BALLAST ADVISORS LLC

CIK

1803415

Location

WOODBURY, MN

Portfolio Value

Small $419,710,144

Diversification

Moderately concentrated

Filing Date

Global Rank

#4,299 / 8,823 ▲ 171

Top Industry

Consumer Electronics 14.6%

Period ended 4 months ago

Filed Aug 12, 2026 · 3mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 75.2% of the book (60%+)

Turnover

Low turnover

12.9% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 21.1 quarters (12+), a floor since 67.9% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 71.4%; sector active share 50.1% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

197 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

46.2%

+2.9 pts

Top 5

65.2%

+0.6 pts

Top 10

75.2%

+0.4 pts

HHI

2,277

Moderately concentrated+237

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	62.5%	$262,133,702	108
Technology	15.5%	$65,262,839	21
Financial Services	6.8%	$28,725,396	11
Energy	3.9%	$16,166,266	4
Consumer Cyclical	2.5%	$10,512,111	9
Communication Services	2.3%	$9,747,570	4
Healthcare	2.0%	$8,595,935	12
Industrials	2.0%	$8,338,808	17
Consumer Defensive	1.5%	$6,389,336	7
Basic Materials	0.8%	$3,161,931	2
Utilities	0.2%	$676,250	2

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
JAAA	Janus Henderson AAA CLO ETF	+134,772	135,903	$6,861,742
TCAF	T. Rowe Price Capital Appreciation Equity ETF	+67,108	81,605	$3,353,965
SCHZ	Schwab U.S. Aggregate Bond ETF	+22,026	115,246	$2,665,639
AGG	iShares Core U.S. Aggregate Bond ETF	+15,618	215,046	$21,285,253
IWF	iShares Russell 1000 Growth ETF	+9,661	12,962	$1,609,491
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	+8,181	41,996	$2,116,178
VUG	VANGUARD GROWTH INDEX FUND	+7,344	8,819	$759,668
CGIC	Capital Group International Core Equity ETF	+4,968	20,350	$740,536
IBDU	iShares iBonds Dec 2029 Term Corporate ETF	+3,197	4,933	$114,248
XLRE	State Street(R) Real Estate Select Sector SPDR(R) ETF	+2,780	46,485	$2,046,734
IJH	iShares Core S&P Mid-Cap ETF	+2,620	3,560	$274,511
IBDS	iShares iBonds Dec 2027 Term Corporate ETF	+2,400	8,570	$207,565
IBDV	iShares iBonds Dec 2030 Term Corporate ETF	+2,380	3,759	$81,946
MOAT	VanEck Morningstar Wide Moat ETF	+2,219	2,248	$233,702
XLF	State Street Corp	+1,829	2,073	$111,133
IBDT	iShares iBonds Dec 2028 Term Corporate ETF	+1,775	2,972	$75,043
VWOB	VANGUARD EMERGING MARKETS GOVERNMENT BOND INDEX FUND	+1,480	33,881	$2,278,158
IBDW	iShares iBonds Dec 2031 Term Corporate ETF	+1,444	2,886	$60,144
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	+1,419	3,145	$599,185
IBDX	iShares iBonds Dec 2032 Term Corporate ETF	+1,196	2,392	$60,254
IBDY	iShares iBonds Dec 2033 Term Corporate ETF	+1,169	2,339	$60,217
SCHD	Schwab U.S. Dividend Equity ETF	+1,116	4,677	$148,307
BNDX	Vanguard Total International Bond ETF	+1,085	17,940	$868,834
UNH	Unitedhealth Group Inc	+910	2,024	$841,235
—		+894	18,419	$461,027
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SCHX	Schwab U.S. Large-Cap ETF	−75,535	1,259,742	$37,074,207
SCHG	Schwab U.S. Large-Cap Growth ETF	−51,152	916,483	$31,013,784
SCHF	Schwab International Equity ETF	−20,428	1,191,620	$33,007,874
SCHV	Schwab U.S. Large-Cap Value ETF	−14,227	1,179,966	$41,074,616
NTIC	Northern Technologies International Corp	−12,345	158,702	$1,358,489
SCHA	Schwab U.S. Small-Cap ETF	−9,601	185,570	$6,704,644
SLB	Slb Limited	−8,835	73,768	$3,429,474
SCHE	Schwab Emerging Markets Equity ETF	−5,238	269,165	$9,759,922
AAPL	Apple Inc.	−2,632	79,348	$22,960,137
NVO	Novo Nordisk A S	−1,895	19,653	$942,164
SCHH	Schwab U.S. REIT ETF	−1,766	124,138	$2,939,587
CMG	Chipotle Mexican Grill Inc	−1,671	21,740	$739,160
MMM	3M Co	−1,198	5,160	$835,455
HPE	Hewlett Packard Enterprise Co	−1,192	6,000	$270,660
IDV	iShares International Select Dividend ETF	−1,116	4,567	$189,210
JPM	Jpmorgan Chase & Co	−1,078	39,889	$13,056,866
UBER	Uber Technologies, Inc	−1,000	63,899	$4,610,951
ACN	Accenture plc	−953	3,383	$420,980
PG	PROCTER & GAMBLE Co	−796	1,693	$248,261
IVV	iShares Core S&P 500 ETF	−692	1,874	$1,403,419
BX	Blackstone Inc.	−655	18,385	$2,163,362
ADP	Automatic Data Processing Inc	−604	3,078	$689,318
SBUX	Starbucks Corp	−549	2,440	$249,343
ADBE	Adobe Inc.	−404	1,594	$326,801
CVX	Chevron Corp	−381	3,668	$608,007
No positions match the current search.

