ALGEBRIS (UK) LTD

Exempt adviser

CIK

1700286

Location

London, X0

Portfolio Value

Mid $1,475,263,537

Diversification

Diversified

Reports for

Algebris Investments (US) Inc.

Filing Date

Global Rank

#1,979 / 8,818 ▼ 63

Top Industry

Banks - Regional 20.9%

Period ended 4 months ago

Filed Aug 11, 2026 · 3mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Exempt adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 286294

Roster of Oct 1, 2026

Private funds

0 funds

$0 gross assets

LEI

5493003WOFC8QHHZFY55

Private funds on Schedule D 7.B.(1)

As filed Mar 29, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

No private funds listed.

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2024 to Oct 2026	—	—
Jun 2023 to Mar 2024	—	—
May 2023	$0	—
Dec 2019 to Apr 2023	—	—

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 50.0%, 27.6 effective positions, active share 94.8% against the Russell 1000 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

High turnover

113.6% over the last four quarters (100%+)

Horizon

Horizon unknown

The value-weighted holding period is at least 5.1 quarters, but 5.8% of the book was already held when coverage starts

Closest benchmark: the Russell 1000 as of 2026-06-30, active share 94.8%; sector active share 64.3% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

71 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

6.2%

−0.0 pts

Top 5

28.6%

+1.7 pts

Top 10

50.0%

+2.8 pts

HHI

363

Diversified+9

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Financial Services	75.6%	$1,114,966,293	34
Technology	14.0%	$206,811,516	13
Industrials	7.8%	$115,018,186	19
Real Estate	1.1%	$15,646,090	1
Energy	0.7%	$10,836,120	1
Unclassified	0.7%	$10,102,043	1
Healthcare	0.1%	$1,883,289	2

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

22 positions

Ticker	Company	Δ Shares	Shares	Value
GPN	Global Payments Inc	+637,408	1,262,105	$91,578,338
CG	Carlyle Group Inc.	+628,125	1,923,159	$80,984,225
AIG	American International Group, Inc.	+612,790	1,235,231	$92,061,766
SF	Stifel Financial Corp	+403,328	1,007,696	$70,306,949
QTWO	Q2 Holdings, Inc.	+374,952	1,070,545	$51,493,214
NCNO	nCino, Inc.	+335,054	2,414,440	$39,476,094
ALKT	Alkami Technology, Inc.	+302,970	3,430,009	$62,151,763
BCAL	California BanCorp \ CA	+275,937	402,410	$8,386,224
BMRC	Bank of Marin Bancorp	+217,725	293,040	$8,117,208
IBN	Icici Bank Ltd	+194,942	679,060	$19,713,111
KKR	KKR & Co. Inc.	+56,021	777,883	$71,394,101
NINE	Nine Energy Service, Inc.	+43,012	832,907	$10,836,120
SSB	SouthState Bank Corp	+35,803	575,313	$57,473,768
BRBS	Blue Ridge Bankshares, Inc.	+18,862	2,553,967	$9,015,503
ITT	Itt Inc.	+4,801	7,742	$1,531,057
WAB	Westinghouse Air Brake Technologies Corp	+1,102	5,456	$1,470,937
VRT	Vertiv Holdings Co	+883	4,600	$1,540,172
DE	Deere & Co	+821	2,880	$1,826,870
IESC	IES Holdings, Inc.	+698	1,238	$909,509
TT	Trane Technologies plc	+641	2,190	$1,075,640
GWW	W.W. Grainger, Inc.	+451	1,292	$1,757,636
CAT	Caterpillar Inc	+179	1,984	$2,112,761
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
HBAN	Huntington Bancshares Inc	−892,149	2,175,752	$38,576,082
BAC	Bank Of America Corp	−784,382	915,504	$52,165,417
COLB	Columbia Banking System, Inc.	−632,067	234,605	$7,519,090
UNM	Unum Group	−546,965	397,355	$35,523,537
VOYA	Voya Financial, Inc.	−403,123	350,925	$31,769,240
ONB	Old National Bancorp	−387,640	1,616,931	$41,878,512
LAZ	Lazard, Inc.	−165,281	261,796	$10,979,724
PB	Prosperity Bancshares Inc	−118,152	816,821	$59,652,437
LNC	Lincoln National Corp	−90,230	1,271,655	$44,953,004
MYFW	First Western Financial Inc	−84,959	259,090	$8,319,379
EQH	Equitable Holdings, Inc.	−79,759	1,957,978	$85,916,074
HFWA	Heritage Financial Corp	−49,006	469,403	$13,903,716
NPB	Northpointe Bancshares Inc	−6,597	471,907	$9,051,176
WM	Waste Management Inc	−6,154	3,630	$809,054
RSG	Republic Services, Inc.	−4,081	5,166	$1,100,771
NVT	nVent Electric plc	−3,646	6,864	$1,164,203
COR	Cencora, Inc.	−2,642	3,435	$972,036
STRL	Sterling Infrastructure, Inc.	−1,080	1,459	$1,224,626
CTAS	Cintas Corp	−915	6,365	$1,082,559
CLH	Clean Harbors Inc	−871	2,088	$623,790
SNDK	Sandisk Corp	−741	603	$1,371,059
MCK	Mckesson Corp	−715	1,206	$911,253
GEV	GE Vernova Inc.	−622	864	$1,015,079
PWR	Quanta Services, Inc.	−603	2,708	$1,949,868
FIX	Comfort Systems USA Inc	−487	728	$1,442,859
No positions match the current search.

