AJ Advisors, LLC

Registered adviser

CIK

1951167

Location

NASHVILLE, TN

Portfolio Value

Small $312,379,599

Diversification

Highly concentrated

Filing Date

Global Rank

#5,043 / 8,827 ▲ 111 · as of Jun 2026

Top Industry

Consumer Electronics 16.5%

Period ended 38 days ago

Filed Oct 29, 2026 · 9d

16 quarters · since Dec 2022

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 321606

Roster of Nov 1, 2026

Regulatory AUM

$393,857,212

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$393,857,212	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$303,506,416	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$246,990,353	Individuals and high net worth (99%)
May 2023 to Mar 2024	$190,987,032	Individuals and high net worth (100%)
Apr 2023	$190,987,032	Individuals and high net worth (100%)
Oct 2022 to Mar 2023	$203,336,688	Individuals and high net worth (100%)

1 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 96.0% of the book (60%+)

Turnover

Low turnover

5.0% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 13.0 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 89.9%; sector active share 84.0% against the combined 13F book's sector weights.

Over time 15 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

30 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

43.4%

+1.3 pts

Top 5

88.5%

+2.4 pts

Top 10

97.4%

+1.4 pts

HHI

2,646

Highly concentrated+163

Portfolio Trend

16 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	96.7%	$302,009,969	16
Technology	1.1%	$3,545,939	3
Financial Services	1.1%	$3,390,505	5
Communication Services	0.4%	$1,269,655	1
Consumer Cyclical	0.4%	$1,265,344	2
Healthcare	0.1%	$459,598	1
Consumer Defensive	0.1%	$438,589	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

18 positions

Ticker	Company	Δ Shares	Shares	Value
AOM	iShares Core 40/60 Moderate Allocation ETF	+13,430	296,525	$14,452,628
PYLD		+10,262	226,467	$5,749,997
RDVY	First Trust Rising Dividend Achievers ETF	+8,339	189,049	$14,800,646
STIP	iShares 0-5 Year TIPS Bond ETF	+6,622	160,340	$15,985,898
VCRB	VANGUARD CORE BOND ETF	+6,347	154,924	$11,405,504
IGRO	iShares International Dividend Growth ETF	+5,692	468,235	$41,560,538
VO	VANGUARD MID-CAP INDEX FUND	+2,346	255,018	$19,998,511
PTRB	PGIM Total Return Bond ETF	+1,906	191,150	$7,538,956
VB	Vanguard Index Funds	+944	67,725	$19,267,085
VOO	VANGUARD 500 INDEX FUND	+852	112,536	$78,871,980
DVY	iShares Select Dividend ETF	+12	1,474	$224,151
GOOGL	Alphabet Inc.	+10	3,690	$1,269,655
MSFT	Microsoft Corp	+8	2,528	$1,296,611
V	Visa Inc.	+7	1,631	$586,067
MA	Mastercard Inc	+6	537	$296,139
COST	Costco Wholesale Corp	+4	244	$222,122
BLK	BlackRock, Inc.	+3	487	$515,387
HCA	HCA Healthcare, Inc.	+2	1,077	$459,598
No positions match the current search.

Trimmed

Positions the filer reduced

11 positions

Ticker	Company	Δ Shares	Shares	Value
VTV	VANGUARD VALUE INDEX FUND	−2,186	80,410	$17,374,992
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	−1,704	3,051	$273,857
QQQ	Invesco Qqq Trust, Series 1	−1,106	54,062	$39,993,445
SPY	Spdr S&P 500 ETF Trust	−885	935	$713,059
SMH	VanEck Semiconductor ETF	−795	22,658	$13,798,722
PG	PROCTER & GAMBLE Co	−96	1,490	$216,467
HD	Home Depot, Inc.	−90	1,471	$418,484
JPM	Jpmorgan Chase & Co	−68	4,716	$1,560,194
NVDA	Nvidia Corp	−24	2,354	$537,606
AAPL	Apple Inc.	−17	5,140	$1,711,722
AMZN	Amazon Com Inc	−9	3,399	$846,860
No positions match the current search.

New Positions

Positions the filer opened this quarter

No qualifying positions this quarter.