New Positions

Positions the filer opened this quarter

11 positions

Ticker	Company	Shares	Value
SCHO	Schwab Short-Term U.S. Treasury ETF	870,406	$21,011,600
SCHB	Schwab U.S. Broad Market ETF	281,683	$8,157,539
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	140,394	$7,051,990
VMBS	VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND	67,166	$3,144,040
SGOV	iShares 0-3 Month Treasury Bond ETF	8,637	$869,486
XLC	State Street(R) Communication Services Select Sector SPDR(R) ETF	1,083	$116,021
TLT	iShares 20+ Year Treasury Bond ETF	1,325	$114,506
ITOT	iShares Core S&P Total U.S. Stock Market ETF	648	$106,446
XLY	State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF	652	$76,466
SOXX	iShares Semiconductor ETF	110	$70,483
FNDE	Schwab Fundamental Emerging Markets Equity ETF	663	$26,307
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
ABT	Abbott Laboratories	1,905	$195,586
IBDR	iShares iBonds Dec 2026 Term Corporate ETF	7,212	$174,818
LIN	Linde PLC	330	$163,600
DTE	Dte Energy Co	1,060	$154,993
BFC	Bank First Corp	1,138	$153,698
AEIS	Advanced Energy Industries Inc	475	$153,287
HON	Honeywell International Inc	643	$145,337
PSX	Phillips 66	786	$143,193
LOW	Lowes Companies Inc	567	$133,970
PNC	Pnc Financial Services Group, Inc.	631	$131,304
T	At&T Inc.	4,205	$121,902
CDNS	Cadence Design Systems Inc	437	$121,429
MDU	Mdu Resources Group Inc	5,841	$121,025
AMT	American Tower Corp	691	$119,252
USB	US Bancorp \De\	2,132	$110,885
GNTX	Gentex Corp	5,040	$110,124
TWOD	Two Harbors Investment Corp.	4,396	$108,976
WFC	Wells Fargo & Company	1,354	$107,791
F	Ford Motor Co	9,249	$106,733
PHO	Victory Portfolios II	1,592	$106,441
WPC	W. P. Carey Inc.	1,552	$105,473
PFE	Pfizer Inc	3,683	$103,418
KNF	Knife River Corp	1,187	$96,918
PKG	Packaging Corp Of America	440	$93,376
SNDA	Sonida Senior Living, Inc.	2,892	$93,267
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