New Positions

Positions the filer opened this quarter

23 positions

Ticker	Company	Shares	Value
COF	Capital One Financial Corp	330,696	$66,344,231
WFC	Wells Fargo & Company	539,621	$44,594,279
FIS	Fidelity National Information Services, Inc.	1,067,408	$41,500,823
TPG	TPG Inc.	798,856	$32,393,610
SCHW	Schwab Charles Corp	252,717	$23,318,197
HDB	Hdfc Bank Ltd	877,580	$22,667,891
WU	Western Union CO	2,765,094	$21,291,223
ICE	Intercontinental Exchange, Inc.	133,149	$16,391,973
DX	Dynex Capital Inc	1,193,447	$15,646,090
MA	Mastercard Inc	23,816	$12,231,897
FISV	Fiserv Inc	205,954	$10,102,043
V	Visa Inc.	23,906	$8,201,909
MRSH	Marsh & Mclennan Companies, Inc.	47,996	$7,999,493
NVDA	Nvidia Corp	11,098	$2,220,598
FCBM	First Carolina Financial Services, Inc.	130,888	$1,732,957
TSM	Taiwan Semiconductor Manufacturing Co Ltd	3,236	$1,545,416
AMAT	Applied Materials Inc	2,028	$1,466,244
CDNS	Cadence Design Systems Inc	3,280	$1,231,049
LITE	Lumentum Holdings Inc.	1,080	$926,704
VIAV	Viavi Solutions Inc.	18,844	$899,801
BE	Bloom Energy Corp	2,651	$802,457
INTC	Intel Corp	5,702	$796,170
NMR	Nomura Holdings Inc	15,762	$138,390
No positions match the current search.

Sold Out

Positions the filer fully exited

19 positions

Ticker	Company	Shares	Value
CFG	Citizens Financial Group Inc	928,970	$55,710,330
CRBG	Corebridge Financial, Inc.	1,691,485	$40,358,832
ZION	Zions Bancorporation, National Association	617,735	$35,593,890
WSBC	Wesbanco Inc	783,957	$27,038,676
CNOB	ConnectOne Bancorp, Inc.	859,926	$23,020,219
NTRS	Northern Trust Corp	152,564	$21,293,357
EG	Everest Group, Ltd.	57,777	$18,884,412
—		270,020	$18,744,788
BXP	BXP, Inc.	266,730	$13,843,287
OZK	Bank OZK	206,053	$9,455,772
EBC	Eastern Bankshares, Inc.	382,442	$7,480,565
IBCP	Independent Bank Corp	178,602	$5,947,446
RNST	Renasant Corp	148,239	$5,355,875
ETN	Eaton Corp plc	2,611	$933,876
XYL	Xylem Inc.	6,424	$767,668
IR	Ingersoll Rand Inc.	8,633	$691,675
SYK	Stryker Corp	2,061	$677,223
BSX	Boston Scientific Corp	8,958	$562,114
ISRG	Intuitive Surgical Inc	980	$451,770
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

