NorthCoast Asset Management LLC

Registered adviser

CIK

1665198

Location

STAMFORD, CT

Portfolio Value

Mid $3,702,993,521

Diversification

Diversified

Filing Date

Global Rank

#1,049 / 8,811 ▼ 116

Top Industry

Semiconductors 15.6%

Period ended 4 months ago

Filed Aug 12, 2026 · 2mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 282241

Roster of Oct 1, 2026

Regulatory AUM

$4,967,977,227

Main clients

Individuals and high net worth (93% of AUM)

Registered funds advised

3 series (0 index, 1 ETF)

$1,346,793,617 net assets· N-CEN Dec 31, 2025

Private funds on Schedule D 7.B.(1)

As filed Nov 1, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$151,864,053 gross assets in 4 funds Hedge funds $141,271,358 (3) Other private funds $10,592,695 (1)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Oct 2026	$4,967,977,227	Individuals and high net worth (93%)
Apr 2025 to Feb 2026	$31,731,798,984	Individuals and high net worth (82%)
Apr 2024 to Mar 2025	$11,290,749,061	Individuals and high net worth (68%)
May 2023 to Mar 2024	$7,293,644,752	Individuals and high net worth (63%)
Apr 2023	$7,293,644,752	Individuals and high net worth (63%)
Apr 2022 to Mar 2023	$7,801,468,320	Individuals and high net worth (69%)

4 earlier changes not shown.

Stated strategy

Index / passive, Quantitative / systematic, Value, Growth, Income, Fixed income / rates, Multi-asset, Long/short hedge, Private markets, Wealth management / planning Form ADV Part 2A, Jun 30, 2026 · original

In the firm's words

Index / passive: Designed to track the return of the S&P 500 Price Index (up to a predetermined cap)
Quantitative / systematic: NorthCoast specializes in quantitative analysis and systematic investing.
Value: Large-Cap Value is a strategic long-term value strategy focused on capital appreciation.
Growth: Large-Cap Growth is a long-term growth strategy focused on capital appreciation.
Income: Dynamic Income is a fully tactical investment strategy designed to produce income while managing principal risk.
Fixed income / rates: Core Fixed Income invests in a diversified basket of global ETFs across the income spectrum using U.S. bonds, global bonds, corporate bonds, mortgages, and other asset classes.
Multi-asset: The Balanced Strategy is an approach with the goal of generating long-term growth and income by allocating approximately 50% to stocks and 50% to bonds.
Long/short hedge: Long/Short Rotation is designed to generate returns with controlled volatility and a tax-efficient long/short construction.
Private markets: Private Credit is an interval fund designed to generate income, with a secondary objective of capital preservation, by investing primarily in a diversified portfolio of U.S. middle-market private credit investments.
Wealth management / planning: Whether the client is a high net worth individual looking for a long-term financial plan, or an institutional client interested in a particular set of strategy risk/return attributes, NorthCoast provides portfolio management services via separately managed accounts.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 39.1%, 44.1 effective positions, active share 49.0% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

30.5% over the last four quarters (30% to under 100%)

Horizon

Long horizon

Value-weighted holding period 18.8 quarters (12+), a floor since 50.8% of the book was already held when coverage starts

Closest benchmark: the S&P 500 as of 2026-06-30, active share 49.0%; sector active share 13.2% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

478 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

7.1%

−1.3 pts

Top 5

27.3%

−1.7 pts

Top 10

39.1%

+0.9 pts

HHI

227

Diversified−11

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Technology	33.9%	$1,256,486,150	78
Unclassified	18.7%	$690,978,139	121
Financial Services	10.3%	$382,920,462	57
Healthcare	8.5%	$315,302,936	42
Communication Services	7.4%	$272,336,419	21
Industrials	7.3%	$270,858,640	46
Consumer Cyclical	6.4%	$237,204,622	35
Energy	2.1%	$79,369,447	23
Consumer Defensive	2.1%	$78,140,621	20
Basic Materials	1.6%	$60,805,846	14
Real Estate	0.8%	$29,478,858	7
Utilities	0.8%	$29,111,381	14

