Mosaic Family Wealth, LLC

CIK

1674343

Location

ST. LOUIS, MO

Portfolio Value

Small $380,302,418

Diversification

Moderately concentrated

Filing Date

Global Rank

#3,386 / 6,919 ▼ 108 · as of Dec 2021

Top Industry

Consumer Electronics 13.2%

Period ended 4 years ago

Filed Jan 25, 2022 · 4y

8 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Dec 31, 2021, never from the firm's own description.

Style

Concentrated

The top 10 positions are 74.8% of the book (60%+)

Turnover

Low turnover

7.5% over the last four quarters (under 30%)

Horizon

Horizon unknown

The value-weighted holding period is at least 7.6 quarters, but 90.5% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 79.0%; sector active share 45.1% against the combined 13F book's sector weights.

Over time 8 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

173 tracked positions · as of Dec 31, 2021 · Δ vs Sep 30, 2021

Top Position

42.5%

+0.4 pts

Top 5

68.1%

+0.4 pts

Top 10

74.8%

+0.2 pts

HHI

2,049

Moderately concentrated+28

Portfolio Trend

8 quarters · across all stocks

Sector Breakdown

As of Dec 31, 2021

Sector	% Portfolio	Value	Positions
Unclassified	74.4%	$283,060,760	68
Technology	6.8%	$25,767,133	19
Financial Services	4.8%	$18,340,996	23
Consumer Cyclical	4.0%	$15,166,516	7
Healthcare	2.6%	$9,698,880	10
Consumer Defensive	1.6%	$5,933,148	10
Communication Services	1.4%	$5,482,264	8
Industrials	1.4%	$5,239,717	10
Utilities	1.3%	$4,975,788	7
Energy	0.8%	$2,986,271	8
Basic Materials	0.5%	$2,012,304	1
Real Estate	0.4%	$1,638,641	2

Last Quarter's Activity

Export CSV

Dec 31, 2021 vs Sep 30, 2021

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
DBEF	Xtrackers MSCI EAFE Hedged Equity ETF	+26,144	1,237,322	$48,589,634
MMT	Aberdeen Multi-Market Income Fund	+6,900	214,309	$1,369,434
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	+5,596	125,252	$6,194,963
GOF	Guggenheim Strategic Opportunities Fund	+4,409	140,282	$2,569,966
USMV	iShares MSCI USA Min Vol Factor ETF	+3,184	40,341	$3,263,586
SMMV	iShares MSCI USA Small-Cap Min Vol Factor ETF	+1,842	24,512	$958,174
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	+1,643	82,054	$23,121,996
VUG	VANGUARD GROWTH INDEX FUND	+1,611	266,746	$85,598,738
EFAV	iShares MSCI EAFE Min Vol Factor ETF	+1,588	17,793	$1,365,968
AEE	Ameren Corp	+1,219	10,027	$892,503
SBUX	Starbucks Corp	+1,132	4,003	$468,230
VFVA	VANGUARD U.S. VALUE FACTOR ETF	+1,038	9,674	$1,016,495
—		+1,027	13,252	$267,663
SR	Spire Inc	+1,023	4,735	$308,816
MMU	Western Asset Managed Municipals Fund Inc.	+909	84,974	$1,111,459
VFQY	VANGUARD U.S. QUALITY FACTOR ETF	+873	7,801	$984,860
KO	Coca Cola Co	+851	10,567	$625,672
EEMV	iShares MSCI Emerging Markets Min Vol Factor ETF	+807	9,827	$617,332
ABT	Abbott Laboratories	+794	6,971	$981,098
PG	PROCTER & GAMBLE Co	+680	7,395	$1,209,674
IVV	iShares Core S&P 500 ETF	+628	1,940	$925,360
VFMO	VANGUARD U.S. MOMENTUM FACTOR ETF	+596	6,820	$908,076
RTX	RTX Corp	+518	5,207	$448,114
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	+470	10,857	$1,007,095
IEMG	iShares Trust	+465	3,968	$0
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
FCX	Freeport-Mcmoran Inc	−16,000	48,222	$2,012,304
CNC	Centene Corp	−14,310	34,897	$2,875,512
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	−13,235	12,759	$924,644
JPC	Nuveen Preferred & Income Opportunities Fund	−12,081	86,890	$848,046
MU	Micron Technology Inc	−9,959	14,176	$1,320,494
EMR	Emerson Electric Co	−8,377	15,098	$1,403,661
PDT	John Hancock Premium Dividend Fund	−7,219	29,161	$487,280
PFE	Pfizer Inc	−6,102	26,895	$1,588,149
ET	Energy Transfer LP	−4,226	27,925	$230,000
VEA	Vanguard FTSE Developed Markets ETF	−3,849	220,065	$11,236,518
EPD	Enterprise Products Partners L.P.	−2,951	38,061	$835,819
VTV	VANGUARD VALUE INDEX FUND	−2,476	176,492	$25,963,738
SLYG	State Street(R) SPDR(R) S & P 600(TM) Small Cap Growth ETF	−2,434	10,289	$955,024
XOM	ExxonMobil Holdings Corp	−2,253	3,910	$239,252
VV	VANGUARD LARGE-CAP INDEX FUND	−2,039	16,926	$3,740,984
CSCO	Cisco Systems, Inc.	−1,785	15,378	$974,503
VNQ	VANGUARD REAL ESTATE INDEX FUND	−1,741	16,436	$1,906,740
T	At&T Inc.	−1,502	28,100	$691,261
ABBV	AbbVie Inc.	−1,331	6,134	$830,543
AAPL	Apple Inc.	−1,256	72,033	$12,790,899
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	−1,233	31,019	$5,547,748
IWD	iShares Russell 1000 Value ETF	−1,164	17,052	$2,863,542
VOE	VANGUARD MID-CAP VALUE INDEX FUND	−1,049	39,963	$6,007,637
JPM	Jpmorgan Chase & Co	−790	4,741	$750,737
SCHX	Schwab U.S. Large-Cap ETF	−761	36,729	$4,180,494
No positions match the current search.

