Register Financial Advisors LLC
Registered adviserFiling Date
Global Rank
#4,984
/ 8,807
▲ 94
Top Industry
Semiconductors
12.4%
Period ended 4 months ago
Filed Jul 15, 2026 · 3mo
15 quarters · since Dec 2022
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Oct 1, 2026
Regulatory AUM
$488,454,320
Main clients
Individuals and high net worth
(97% of AUM)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Mar 2026 to Oct 2026 | $488,454,320 | Individuals and high net worth (97%) |
| Mar 2025 to Feb 2026 | $396,907,109 | Individuals and high net worth (98%) |
| Feb 2024 to Feb 2025 | $296,129,938 | Individuals and high net worth (97%) |
| May 2023 to Jan 2024 | $210,792,532 | Individuals and high net worth (96%) |
| Mar 2023 to Apr 2023 | $210,792,532 | Individuals and high net worth (96%) |
| Apr 2022 to Feb 2023 | $201,087,570 | Individuals and high net worth (97%) |
3 earlier changes not shown.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Diversified active
Top 10 weight 28.8%, 60.0 effective positions, active share 62.4% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Low turnover
18.2% over the last four quarters (under 30%)
Horizon
Long horizon
Value-weighted holding period 12.9 quarters (12+)
Closest benchmark: every 13F filer's combined book, active share 62.4%; sector active share 22.7% against the combined 13F book's sector weights.
Over time 15 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
423 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
8.4%
+4.2 pts
Top 5
20.6%
+6.1 pts
Top 10
28.8%
+5.4 pts
HHI
167
Diversified+51
Portfolio Trend
15 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 23.9% | $74,398,869 |
| Technology | 23.0% | $71,844,558 |
| Industrials | 17.4% | $54,250,838 |
| Financial Services | 10.2% | $31,910,335 |
| Consumer Cyclical | 5.4% | $16,933,694 |
| Healthcare | 4.1% | $12,649,083 |
| Energy | 3.8% | $11,815,202 |
| Consumer Defensive | 3.6% | $11,154,199 |
| Real Estate | 2.7% | $8,495,694 |
| Communication Services | 2.4% | $7,399,157 |
| Utilities | 2.1% | $6,516,991 |
| Basic Materials | 1.4% | $4,335,643 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| VUG | VANGUARD GROWTH INDEX FUND | +118,825 | 141,812 | $12,215,685 | |
| NNBR | Nn Inc | +82,043 | 1,393,406 | $5,002,327 | |
| MIR | Mirion Technologies, Inc. | +75,150 | 178,800 | $3,205,884 | |
| ALTG | Alta Equipment Group Inc. | +37,524 | 146,635 | $948,728 | |
| TOST | Toast, Inc. | +19,600 | 46,350 | $1,289,457 | |
| KTOS | Kratos Defense & Security Solutions, Inc. | +19,410 | 87,364 | $4,355,969 | |
| BZH | Beazer Homes USA Inc | +15,550 | 96,267 | $2,700,289 | |
| NWL | Newell Brands Inc. | +13,595 | 61,060 | $374,908 | |
| — | +8,290 | 10,321 | $282,898 | ||
| ZETA | Zeta Global Holdings Corp. | +7,600 | 119,800 | $2,357,664 | |
| FLOT | iShares Floating Rate Bond ETF | +6,980 | 25,070 | $0 | |
| FESM | Fidelity Enhanced Small Cap Core ETF | +6,790 | 17,040 | $822,861 | |
| SCHD | Schwab U.S. Dividend Equity ETF | +4,977 | 53,809 | $1,706,283 | |
