corp Energy	Added	188,349	+8,210	$11,881,054	+18.1%	6+	before history	0.74%
HD	Home Depot, Inc. Consumer Cyclical	Added	36,696	+197	$11,701,987	+5.0%	6+	before history	0.73%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Added	168,269	+8,618	$10,595,898	+17.7%	6+	before history	0.66%
EOG	Eog Resources Inc Energy	Added	124,125	+3,645	$10,356,990	+18.5%	6+	before history	0.65%
VUG	VANGUARD GROWTH INDEX FUND	Added	35,936	+1,808	$10,306,811	+17.5%	6+	before history	0.64%
ORCL	Oracle Corp Technology	Reduced	132,213	-13,632	$10,291,459	+0.6%	6+	before history	0.64%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	72,450	+1,800	$9,775,678	+2.2%	6+	before history	0.61%
DOW	Dow Inc. Basic Materials	Added	151,629	+10,353	$9,595,083	+6.2%	6+	before history	0.60%
MCD	Mcdonalds Corp Consumer Cyclical	Reduced	40,890	-190	$9,445,181	+2.6%	6+	before history	0.59%
VLO	Valero Energy Corp Energy	Added	120,885	+2,353	$9,438,700	+11.2%	6+	before history	0.59%
XLY	State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF	Added	52,222	+3,029	$9,324,238	+12.8%	6+	before history	0.58%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	Reduced	171,260	-19,261	$9,225,776	−1.3%	5	unpriced	0.58%
IWC	iShares Micro-Cap ETF	Added	58,546	+3,751	$8,934,119	—	2	unpriced	0.56%
PYPL	PayPal Holdings, Inc. Financial Services	Added	30,549	+913	$8,904,422	+23.7%	6+	before history	0.56%
CMCSA	Comcast Corp Communication Services	Added	155,797	+1,658	$8,883,536	+6.5%	6+	before history	0.55%
MA	Mastercard Inc Financial Services	Added	24,271	+540	$8,861,099	+4.9%	6+	before history	0.55%
KMI	Kinder Morgan, Inc. Energy	Added	485,506	+6,802	$8,850,774	+11.0%	6+	before history	0.55%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	22,140	-2,661	$8,760,133	+0.2%	6+	before history	0.55%
RDVY	First Trust Rising Dividend Achievers ETF	NEW	177,281	NEW	$8,516,579	NEW	1	$47.89	0.53%
MO	Altria Group, Inc. Consumer Defensive	Added	177,538	+5,154	$8,465,011	−4.0%	6+	before history	0.53%
UNH	Unitedhealth Group Inc Healthcare	Reduced	20,730	-4,857	$8,301,121	−12.8%	6+	before history	0.52%
NVS	Novartis AG Healthcare	Added	90,427	+1,716	$8,250,559	+8.8%	6+	before history	0.51%

Showing the top 50 of 540 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.