New Positions

Positions the filer opened this quarter

12 positions

Ticker	Company	Shares	Value
THFF	First Financial Corp	7,016	$317,754
DFAT	Dimensional U.S. Targeted Value ETF	6,401	$304,175
ROK	Rockwell Automation, Inc	780	$272,103
AMD	Advanced Micro Devices Inc	1,643	$236,427
CL	Colgate Palmolive Co	2,732	$233,148
CME	Cme Group Inc.	1,005	$229,602
NVS	Novartis AG	2,504	$219,024
EPC	EDGEWELL PERSONAL CARE Co	4,576	$209,168
ITW	Illinois Tool Works Inc	838	$206,818
PAYX	Paychex Inc	1,515	$206,797
AEP	American Electric Power Co Inc	2,319	$206,321
NFLX	Netflix Inc	332	$200,010
No positions match the current search.

Sold Out

Positions the filer fully exited

8 positions

Ticker	Company	Shares	Value
—		91,314	$448,000
ADM	Archer-Daniels-Midland Co	4,981	$298,909
VLUE	iShares MSCI USA Value Factor ETF	2,651	$266,955
IWM	iShares Russell 2000 ETF	1,178	$257,687
CLX	Clorox Co	1,450	$240,134
PM	Philip Morris International Inc.	2,367	$224,367
TRGP	Targa Resources Corp.	4,490	$220,952
—		12,275	$57,000
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

173 tracked positions · $380,302,418 total · filing declares 179 positions · $384,350,000 · as of Dec 31, 2021