| T | At&T Inc. | +4,831 | 14,539 | $300,957 | |
| PYLD | +4,675 | 18,957 | $502,739 | ||
| NFLX | Netflix Inc | +3,522 | 16,026 | $1,144,256 | |
| KEY | Keycorp /New/ | +3,024 | 58,437 | $1,346,972 | |
| ABT | Abbott Laboratories | +2,907 | 5,864 | $532,099 | |
| VO | VANGUARD MID-CAP INDEX FUND | +2,782 | 4,281 | $344,920 | |
| SYM | Symbotic Inc. | +2,500 | 62,522 | $2,810,363 | |
| CGDV | Capital Group Dividend Value ETF | +2,354 | 10,123 | $498,861 | |
| GPIX | Goldman Sachs S&P 500 Premium Income ETF | +2,275 | 7,015 | $389,823 | |
| IBM | International Business Machines Corp | +2,252 | 9,153 | $2,573,915 | |
| IWF | iShares Russell 1000 Growth ETF | +1,893 | 2,523 | $0 | |
| VZ | Verizon Communications Inc | +1,775 | 16,492 | $698,271 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| RDW | Redwire Corp | −124,750 | 235,300 | $2,877,719 | |
| DD | DuPont de Nemours, Inc. | −23,949 | 5,343 | $724,724 | |
| ENVX | Enovix Corp | −14,000 | 297,600 | $1,806,432 | |
| HON | Honeywell International Inc | −8,450 | 9,144 | $2,047,341 | |
| MOD | Modine Manufacturing Co | −6,800 | 7,500 | $2,002,650 | |
| FOUR | Shift4 Payments, Inc. | −5,300 | 28,230 | $1,373,107 | |
| ATI | Ati Inc | −4,000 | 25,853 | $5,095,626 | |
| D | Dominion Energy, Inc | −3,687 | 7,442 | $508,214 | |
| DAL | Delta Air Lines, Inc. | −3,347 | 16,845 | $1,577,702 | |
| NOG | Northern Oil & Gas, Inc. | −2,878 | 78,148 | $1,418,386 | |
| INDI | indie Semiconductor, Inc. | −2,600 | 493,428 | $2,215,491 | |
| QYLD | Global X NASDAQ 100 Covered Call ETF | −2,500 | 81,225 | $0 | |
| BCSF | Bain Capital Specialty Finance, Inc. | −1,800 | 3,175 | $39,751 | |
| BXSL | Blackstone Secured Lending Fund | −1,725 | 85,237 | $2,020,969 | |
| APLD | Applied Digital Corp. | −1,550 | 73,750 | $2,750,875 | |
| QQQX | Nuveen NASDAQ 100 Dynamic Overwrite Fund | −1,500 | 8,615 | $259,656 | |
| UTI | Universal Technical Institute Inc | −1,475 | 24,250 | $1,037,172 | |
| MRVL | Marvell Technology, Inc. | −1,421 | 11,410 | $3,398,924 | |
| PI | Impinj Inc | −1,112 | 3,100 | $444,013 | |
| WFC | Wells Fargo & Company/Mn | −1,019 | 4,720 | $390,060 | |
| CTOS | Custom Truck One Source, Inc. | −1,000 | 170,200 | $2,010,062 | |
| BIZD | VanEck BDC Income ETF | −1,000 | 4,870 | $61,654 | |
| POWW | Outdoor Holding Co | −1,000 | 35,600 | $81,168 | |
| HPE | Hewlett Packard Enterprise Co | −999 | 21,606 | $974,646 | |
| STWD | Starwood Property Trust, Inc. | −981 | 61,509 | $1,007,517 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| HONA | Honeywell Aerospace Inc. | 9,144 | $2,021,555 | |
| AVPT | AvePoint, Inc. | 141,100 | $1,581,731 | |
| GPC | Genuine Parts Co | 5,500 | $648,890 | |
| BLCV | 13,983 | $577,637 | ||
| LEU | Centrus Energy Corp | 2,900 | $486,823 | |
| DELL | Dell Technologies Inc. | 1,049 | $452,601 | |
| INTC | Intel Corp | 2,712 | $378,676 | |
| QQQM | Invesco Ltd. | 1,165 | $352,960 | |
| CRWD | CrowdStrike Holdings, Inc. | 404 | $308,308 | |
| BE | Bloom Energy Corp | 995 | $301,186 | |