197 tracked positions · $419,710,144 total · filing declares 197 positions · $419,710,347 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 197 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
SCHV	Schwab U.S. Large-Cap Value ETF	Reduced	1,179,966	-14,227	$41,074,616	+12.8%	26+	before history	9.79%
SCHX	Schwab U.S. Large-Cap ETF	Reduced	1,259,742	-75,535	$37,074,207	+8.3%	26+	before history	8.83%
SCHF	Schwab International Equity ETF	Reduced	1,191,620	-20,428	$33,007,874	+10.0%	26+	before history	7.86%
SCHG	Schwab U.S. Large-Cap Growth ETF	Reduced	916,483	-51,152	$31,013,784	+10.0%	26+	before history	7.39%
AAPL	Apple Inc. Technology	Reduced	79,348	-2,632	$22,960,137	+10.4%	26+	before history	5.47%
AGG	iShares Core U.S. Aggregate Bond ETF	Added	215,046	+15,618	$21,285,253	+7.5%	26+	before history	5.07%
SCHO	Schwab Short-Term U.S. Treasury ETF	NEW	870,406	NEW	$21,011,600	NEW	1	$24.17	5.01%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	39,889	-1,078	$13,056,866	+8.3%	26+	before history	3.11%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Added	24,376	+490	$11,641,246	+44.2%	14	$153.50	2.77%
EPD	Enterprise Products Partners L.P. Energy	Added	310,579	+60	$11,416,884	−2.8%	24	$19.16	2.72%
SCHE	Schwab Emerging Markets Equity ETF	Reduced	269,165	-5,238	$9,759,922	+7.9%	26+	before history	2.33%
MSFT	Microsoft Corp Technology	Added	26,062	+133	$9,721,647	+1.3%	26+	before history	2.32%
SCHB	Schwab U.S. Broad Market ETF	NEW	281,683	NEW	$8,157,539	NEW	1	$28.00	1.94%
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	NEW	140,394	NEW	$7,051,990	NEW	1	$50.27	1.68%
JAAA	Janus Henderson AAA CLO ETF	Added	135,903	+134,772	$6,861,742	+11944.9%	2	$50.59	1.63%
SCHA	Schwab U.S. Small-Cap ETF	Reduced	185,570	-9,601	$6,704,644	+18.1%	26+	before history	1.60%
NVDA	Nvidia Corp Technology	Reduced	32,790	-224	$6,560,951	+14.0%	24	unpriced	1.56%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	12,559	+216	$6,284,398	+6.2%	26+	before history	1.50%
GOOGL	Alphabet Inc. Communication Services	Reduced	14,453	-113	$5,165,068	+23.3%	26+	before history	1.23%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	20,961	-320	$4,995,844	+12.7%	26+	before history	1.19%
UBER	Uber Technologies, Inc Technology	Reduced	63,899	-1,000	$4,610,951	−1.2%	20	$43.54	1.10%
SLB	Slb Limited Energy	Reduced	73,768	-8,835	$3,429,474	−19.2%	6	$39.77	0.82%
TCAF	T. Rowe Price Capital Appreciation Equity ETF	Added	81,605	+67,108	$3,353,965	+550.1%	2	$39.15	0.80%
VMBS	VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND	NEW	67,166	NEW	$3,144,040	NEW	1	$46.79	0.75%
V	Visa Inc. Financial Services	Added	8,634	+6	$2,962,239	+13.6%	26+	before history	0.71%
SCHH	Schwab U.S. REIT ETF	Reduced	124,138	-1,766	$2,939,587	+8.6%	26+	before history	0.70%
SCHZ	Schwab U.S. Aggregate Bond ETF	Added	115,246	+22,026	$2,665,639	+23.1%	26+	before history	0.64%
NXPI	NXP Semiconductors N.V. Technology	Added	9,111	+33	$2,560,464	+43.3%	13	$207.60	0.61%
IWM	iShares Russell 2000 ETF	Reduced	8,071	-237	$2,424,931	+17.7%	26+	before history	0.58%
VWOB	VANGUARD EMERGING MARKETS GOVERNMENT BOND INDEX FUND	Added	33,881	+1,480	$2,278,158	+7.0%	25	$73.38	0.54%
META	Meta Platforms, Inc. Communication Services	Added	3,943	+9	$2,221,052	−1.3%	14	$287.29	0.53%
COST	Costco Wholesale Corp Consumer Defensive	Added	2,370	+1	$2,217,063	−6.1%	24	$535.00	0.53%
BX	Blackstone Inc. Financial Services	Reduced	18,385	-655	$2,163,362	−1.2%	26+	before history	0.52%
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	Added	41,996	+8,181	$2,116,178	+37.1%	26+	before history	0.50%
XLRE	State Street(R) Real Estate Select Sector SPDR(R) ETF	Added	46,485	+2,780	$2,046,734	+14.7%	24	unpriced	0.49%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	4,656	-161	$1,958,313	+9.4%	24	unpriced	0.47%
GOOG	Alphabet Inc. Communication Services	Added	5,437	+280	$1,921,055	+29.9%	26+	before history	0.46%
ECL	Ecolab Inc. Basic Materials	Held	6,473	0	$1,803,442	+4.7%	14	$202.70	0.43%
IWF	iShares Russell 1000 Growth ETF	Added	12,962	+9,661	$1,609,491	+14.3%	26+	before history	0.38%
MCO	Moodys Corp Financial Services	Reduced	3,113	-21	$1,409,939	+3.1%	12	$380.11	0.34%
IVV	iShares Core S&P 500 ETF	Reduced	1,874	-692	$1,403,419	−16.3%	26+	before history	0.33%
NTIC	Northern Technologies International Corp Basic Materials	Reduced	158,702	-12,345	$1,358,489	−3.6%	26+	before history	0.32%
ITW	Illinois Tool Works Inc Industrials	Reduced	5,004	-55	$1,353,431	+2.8%	12	$247.53	0.32%
KO	Coca Cola Co Consumer Defensive	Added	16,601	+147	$1,349,163	+7.8%	26+	before history	0.32%
PEP	Pepsico Inc Consumer Defensive	Reduced	9,753	-211	$1,320,556	−14.7%	26+	before history	0.31%
SYK	Stryker Corp Healthcare	Reduced	4,173	-12	$1,313,827	−4.5%	12	$313.93	0.31%
MUFG	Mitsubishi Ufj Financial Group Inc Financial Services	Held	63,069	0	$1,254,442	+17.2%	10	$9.72	0.30%
SPY	Spdr S&P 500 ETF Trust	Reduced	1,508	-26	$1,126,129	+12.9%	26+	before history	0.27%
TMO	Thermo Fisher Scientific Inc. Healthcare	Reduced	2,238	-116	$1,122,043	−3.0%	12	$516.98	0.27%
DHR	Danaher Corp Healthcare	Reduced	5,137	-258	$978,495	−4.3%	12	unpriced	0.23%

Showing the top 50 of 197 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.