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 173 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
VUG	VANGUARD GROWTH INDEX FUND	Added	266,746	+1,611	$85,598,738	+11.3%	8+	before history	22.51%
DBEF	Xtrackers MSCI EAFE Hedged Equity ETF	Added	1,237,322	+26,144	$48,589,634	+6.2%	8+	before history	12.78%
VTV	VANGUARD VALUE INDEX FUND	Reduced	176,492	-2,476	$25,963,738	+7.2%	8+	before history	6.83%
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	Added	82,054	+1,643	$23,121,996	+2.6%	8+	before history	6.08%
AAPL	Apple Inc. Technology	Reduced	72,033	-1,256	$12,790,899	+23.3%	8+	before history	3.36%
VEA	Vanguard FTSE Developed Markets ETF	Reduced	220,065	-3,849	$11,236,518	−0.6%	8+	before history	2.95%
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	Reduced	26,080	-117	$6,640,489	+7.3%	8+	before history	1.75%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	125,252	+5,596	$6,194,963	+3.5%	8+	before history	1.63%
NKE	NIKE, Inc. Consumer Cyclical	Reduced	36,875	-302	$6,145,956	+13.8%	8+	before history	1.62%
VOE	VANGUARD MID-CAP VALUE INDEX FUND	Reduced	39,963	-1,049	$6,007,637	+4.9%	8+	before history	1.58%
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	Reduced	31,019	-1,233	$5,547,748	+1.6%	8+	before history	1.46%
SCHX	Schwab U.S. Large-Cap ETF	Reduced	36,729	-761	$4,180,494	+7.2%	5	unpriced	1.10%
IWF	iShares Russell 1000 Growth ETF	Reduced	13,094	-648	$4,001,395	+6.3%	8+	before history	1.05%
VV	VANGUARD LARGE-CAP INDEX FUND	Reduced	16,926	-2,039	$3,740,984	−1.8%	8+	before history	0.98%
EFA	iShares MSCI EAFE ETF	Reduced	45,518	-394	$3,581,356	−0.0%	8+	before history	0.94%
USMV	iShares MSCI USA Min Vol Factor ETF	Added	40,341	+3,184	$3,263,586	+19.5%	8+	before history	0.86%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Reduced	38,127	-221	$3,231,263	−1.4%	8+	before history	0.85%
MSFT	Microsoft Corp Technology	Added	8,840	+124	$2,973,068	+21.0%	8+	before history	0.78%
AMZN	Amazon Com Inc Consumer Cyclical	Added	869	+65	$2,897,541	+9.7%	8+	before history	0.76%
CNC	Centene Corp Healthcare	Reduced	34,897	-14,310	$2,875,512	−6.2%	8+	before history	0.76%
IWD	iShares Russell 1000 Value ETF	Reduced	17,052	-1,164	$2,863,542	+0.4%	8+	before history	0.75%
GOF	Guggenheim Strategic Opportunities Fund Financial Services	Added	140,282	+4,409	$2,569,966	−1.2%	8+	before history	0.68%
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	Reduced	28,961	-204	$2,340,917	−2.0%	8+	before history	0.62%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	2,188	-40	$2,312,234	+33.8%	6	unpriced	0.61%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	7,581	+161	$2,266,719	+11.9%	8+	before history	0.60%
SPY	Spdr S&P 500 ETF Trust	Added	4,598	+78	$2,183,866	+12.6%	8+	before history	0.57%
DVY	iShares Select Dividend ETF	Reduced	17,046	-342	$2,089,669	+4.8%	8+	before history	0.55%
NEE	Nextera Energy Inc Utilities	Added	22,214	+11	$2,073,899	+19.0%	8+	before history	0.55%
FCX	Freeport-Mcmoran Inc Basic Materials	Reduced	48,222	-16,000	$2,012,304	−3.7%	2	$35.21	0.53%
VNQ	VANGUARD REAL ESTATE INDEX FUND	Reduced	16,436	-1,741	$1,906,740	+3.1%	8+	before history	0.50%
GOOG	Alphabet Inc. Communication Services	Added	650	+53	$1,881,000	+18.2%	8+	before history	0.49%
BAC	Bank Of America Corp Financial Services	Added	39,825	+310	$1,771,814	+5.6%	5	$37.95	0.47%
MCD	Mcdonalds Corp Consumer Cyclical	Added	6,579	+21	$1,763,632	+11.5%	8+	before history	0.46%
VO	VANGUARD MID-CAP INDEX FUND	Held	6,816	0	$1,736,512	+7.6%	8+	before history	0.46%
HPQ	Hp Inc Technology	Held	45,000	0	$1,695,150	+37.7%	2	$28.73	0.45%
PFE	Pfizer Inc Healthcare	Reduced	26,895	-6,102	$1,588,149	+11.9%	8+	before history	0.42%
JNJ	Johnson & Johnson Healthcare	Reduced	9,073	-286	$1,552,118	+2.7%	8+	before history	0.41%
PEP	Pepsico Inc Consumer Defensive	Added	8,824	+15	$1,532,817	+15.7%	8+	before history	0.40%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	6,127	-404	$1,479,302	+2.0%	8+	before history	0.39%
EMR	Emerson Electric Co Industrials	Reduced	15,098	-8,377	$1,403,661	−36.5%	8+	before history	0.37%
MMT	Aberdeen Multi-Market Income Fund Financial Services	Added	214,309	+6,900	$1,369,434	+0.6%	8+	before history	0.36%
EFAV	iShares MSCI EAFE Min Vol Factor ETF	Added	17,793	+1,588	$1,365,968	+11.9%	8+	before history	0.36%
O	Realty Income Corp Real Estate	Added	18,696	+339	$1,338,446	+12.4%	8+	before history	0.35%
MU	Micron Technology Inc Technology	Reduced	14,176	-9,959	$1,320,494	−22.9%	2	$75.09	0.35%
QUAL	iShares MSCI USA Quality Factor ETF	Added	8,951	+421	$1,302,907	+16.0%	8+	before history	0.34%
VB	Vanguard Index Funds	Reduced	5,369	-159	$1,213,447	+0.4%	7	$134.79	0.32%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	7,395	+680	$1,209,674	+28.9%	8+	before history	0.32%
SF	Stifel Financial Corp Financial Services	Held	15,964	0	$1,124,185	+3.6%	8+	before history	0.30%
MMU	Western Asset Managed Municipals Fund Inc. Financial Services	Added	84,974	+909	$1,111,459	−0.9%	8+	before history	0.29%
USB	US Bancorp De Financial Services	Added	19,106	+1	$1,073,184	−5.5%	8+	before history	0.28%

Showing the top 50 of 173 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.