| AMBA | Ambarella Inc | 3,200 | $274,560 | |
| TMO | Thermo Fisher Scientific Inc. | 499 | $250,178 | |
| DFAT | Dimensional U.S. Targeted Value ETF | 3,342 | $233,605 | |
| NOW | ServiceNow, Inc. | 2,154 | $213,849 | |
| TREX | Trex Co Inc | 4,110 | $205,664 | |
| NUE | Nucor Corp | 918 | $204,484 | |
| CR | Crane Co | 901 | $200,986 | |
| SCHK | Schwab 1000 Index ETF | 4,645 | $167,498 | |
| VGT | VANGUARD INFORMATION TECHNOLOGY INDEX FUND | 1,328 | $158,722 | |
| MGK | VANGUARD MEGA CAP GROWTH INDEX FUND | 1,570 | $138,018 | |
| RWJ | Invesco Ltd. | 2,292 | $136,374 | |
| GLW | Corning Inc /Ny | 500 | $127,715 | |
| FLEE | Franklin FTSE Europe ETF | 3,179 | $123,504 | |
| JQUA | JPMorgan U.S. Quality Factor ETF | 1,252 | $90,494 | |
| UDIV | Franklin U.S. Core Dividend Tilt Index ETF | 1,454 | $87,382 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
10 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| OSPN | OneSpan Inc. | 40,423 | $425,654 | |
| PLTR | Palantir Technologies Inc. | 1,876 | $274,421 | |
| LMT | Lockheed Martin Corp | 359 | $216,976 | |
| MAIN | Main Street Capital CORP | 2,443 | $129,381 | |
| LVS | Las Vegas Sands Corp | 333 | $17,942 | |
| VCSH | VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | 58 | $4,597 | |
| VNT | Vontier Corp | 90 | $3,192 | |
| PCY | Invesco Ltd. | 56 | $1,170 | |
| MBB | iShares MBS ETF | 24 | $0 | |
| TLT | iShares 20+ Year Treasury Bond ETF | 60 | $0 | |
| No positions match the current search. | ||||
423 tracked positions ·
$311,704,263 total
· filing declares
426 positions · $326,078,480
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 423 positions by value
· page 1 of 9
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| VUG |
VANGUARD GROWTH INDEX FUND
|
Added | 141,812 | $12,215,685 | 3.92% | |
| VTV |
VANGUARD VALUE INDEX FUND
|
Added | 52,413 | $11,422,365 | 3.66% | |
| AAPL |
Apple Inc.
Technology
|
Added | 39,459 | $11,417,856 | 3.66% | |
| MU |
Micron Technology Inc
Technology
|
Reduced | 9,257 | $10,685,262 | 3.43% | |
| VXUS |
Vanguard Total International Stock ETF
|
Added | 107,020 | $9,149,139 | 2.94% | |
| SPMD |
State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF
|
Added | 88,790 | $5,998,652 | 1.92% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Added | 17,594 | $5,759,044 | 1.85% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 13,721 | $5,118,207 | 1.64% | |
| ATI |
Ati Inc
Industrials
|
Reduced | 25,853 | $5,095,626 | 1.63% | |
| NNBR |
Nn Inc
Industrials
|
Added | 1,393,406 | $5,002,327 | 1.60% | |
| NVDA |
Nvidia Corp
Technology
|
Reduced | 23,842 | $4,770,545 | 1.53% | |
| KTOS |
Kratos Defense & Security Solutions, Inc.
Industrials
|
Added | 87,364 | $4,355,969 | 1.40% | |
| CUZ |
Cousins Properties Inc
Real Estate
|
Reduced | 143,824 | $4,311,843 | 1.38% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Added | 33,081 | $3,885,694 | 1.25% | |
| JEPI |
JPMorgan Equity Premium Income ETF
|
Added | 65,628 | $3,706,669 | 1.19% | |
| PWR |
Quanta Services, Inc.