Sold Out

Positions the filer fully exited

7 positions

Ticker	Company	Shares	Value
HYMB	State Street(R) SPDR Nuveen ICE High Yield Municipal Bond ETF	119,670	$3,044,404
FMHI	First Trust Municipal High Income ETF	62,460	$3,028,685
YLD	Principal Active High Yield ETF	77,941	$1,487,114
SPSB	State Street(R) SPDR(R) Portfolio Short Term Corporate Bond ETF	11,718	$351,657
IVV	iShares Core S&P 500 ETF	369	$276,340
UNH	Unitedhealth Group Inc	522	$216,958
—		46,418	$144,359
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

30 tracked positions · $312,379,599 total · filing declares 30 positions · $312,378,234 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Financial Services Healthcare Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VOO	VANGUARD 500 INDEX FUND	Added	112,536	+852	$78,871,980	+2.8%	25.25%
IGRO	iShares International Dividend Growth ETF	Added	468,235	+5,692	$41,560,538	+2.2%	13.30%
QQQ	Invesco Qqq Trust, Series 1	Reduced	54,062	-1,106	$39,993,445	−1.6%	12.80%
VO	VANGUARD MID-CAP INDEX FUND	Added	255,018	+2,346	$19,998,511	−1.8%	6.40%
VB	Vanguard Index Funds	Added	67,725	+944	$19,267,085	−4.8%	6.17%
VTV	VANGUARD VALUE INDEX FUND	Reduced	80,410	-2,186	$17,374,992	−3.5%	5.56%
STIP	iShares 0-5 Year TIPS Bond ETF	Added	160,340	+6,622	$15,985,898	+1.8%	5.12%
RDVY	First Trust Rising Dividend Achievers ETF	Added	189,049	+8,339	$14,800,646	+1.0%	4.74%
AOM	iShares Core 40/60 Moderate Allocation ETF	Added	296,525	+13,430	$14,452,628	+2.3%	4.63%
SMH	VanEck Semiconductor ETF	Reduced	22,658	-795	$13,798,722	−10.3%	4.42%
VCRB	VANGUARD CORE BOND ETF	Added	154,924	+6,347	$11,405,504	−0.6%	3.65%
PTRB	PGIM Total Return Bond ETF	Added	191,150	+1,906	$7,538,956	−3.9%	2.41%
PYLD		Added	226,467	+10,262	$5,749,997	+0.3%	1.84%
AAPL	Apple Inc. Technology	Reduced	5,140	-17	$1,711,722	+14.7%	0.55%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	4,716	-68	$1,560,194	−0.4%	0.50%
MSFT	Microsoft Corp Technology	Added	2,528	+8	$1,296,611	+37.9%	0.42%
GOOGL	Alphabet Inc. Communication Services	Added	3,690	+10	$1,269,655	−3.5%	0.41%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	3,399	-9	$846,860	+4.3%	0.27%
SPY	Spdr S&P 500 ETF Trust	Reduced	935	-885	$713,059	−47.5%	0.23%
V	Visa Inc. Financial Services	Added	1,631	+7	$586,067	+5.2%	0.19%
NVDA	Nvidia Corp Technology	Reduced	2,354	-24	$537,606	+13.0%	0.17%
BLK	BlackRock, Inc. Financial Services	Added	487	+3	$515,387	+10.7%	0.16%
HCA	HCA Healthcare, Inc. Healthcare	Added	1,077	+2	$459,598	+9.7%	0.15%
BRK-B	Berkshire Hathaway Inc Financial Services	Held	869	0	$432,718	−0.5%	0.14%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	1,471	-90	$418,484	−24.0%	0.13%
MA	Mastercard Inc Financial Services	Added	537	+6	$296,139	+8.6%	0.09%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Reduced	3,051	-1,704	$273,857	−34.5%	0.09%
DVY	iShares Select Dividend ETF	Added	1,474	+12	$224,151	−1.9%	0.07%
COST	Costco Wholesale Corp Consumer Defensive	Added	244	+4	$222,122	−1.1%	0.07%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	1,490	-96	$216,467	−6.9%	0.07%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.