Cowen Prime Advisors LLC

CIK

1875920

Location

New York, NY

Portfolio Value

Small $250,760,238

Diversification

Diversified

Filing Date

Global Rank

#2,944 / 6,901 ▲ 29 · as of Jun 2023

Top Industry

Software - Application 35.2%

3Y Alpha vs SPY

-16.8%

Period ended 3 years ago

Filed Jul 31, 2023 · 2y

10 quarters · since Jun 2020

Clone Performance

Jul 2023–Jul 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+4.9%

SPY

+76.0%

Annualised alpha

-19.1%

Max drawdown

−38.6%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

192 positions · as of Jun 30, 2023 · Δ vs Mar 31, 2023

Top Position

16.9%

−1.7 pts

Top 5

44.4%

−0.3 pts

Top 10

62.3%

+0.5 pts

HHI

593

Diversified−35

Portfolio Trend

10 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2023

Sector	% Portfolio	Value	Positions
Technology	55.7%	$139,677,337	44
Consumer Cyclical	8.6%	$21,573,511	17
Healthcare	8.6%	$21,447,147	28
Industrials	8.1%	$20,322,895	19
Financial Services	5.5%	$13,699,530	25
Communication Services	5.4%	$13,655,180	9
Basic Materials	2.6%	$6,597,334	8
Real Estate	2.4%	$6,072,366	7
Energy	2.1%	$5,201,239	16
Utilities	0.8%	$2,023,609	6
Consumer Defensive	0.2%	$486,525	12
Unclassified	0.0%	$3,565	1

Last Quarter's Activity

Export CSV

Jun 30, 2023 vs Mar 31, 2023

Added To

Positions the filer increased

17 positions

Ticker	Company	Δ Shares	Shares	Value
ASPN	Aspen Aerogels Inc	+244,700	1,911,500	$15,081,735
INSE	Inspired Entertainment, Inc.	+46,800	1,176,450	$17,305,579
DDD	3D Systems Corp	+26,305	599,033	$5,948,397
OXSQ	Oxford Square Capital Corp.	+18,728	74,940	$198,591
THRY	Thryv Holdings, Inc.	+17,750	959,650	$23,607,390
MDWD	MediWound Ltd.	+10,639	33,409	$356,139
CCI	Crown Castle Inc.	+9,075	36,860	$4,199,828
IFF	International Flavors & Fragrances Inc	+7,935	34,055	$2,710,437
RITM	Rithm Capital Corp.	+5,600	11,100	$103,785
APYX	Apyx Medical Corp	+3,500	605,682	$3,046,580
KRNT	Kornit Digital Ltd.	+2,000	103,040	$3,026,284
SBUX	Starbucks Corp	+1,125	35,895	$3,555,758
KD	Kyndryl Holdings, Inc.	+1,000	37,480	$497,734
KOPN	Kopin Corp	+1,000	554,789	$1,192,796
TEVA	Teva Pharmaceutical Industries Ltd	+1,000	63,040	$474,691
DMRC	Digimarc Corp	+400	420,312	$12,373,985
MRCY	Mercury Systems Inc	+100	1,500	$51,885
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
GENI	Genius Sports Ltd	−75,000	1,972,600	$12,210,394
PDFS	Pdf Solutions Inc	−70,357	940,175	$42,401,892
GSIT	Gsi Technology Inc	−9,000	420,670	$2,326,305
RDNW	RideNow Group, Inc.	−5,000	12,800	$158,208
CTSO	Cytosorbents Corp	−3,749	42,301	$151,860
VNRX	Volitionrx Ltd	−3,105	178,738	$4,968,916
PFE	Pfizer Inc	−2,900	62,960	$2,309,372
KMI	Kinder Morgan, Inc.	−2,550	115,460	$1,988,221
NEO	Neogenomics Inc	−2,400	38,400	$617,088
KKR	KKR & Co. Inc.	−1,900	48,250	$2,702,000
APO	Apollo Global Management, Inc.	−1,650	39,270	$3,016,328
EXC	Exelon Corp	−1,250	29,400	$1,197,756
ABBV	AbbVie Inc.	−1,200	1,304	$175,687
MRAM	Everspin Technologies Inc.	−1,000	9,887	$91,059
ARAY	Accuray Inc	−1,000	401,438	$1,553,565
NVEC	Nve Corp /New/	−650	37,963	$3,699,114
NLY	Annaly Capital Management Inc	−625	10,800	$216,108
PTC	Ptc Inc.	−560	60,517	$8,611,569
MCD	Mcdonalds Corp	−500	161	$48,044
HLIT	Harmonic Inc.	−500	797,281	$12,892,033
JNJ	Johnson & Johnson	−460	24,500	$4,055,240
CEG	Constellation Energy Corp	−416	6,425	$588,208
LNTH	Lantheus Holdings, Inc.	−400	21,607	$1,813,259
BRK-B	Berkshire Hathaway Inc	−400	13,160	$4,487,560
MRK	Merck & Co., Inc.	−400	59	$6,808
No positions match the current search.