Industrials
|
Reduced | 4,986 | $3,590,119 | 1.15% | |
| WMT |
Walmart Inc.
Consumer Defensive
|
Added | 30,472 | $3,451,258 | 1.11% | |
| MRVL |
Marvell Technology, Inc.
Technology
|
Reduced | 11,410 | $3,398,924 | 1.09% | |
| TILE |
Interface Inc
Consumer Cyclical
|
Added | 92,016 | $3,297,853 | 1.06% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Reduced | 12,648 | $3,212,212 | 1.03% | |
| MIR |
Mirion Technologies, Inc.
Industrials
|
Added | 178,800 | $3,205,884 | 1.03% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 13,106 | $3,123,684 | 1.00% | |
| AVGO |
Broadcom Inc.
Technology
|
Reduced | 7,915 | $2,989,891 | 0.96% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Added | 11,849 | $2,981,682 | 0.96% | |
| RTX |
RTX Corp
Industrials
|
Added | 15,334 | $2,909,319 | 0.93% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Reduced | 3,879 | $2,896,720 | 0.93% | |
| RDW |
Redwire Corp
Industrials
|
Reduced | 235,300 | $2,877,719 | 0.92% | |
| BX |
Blackstone Inc.
Financial Services
|
Added | 24,285 | $2,857,615 | 0.92% | |
| SYM |
Symbotic Inc.
Industrials
|
Added | 62,522 | $2,810,363 | 0.90% | |
| APLD |
Applied Digital Corp.
Technology
|
Reduced | 73,750 | $2,750,875 | 0.88% | |
| BAC |
Bank Of America Corp /De/
Financial Services
|
Added | 48,041 | $2,737,376 | 0.88% | |
| BZH |
Beazer Homes USA Inc
Consumer Cyclical
|
Added | 96,267 | $2,700,289 | 0.87% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Added | 7,615 | $2,685,658 | 0.86% | |
| IBM |
International Business Machines Corp
Technology
|
Added | 9,153 | $2,573,915 | 0.83% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
Added | 3,364 | $2,477,249 | 0.79% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Added | 6,897 | $2,464,780 | 0.79% | |
| ZETA |
Zeta Global Holdings Corp.
Technology
|
Added | 119,800 | $2,357,664 | 0.76% | |
| ECG |
Everus Construction Group, Inc.
Industrials
|
Held | 14,016 | $2,325,955 | 0.75% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Added | 4,519 | $2,261,262 | 0.73% | |
| INDI |
indie Semiconductor, Inc.
Technology
|
Reduced | 493,428 | $2,215,491 | 0.71% | |
| KNF |
Knife River Corp
Basic Materials
|
Added | 25,841 | $2,161,599 | 0.69% | |
| HON |
Honeywell International Inc
Industrials
|
Reduced | 9,144 | $2,047,341 | 0.66% | |
| HONA |
Honeywell Aerospace Inc.
Industrials
|
NEW | 9,144 | $2,021,555 | 0.65% | |
| BXSL |
Blackstone Secured Lending Fund
Financial Services
|
Reduced | 85,237 | $2,020,969 | 0.65% | |
| CTOS |
Custom Truck One Source, Inc.
Industrials
|
Reduced | 170,200 | $2,010,062 | 0.64% | |
| MOD |
Modine Manufacturing Co
Consumer Cyclical
|
Reduced | 7,500 | $2,002,650 | 0.64% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
Added | 15,027 | $1,930,969 | 0.62% | |
| MDU |
Mdu Resources Group Inc
Utilities
|
Added | 87,603 | $1,858,059 | 0.60% | |
| APO |
Apollo Global Management, Inc.
Financial Services
|
Reduced | 15,531 | $1,837,472 | 0.59% | |
| SO |
Southern Co
Utilities
|
Added | 19,145 | $1,832,367 | 0.59% |
Showing the top 50 of 423 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.