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
JPST	JPMorgan Ultra-Short Income ETF	+775,831	1,002,831	$50,713,163
IBTH	iShares iBonds Dec 2027 Term Treasury ETF	+622,407	3,259,854	$0
BKNG	Booking Holdings Inc.	+134,146	136,562	$24,340,810
GILD	Gilead Sciences, Inc.	+125,785	131,523	$16,616,615
SHY	iShares 1-3 Year Treasury Bond ETF	+112,142	355,292	$0
UBER	Uber Technologies, Inc	+110,512	322,954	$23,304,360
ICE	Intercontinental Exchange, Inc.	+102,549	122,081	$15,029,391
FIDU	Fidelity MSCI Industrials Index ETF	+101,753	161,766	$16,113,511
RTX	RTX Corp	+101,631	219,999	$41,740,410
TFLO	iShares Treasury Floating Rate Bond ETF	+101,614	167,898	$0
FTEC	Fidelity MSCI Information Technology Index ETF	+98,968	148,363	$42,369,505
KR	Kroger Co	+90,198	148,932	$8,270,193
FNDX	Schwab Fundamental U.S. Large Company ETF	+79,685	893,291	$27,781,350
IJH	iShares Core S&P Mid-Cap ETF	+73,123	335,911	$0
CIEN	Ciena Corp	+70,636	71,553	$35,101,039
MS	Morgan Stanley	+68,273	116,631	$24,380,544
IEMG	iShares Trust	+65,884	448,951	$0
FUTY	Fidelity MSCI Utilities Index ETF	+64,494	97,905	$5,719,610
STIP	iShares 0-5 Year TIPS Bond ETF	+62,314	230,741	$0
FCOM	Fidelity MSCI Communication Services Index ETF	+55,075	73,084	$5,077,876
FSTA	Fidelity MSCI Consumer Staples Index ETF	+51,043	87,632	$4,604,185
FMAT	Fidelity MSCI Materials Index ETF	+50,481	92,538	$5,414,398
FENY	Fidelity MSCI Energy Index ETF	+47,004	99,734	$2,948,137
DYNF	iShares U.S. Equity Factor Rotation Active ETF	+38,202	247,973	$16,864,643
EWH	iShares MSCI Hong Kong ETF	+34,584	58,540	$1,224,656
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
IBTG	iShares iBonds Dec 2026 Term Treasury ETF	−1,089,340	3,459,551	$0
CTSH	Cognizant Technology Solutions Corp	−316,262	102,773	$3,980,398
MRVL	Marvell Technology, Inc.	−263,406	3,703	$1,103,086
EZU	iShares Trust	−207,457	180,019	$0
QCOM	Qualcomm Inc/De	−202,339	10,905	$2,015,134
CRM	Salesforce, Inc.	−158,820	18,140	$2,841,812
SPY	Spdr S&P 500 ETF Trust	−123,440	329,739	$246,239,193
F	Ford Motor Co	−120,903	201,823	$2,805,339
AMD	Advanced Micro Devices Inc	−109,081	146,710	$85,225,306
SYK	Stryker Corp	−101,635	908	$285,874
ZS	Zscaler, Inc.	−95,228	3,638	$513,503
FIS	Fidelity National Information Services, Inc.	−90,123	6,258	$243,311
SPHQ	Invesco S&P 500 Quality ETF	−89,958	1,260,240	$113,547,624
NVDA	Nvidia Corp	−87,486	905,564	$181,194,300
AAPL	Apple Inc.	−82,196	913,249	$264,257,730
LRCX	Lam Research Corp	−76,015	134,134	$58,124,286
BINC		−74,626	371,403	$19,439,233
AMLP	Alerian MLP ETF	−74,263	85,674	$0
MU	Micron Technology Inc	−67,343	58,337	$67,337,815