71 tracked positions · $1,475,263,537 total · filing declares 73 positions · $1,518,874,817 · as of Jun 30, 2026

All sectors Energy Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 71 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
AIG	American International Group, Inc. Financial Services	Added	1,235,231	+612,790	$92,061,766	+96.6%	4	$77.52	6.24%
GPN	Global Payments Inc Industrials	Added	1,262,105	+637,408	$91,578,338	+117.8%	8	$73.88	6.21%
EQH	Equitable Holdings, Inc. Financial Services	Reduced	1,957,978	-79,759	$85,916,074	+13.6%	26+	before history	5.82%
CG	Carlyle Group Inc. Financial Services	Added	1,923,159	+628,125	$80,984,225	+29.2%	3	$53.22	5.49%
KKR	KKR & Co. Inc. Financial Services	Added	777,883	+56,021	$71,394,101	+6.9%	3	$108.63	4.84%
SF	Stifel Financial Corp Financial Services	Added	1,007,696	+403,328	$70,306,949	+57.4%	7	unpriced	4.77%
COF	Capital One Financial Corp Financial Services	NEW	330,696	NEW	$66,344,231	NEW	1	$191.29	4.50%
ALKT	Alkami Technology, Inc. Technology	Added	3,430,009	+302,970	$62,151,763	+26.8%	4	$20.08	4.21%
PB	Prosperity Bancshares Inc Financial Services	Reduced	816,821	-118,152	$59,652,437	−5.0%	6	$69.44	4.04%
SSB	SouthState Bank Corp Financial Services	Added	575,313	+35,803	$57,473,768	+15.1%	4	$94.71	3.90%
BAC	Bank Of America Corp Financial Services	Reduced	915,504	-784,382	$52,165,417	−37.1%	2	$51.60	3.54%
QTWO	Q2 Holdings, Inc. Technology	Added	1,070,545	+374,952	$51,493,214	+56.5%	4	$55.54	3.49%
LNC	Lincoln National Corp Financial Services	Reduced	1,271,655	-90,230	$44,953,004	−7.0%	11	$35.17	3.05%
WFC	Wells Fargo & Company Financial Services	NEW	539,621	NEW	$44,594,279	NEW	1	$80.36	3.02%
ONB	Old National Bancorp Financial Services	Reduced	1,616,931	-387,640	$41,878,512	−5.5%	4	$22.02	2.84%
FIS	Fidelity National Information Services, Inc. Technology	NEW	1,067,408	NEW	$41,500,823	NEW	1	$43.27	2.81%
NCNO	nCino, Inc. Technology	Added	2,414,440	+335,054	$39,476,094	+26.7%	6	$21.86	2.68%
HBAN	Huntington Bancshares Inc Financial Services	Reduced	2,175,752	-892,149	$38,576,082	−19.7%	2	$17.08	2.61%
UNM	Unum Group Financial Services	Reduced	397,355	-546,965	$35,523,537	−48.5%	5	$76.22	2.41%
TPG	TPG Inc. Financial Services	NEW	798,856	NEW	$32,393,610	NEW	1	$42.05	2.20%
VOYA	Voya Financial, Inc. Financial Services	Reduced	350,925	-403,123	$31,769,240	−38.3%	7	$70.86	2.15%
SCHW	Schwab Charles Corp Financial Services	NEW	252,717	NEW	$23,318,197	NEW	1	$91.19	1.58%
HDB	Hdfc Bank Ltd Financial Services	NEW	877,580	NEW	$22,667,891	NEW	1	$25.06	1.54%