New Positions

Positions the filer opened this quarter

2 positions

Ticker	Company	Shares	Value
DXC	DXC Technology Co	16	$427
BHC	Bausch Health Companies Inc.	26	$208
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
NOC	Northrop Grumman Corp /De/	450	$207,774
OGN	Organon & Co.	40	$940
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

192 positions · $250,760,238 total · as of Jun 30, 2023

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 192 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
PDFS	Pdf Solutions Inc Technology	Reduced	940,175	-70,357	$42,401,892	−1.0%	16.91%
THRY	Thryv Holdings, Inc. Technology	Added	959,650	+17,750	$23,607,390	+8.7%	9.41%
INSE	Inspired Entertainment, Inc. Consumer Cyclical	Added	1,176,450	+46,800	$17,305,579	+19.8%	6.90%
ASPN	Aspen Aerogels Inc Industrials	Added	1,911,500	+244,700	$15,081,735	+21.5%	6.01%
HLIT	Harmonic Inc. Technology	Reduced	797,281	-500	$12,892,033	+10.8%	5.14%
DMRC	Digimarc Corp Technology	Added	420,312	+400	$12,373,985	+50.0%	4.93%
GENI	Genius Sports Ltd Communication Services	Reduced	1,972,600	-75,000	$12,210,394	+19.7%	4.87%
PTC	Ptc Inc. Technology	Reduced	60,517	-560	$8,611,569	+10.0%	3.43%
DDD	3D Systems Corp Technology	Added	599,033	+26,305	$5,948,397	−3.1%	2.37%
MTSI	MACOM Technology Solutions Holdings, Inc. Technology	Held	87,028	0	$5,702,944	−7.5%	2.27%
VNRX	Volitionrx Ltd Healthcare	Reduced	178,738	-3,105	$4,968,916	−28.5%	1.98%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	13,160	-400	$4,487,560	+7.2%	1.79%
CCI	Crown Castle Inc. Real Estate	Added	36,860	+9,075	$4,199,828	+12.9%	1.67%
JNJ	Johnson & Johnson Healthcare	Reduced	24,500	-460	$4,055,240	+4.8%	1.62%
NVEC	Nve Corp /New/ Technology	Reduced	37,963	-650	$3,699,114	+15.4%	1.48%
TACT	Transact Technologies Inc Technology	Held	399,440	0	$3,578,982	+44.7%	1.43%
SBUX	Starbucks Corp Consumer Cyclical	Added	35,895	+1,125	$3,555,758	−1.8%	1.42%
ADI	Analog Devices Inc Technology	Held	16,682	0	$3,249,820	−1.2%	1.30%
APYX	Apyx Medical Corp Healthcare	Added	605,682	+3,500	$3,046,580	+75.7%	1.21%
KRNT	Kornit Digital Ltd. Industrials	Added	103,040	+2,000	$3,026,284	+54.7%	1.21%
APO	Apollo Global Management, Inc. Financial Services	Reduced	39,270	-1,650	$3,016,328	+16.7%	1.20%
TXN	Texas Instruments Inc Technology	Held	16,716	0	$3,009,214	−3.2%	1.20%
IFF	International Flavors & Fragrances Inc Basic Materials	Added	34,055	+7,935	$2,710,437	+12.8%	1.08%
KKR	KKR & Co. Inc. Financial Services	Reduced	48,250	-1,900	$2,702,000	+2.6%	1.08%
GSIT	Gsi Technology Inc Technology	Reduced	420,670	-9,000	$2,326,305	+214.8%	0.93%
PFE	Pfizer Inc Healthcare	Reduced	62,960	-2,900	$2,309,372	−14.1%	0.92%
MSFT	Microsoft Corp Technology	Reduced	6,317	-200	$2,151,191	+14.5%	0.86%
EPD	Enterprise Products Partners L.P. Energy	Held	78,080	0	$2,057,408	+1.7%	0.82%
KMI	Kinder Morgan, Inc. Energy	Reduced	115,460	-2,550	$1,988,221	−3.8%	0.79%
CEVA	Ceva Inc Technology	Held	71,804	0	$1,834,592	−16.0%	0.73%
LNTH	Lantheus Holdings, Inc. Healthcare	Reduced	21,607	-400	$1,813,259	−0.2%	0.72%
DD	DuPont de Nemours, Inc. Basic Materials	Held	18,745	0	$1,680,931	−0.5%	0.67%
ARAY	Accuray Inc Healthcare	Reduced	401,438	-1,000	$1,553,565	+30.0%	0.62%
IBM	International Business Machines Corp Technology	Held	10,670	0	$1,427,752	+2.1%	0.57%
DOW	Dow Inc. Basic Materials	Held	25,352	0	$1,350,247	−2.8%	0.54%
BRT	BRT Apartments Corp. Real Estate	Held	63,344	0	$1,254,211	+0.4%	0.50%
EXC	Exelon Corp Utilities	Reduced	29,400	-1,250	$1,197,756	−6.7%	0.48%
KOPN	Kopin Corp Technology	Added	554,789	+1,000	$1,192,796	+97.6%	0.48%
RBBN	Ribbon Communications Inc. Technology	Held	386,603	0	$1,078,622	−18.4%	0.43%
NTNX	Nutanix, Inc. Technology	Held	34,430	0	$965,761	+7.9%	0.39%
AAPL	Apple Inc. Technology	Held	4,904	0	$951,228	+17.6%	0.38%
MET	Metlife Inc Financial Services	Held	15,750	0	$890,347	−2.4%	0.36%
TDAY	USA TODAY Co., Inc. Communication Services	Held	393,940	0	$886,365	+20.3%	0.35%
GBDC	GOLUB CAPITAL BDC, Inc. Financial Services	Held	59,000	0	$796,500	−0.4%	0.32%
NEO	Neogenomics Inc Healthcare	Reduced	38,400	-2,400	$617,088	−13.1%	0.25%
DE	Deere & Co Industrials	Held	1,500	0	$607,785	−1.9%	0.24%
CEG	Constellation Energy Corp Utilities	Reduced	6,425	-416	$588,208	+9.5%	0.23%
CTVA	Corteva, Inc. Basic Materials	Held	10,252	0	$587,439	−5.0%	0.23%
CGNT	Cognyte Software Ltd. Technology	Held	92,000	0	$560,280	+79.6%	0.22%
KD	Kyndryl Holdings, Inc. Technology	Added	37,480	+1,000	$497,734	−7.6%	0.20%