PLTR	Palantir Technologies Inc.	−60,317	40,845	$4,765,386
C	Citigroup Inc	−59,875	274,706	$38,447,851
JPM	Jpmorgan Chase & Co	−55,099	30,991	$10,144,284
FTNT	Fortinet, Inc.	−50,179	2,279	$350,099
MO	Altria Group, Inc.	−47,423	25,253	$1,816,953
BSX	Boston Scientific Corp	−46,410	16,990	$725,133
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
IGBH	iShares Interest Rate Hedged Long-Term Corporate Bond ETF	259,244	$6,372,217
GPN	Global Payments Inc	61,373	$4,453,224
FDIS	Fidelity MSCI Consumer Discretionary Index ETF	33,467	$3,441,746
LULU	lululemon athletica inc.	28,104	$3,208,914
ROP	Roper Technologies Inc	8,959	$3,031,636
DVN	Devon Energy Corp/De	72,407	$2,991,857
FREL	Fidelity MSCI Real Estate Index ETF	81,922	$2,400,314
AME	Ametek Inc/	9,668	$2,339,075
APA	APA Corp	64,913	$2,114,216
OSCR	Oscar Health, Inc.	73,704	$2,102,038
SYM	Symbotic Inc.	37,302	$1,676,724
CHDN	Churchill Downs Inc	18,475	$1,656,099
PLD	Prologis, Inc.	11,329	$1,534,739
CENX	Century Aluminum Co	32,728	$1,505,815
PEGA	Pegasystems Inc	48,721	$1,460,168
EWP	iShares MSCI Spain ETF	19,960	$1,185,424
EWK	iShares MSCI Belgium ETF	39,029	$1,056,515
NBIS	Nebius Group N.V.	2,806	$774,933
IT	Gartner Inc	5,034	$652,507
STLD	Steel Dynamics Inc	2,352	$539,689
ORI	Old Republic International Corp	12,796	$523,612
HGV	Hilton Grand Vacations Inc.	9,982	$522,757
ARM	Arm Holdings PLC /Uk	1,349	$478,314
NOK	Nokia Corp	30,673	$407,337
SSO	ProShares Ultra S&P500	6,011	$405,021
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
PDD	PDD Holdings Inc.	169,087	$17,277,309
PYPL	PayPal Holdings, Inc.	232,739	$10,526,784
KMB	Kimberly Clark Corp	38,218	$3,686,890
BE	Bloom Energy Corp	22,016	$2,982,947
ZTS	Zoetis Inc.	20,066	$2,372,001
FCX	Freeport-Mcmoran Inc	39,432	$2,317,812
AIT	Applied Industrial Technologies Inc	7,513	$1,993,349
CELH	Celsius Holdings, Inc.	51,722	$1,835,096
HSBC	Hsbc Holdings PLC	22,078	$1,821,214
RITM	Rithm Capital Corp.	186,164	$1,764,834
RJF	Raymond James Financial Inc	11,917	$1,725,462
RY	Royal Bank Of Canada	10,537	$1,704,675
ROK	Rockwell Automation, Inc	4,457	$1,599,528
ARGX	Argenx SE	2,034	$1,485,328
ELF	e.l.f. Beauty, Inc.	23,185	$1,405,242
CCL	Carnival Corp Ltd.	54,269	$1,404,481
SAP	Sap SE	8,179	$1,400,326
SPGI	S&P Global Inc.	3,222	$1,370,445
MGA	Magna International Inc	23,445	$1,308,465
ALV	Autoliv Inc	11,448	$1,203,871
DOCN	DigitalOcean Holdings, Inc.	11,607	$995,648
EBAY	Ebay Inc	10,650	$969,363
SMCI	Super Micro Computer, Inc.	40,656	$925,737
HDB	Hdfc Bank Ltd	33,068	$822,731
HON	Honeywell International Inc	3,626	$819,584
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