WU	Western Union CO Financial Services	NEW	2,765,094	NEW	$21,291,223	NEW	1	$8.39	1.44%
IBN	Icici Bank Ltd Financial Services	Added	679,060	+194,942	$19,713,111	+57.2%	2	$28.66	1.34%
ICE	Intercontinental Exchange, Inc. Financial Services	NEW	133,149	NEW	$16,391,973	NEW	1	$150.06	1.11%
DX	Dynex Capital Inc Real Estate	NEW	1,193,447	NEW	$15,646,090	NEW	1	$13.15	1.06%
HFWA	Heritage Financial Corp Financial Services	Reduced	469,403	-49,006	$13,903,716	+3.2%	4	$24.14	0.94%
MA	Mastercard Inc Financial Services	NEW	23,816	NEW	$12,231,897	NEW	1	$498.62	0.83%
LAZ	Lazard, Inc. Financial Services	Reduced	261,796	-165,281	$10,979,724	−39.5%	3	$49.90	0.74%
NINE	Nine Energy Service, Inc. Energy	Added	832,907	+43,012	$10,836,120	+67.3%	2	unpriced	0.73%
FISV	Fiserv Inc	NEW	205,954	NEW	$10,102,043	NEW	1	$55.89	0.68%
NPB	Northpointe Bancshares Inc Financial Services	Reduced	471,907	-6,597	$9,051,176	+9.6%	4	$16.89	0.61%
BRBS	Blue Ridge Bankshares, Inc. Financial Services	Added	2,553,967	+18,862	$9,015,503	−15.3%	3	$4.25	0.61%
BCAL	California BanCorp \ CA Financial Services	Added	402,410	+275,937	$8,386,224	+274.2%	2	$18.81	0.57%
MYFW	First Western Financial Inc Financial Services	Reduced	259,090	-84,959	$8,319,379	−1.6%	4	$22.92	0.56%
V	Visa Inc. Financial Services	NEW	23,906	NEW	$8,201,909	NEW	1	$321.04	0.56%
BMRC	Bank of Marin Bancorp Financial Services	Added	293,040	+217,725	$8,117,208	+320.5%	2	$26.05	0.55%
MRSH	Marsh & Mclennan Companies, Inc. Financial Services	NEW	47,996	NEW	$7,999,493	NEW	1	$167.16	0.54%
COLB	Columbia Banking System, Inc. Financial Services	Reduced	234,605	-632,067	$7,519,090	−68.4%	2	$28.91	0.51%
NVDA	Nvidia Corp Technology	NEW	11,098	NEW	$2,220,598	NEW	1	$205.61	0.15%
CAT	Caterpillar Inc Industrials	Added	1,984	+179	$2,112,761	+65.2%	2	$709.38	0.14%
PWR	Quanta Services, Inc. Industrials	Reduced	2,708	-603	$1,949,868	+7.3%	4	$428.06	0.13%
DE	Deere & Co Industrials	Added	2,880	+821	$1,826,870	+57.5%	2	$568.45	0.12%
GWW	W.W. Grainger, Inc. Industrials	Added	1,292	+451	$1,757,636	+91.6%	7	$1,135.08	0.12%
FCBM	First Carolina Financial Services, Inc. Financial Services	NEW	130,888	NEW	$1,732,957	NEW	1	unpriced	0.12%
GLW	Corning Inc Technology	Reduced	6,783	-457	$1,732,581	+76.0%	2	$120.60	0.12%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	NEW	3,236	NEW	$1,545,416	NEW	1	$405.79	0.10%
VRT	Vertiv Holdings Co Industrials	Added	4,600	+883	$1,540,172	+65.4%	4	$168.67	0.10%
ITT	Itt Inc. Industrials	Added	7,742	+4,801	$1,531,057	+173.2%	4	$189.98	0.10%

Showing the top 50 of 71 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.