478 tracked positions · $3,702,993,521 total · filing declares 478 positions · $4,515,159,027 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 478 positions by value · page 1 of 10

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	913,249	-82,196	$264,257,730	+4.6%	26+	before history	7.14%
SPY	Spdr S&P 500 ETF Trust	Reduced	329,739	-123,440	$246,239,193	−16.4%	26+	before history	6.65%
NVDA	Nvidia Corp Technology	Reduced	905,564	-87,486	$181,194,300	+4.6%	25	unpriced	4.89%
MSFT	Microsoft Corp Technology	Reduced	403,049	-28,529	$150,345,337	−5.9%	26+	before history	4.06%
GOOGL	Alphabet Inc. Communication Services	Added	357,905	+9,466	$127,904,509	+27.7%	26+	before history	3.45%
SPHQ	Invesco S&P 500 Quality ETF	Reduced	1,260,240	-89,958	$113,547,624	+11.8%	9	$65.90	3.07%
AMD	Advanced Micro Devices Inc Technology	Reduced	146,710	-109,081	$85,225,306	+63.8%	11	$188.46	2.30%
AMZN	Amazon Com Inc Consumer Cyclical	Added	306,315	+16,311	$73,007,117	+20.9%	26+	before history	1.97%
AVGO	Broadcom Inc. Technology	Reduced	181,657	-5,291	$68,620,931	+18.6%	26+	before history	1.85%
MU	Micron Technology Inc Technology	Reduced	58,337	-67,343	$67,337,815	+58.6%	26+	before history	1.82%
LRCX	Lam Research Corp Technology	Reduced	134,134	-76,015	$58,124,286	+29.5%	26+	before history	1.57%
APH	Amphenol Corp /De/ Technology	Reduced	156,879	-4,503	$55,321,810	+35.7%	10	unpriced	1.49%
UNH	Unitedhealth Group Inc Healthcare	Reduced	126,388	-1,355	$52,530,644	+52.0%	26+	before history	1.42%
META	Meta Platforms, Inc. Communication Services	Reduced	90,691	-4,707	$51,085,333	−6.4%	26+	before history	1.38%
JPST	JPMorgan Ultra-Short Income ETF	Added	1,002,831	+775,831	$50,713,163	+341.4%	9	$50.50	1.37%
VRTX	Vertex Pharmaceuticals Inc / Ma Healthcare	Added	95,246	+4,361	$47,311,545	+16.6%	10	$432.92	1.28%
GM	General Motors Co Consumer Cyclical	Added	558,020	+3,076	$43,012,181	+4.0%	26+	before history	1.16%
FTEC	Fidelity MSCI Information Technology Index ETF	Added	148,363	+98,968	$42,369,505	+312.3%	9	$232.82	1.14%
RTX	RTX Corp Industrials	Added	219,999	+101,631	$41,740,410	+82.8%	10	$184.37	1.13%
GD	General Dynamics Corp Industrials	Added	117,321	+2,298	$41,559,791	+5.3%	26+	before history	1.12%
GOOG	Alphabet Inc. Communication Services	Reduced	111,632	-5,645	$39,442,934	+17.2%	26+	before history	1.07%
C	Citigroup Inc Financial Services	Reduced	274,706	-59,875	$38,447,851	+1.3%	26+	before history	1.04%
BAC	Bank Of America Corp /De/ Financial Services	Reduced	669,377	-7,228	$38,141,101	+15.6%	26+	before history	1.03%
SCHW	Schwab Charles Corp Financial Services	Reduced	387,041	-2,524	$35,712,273	−2.5%	26+	before history	0.96%
CIEN	Ciena Corp Technology	Added	71,553	+70,636	$35,101,039	+9759.7%	2	$507.33	0.95%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	79,333	-159	$33,367,459	+12.9%	14	$232.84	0.90%
BMY	Bristol Myers Squibb Co Healthcare	Reduced	541,670	-1,800	$31,211,025	−5.3%	26+	before history	0.84%
NEM	NEWMONT Corp /DE/ Basic Materials	Reduced	323,902	-677	$30,252,446	−13.9%	26+	before history	0.82%
TMUS	T-Mobile US, Inc. Communication Services	Added	177,141	+4,414	$29,711,859	−18.1%	18	$184.27	0.80%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Reduced	59,520	-4,629	$28,424,966	+31.1%	10	$312.99	0.77%
FNDX	Schwab Fundamental U.S. Large Company ETF	Added	893,291	+79,685	$27,781,350	+22.6%	2	$28.50	0.75%
CAH	Cardinal Health Inc Healthcare	Reduced	115,869	-3,680	$27,525,839	+9.0%	26+	before history	0.74%
CVS	CVS HEALTH Corp Healthcare	Reduced	265,104	-5,868	$27,425,008	+40.9%	26+	before history	0.74%
ALL	Allstate Corp Financial Services	Reduced	113,995	-2,287	$27,123,970	+12.5%	26+	before history	0.73%
FIX	Comfort Systems USA Inc Industrials	Reduced	12,840	-938	$25,448,238	+33.9%	7	$1,243.55	0.69%
EQT	EQT Corp Energy	Reduced	476,552	-17,726	$25,338,269	−19.4%	7	$52.76	0.68%
MS	Morgan Stanley Financial Services	Added	116,631	+68,273	$24,380,544	+206.4%	24	$156.16	0.66%
BKNG	Booking Holdings Inc. Consumer Cyclical	Added	136,562	+134,146	$24,340,810	+139.3%	26+	before history	0.66%
TXN	Texas Instruments Inc Technology	Reduced	80,176	-5,574	$23,898,060	+43.6%	25	$190.81	0.65%
AMAT	Applied Materials Inc /De Technology	Reduced	32,776	-6,358	$23,697,048	+77.2%	25	$187.81	0.64%
UBER	Uber Technologies, Inc Technology	Added	322,954	+110,512	$23,304,360	+52.5%	10	$75.89	0.63%
FDX	Fedex Corp Industrials	Reduced	71,548	-3,609	$22,403,825	−16.3%	26+	before history	0.61%
HWM	Howmet Aerospace Inc. Industrials	Reduced	83,209	-2,679	$22,371,571	+13.0%	10	$104.64	0.60%
NOW	ServiceNow, Inc. Technology	Added	225,224	+19,938	$22,360,238	+4.2%	14	$127.97	0.60%
MCK	Mckesson Corp Healthcare	Reduced	29,404	-259	$22,217,662	−13.4%	10	$701.25	0.60%
PH	Parker-Hannifin Corp Industrials	Added	20,460	+689	$20,012,335	+13.1%	13	$667.21	0.54%
DG	Dollar General Corp Consumer Defensive	Reduced	170,553	-17,099	$19,632,355	−11.9%	2	$142.58	0.53%
HLT	Hilton Worldwide Holdings Inc. Consumer Cyclical	Reduced	58,976	-1,095	$19,489,208	+6.7%	10	$236.23	0.53%
BINC		Reduced	371,403	-74,626	$19,439,233	−16.1%	8	$52.20	0.52%
WELL	Welltower Inc. Real Estate	Added	83,649	+3,049	$18,985,813	+19.1%	2	$198.12	0.51%

Showing the top 50 of 478 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.