Aspetuck Financial Management LLC

Registered adviser

CIK

2048608

Location

WESTPORT, CT

Portfolio Value

Small $153,329,026

Diversification

Diversified

Filing Date

Global Rank

#7,024 / 8,827 ▲ 75 · as of Jun 2026

Top Industry

Semiconductors 25.2%

Period ended 38 days ago

Filed Nov 4, 2026 · 3d

8 quarters · since Dec 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 134500

Roster of Nov 1, 2026

Regulatory AUM

$178,264,173

Main clients

Individuals and high net worth (88% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Nov 2026	$178,264,173	Individuals and high net worth (88%)
Mar 2025 to Feb 2026	$152,745,716	Individuals and high net worth (87%)
Apr 2024 to Feb 2025	$126,453,710	Individuals and high net worth (88%)
May 2023 to Mar 2024	$101,103,738	Individuals and high net worth (89%)
Mar 2023 to Apr 2023	$101,103,738	Individuals and high net worth (89%)
Jul 2022 to Feb 2023	$122,897,528	Individuals and high net worth (88%)

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 65.8% of the book (60%+)

Turnover

Low turnover

5.1% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 6.8 quarters (4 to under 12)

Closest benchmark: the S&P 500 as of 2026-06-30, active share 64.9%; sector active share 34.3% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

81 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

19.5%

+1.6 pts

Top 5

45.8%

−3.5 pts

Top 10

61.4%

−4.5 pts

HHI

671

Diversified−28

Portfolio Trend

8 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	44.5%	$68,205,469	28
Technology	27.6%	$42,356,029	13
Energy	5.6%	$8,621,526	6
Financial Services	5.2%	$7,958,482	7
Communication Services	4.9%	$7,442,497	2
Industrials	3.4%	$5,219,903	10
Consumer Cyclical	2.5%	$3,862,605	2
Healthcare	2.5%	$3,848,822	5
Consumer Defensive	1.6%	$2,463,484	3
Basic Materials	1.1%	$1,705,831	2
Utilities	1.1%	$1,644,378	3

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
FLRN	State Street(R) SPDR(R) Bloomberg Investment Grade Floating Rate ETF	+12,388	330,156	$10,182,011
USFR	WisdomTree Floating Rate Treasury Fund	+5,057	50,312	$2,535,221
SCHP	Schwab U.S. TIPS ETF	+4,800	21,650	$544,064
SPIB	State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF	+4,466	87,425	$2,822,079
SPLB	State Street(R) SPDR(R) Portfolio Long Term Corporate Bond ETF	+4,444	125,458	$2,556,834
CRWD	CrowdStrike Holdings, Inc.	+4,058	5,335	$1,412,441
SPSB	State Street(R) SPDR(R) Portfolio Short Term Corporate Bond ETF	+3,590	118,165	$3,496,502
FUTY	Fidelity MSCI Utilities Index ETF	+1,090	10,536	$537,862
DVN	Devon Energy Corp	+925	17,494	$805,423
COP	Conocophillips	+702	12,956	$1,621,443
FTEC	Fidelity MSCI Information Technology Index ETF	+516	28,879	$8,665,432
MO	Altria Group, Inc.	+419	23,294	$1,568,617
HONA	Honeywell Aerospace Inc.	+408	1,860	$288,244
FCOM	Fidelity MSCI Communication Services Index ETF	+325	3,245	$233,672
VST	Vistra Corp.	+273	5,705	$789,286
FCX	Freeport-Mcmoran Inc	+252	15,010	$1,050,700
PM	Philip Morris International Inc.	+200	1,412	$269,437
CSCO	Cisco Systems, Inc.	+100	10,036	$1,080,174
NEE	Nextera Energy Inc	+100	5,756	$435,959
MPLX	Mplx LP	+91	5,091	$286,725
CAT	Caterpillar Inc	+65	882	$715,116
MPC	Marathon Petroleum Corp	+61	11,280	$4,460,337
ROK	Rockwell Automation, Inc	+55	547	$238,125
GE	General Electric Co	+51	1,422	$444,076
LMT	Lockheed Martin Corp	+31	1,383	$704,292
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
NVDA	Nvidia Corp	−57,107	48,700	$11,122,106
IJR	iShares Core S&P Small-Cap ETF	−12,599	32,692	$4,447,419
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	−7,626	111,317	$2,711,682
MSFT	Microsoft Corp	−5,743	8,239	$4,225,783
RMBS	Rambus Inc	−5,000	33,175	$3,541,763
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	−2,821	102,689	$5,156,014
AAPL	Apple Inc.	−2,305	15,705	$5,230,079
GOOGL	Alphabet Inc.	−1,595	18,121	$6,235,073
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	−1,397	20,830	$2,563,756
EMXC	iShares MSCI Emerging Markets ex China ETF	−1,056	5,334	$528,492
SMBS	Schwab Mortgage-Backed Securities ETF	−1,050	40,950	$982,800
AMZN	Amazon Com Inc	−950	14,528	$3,619,651
SRLN	State Street(R) Blackstone Senior Loan ETF	−865	57,322	$2,315,235
NEM	NEWMONT Corp	−839	5,680	$655,131
FENY	Fidelity MSCI Energy Index ETF	−700	60,190	$2,040,441
AVGO	Broadcom Inc.	−675	11,901	$4,179,512
GLDM	World Gold Trust	−612	28,464	$2,339,171
PSK	State Street(R) SPDR(R) ICE Preferred Securities ETF	−530	55,375	$1,569,327
VIG	Vanguard Specialized Funds	−436	14,237	$3,321,634
META	Meta Platforms, Inc.	−435	1,665	$1,207,424
FHLC	Fidelity MSCI Health Care Index ETF	−346	28,525	$2,330,492
FNCL	Fidelity MSCI Financials Index ETF	−334	10,651	$806,493
LRCX	Lam Research Corp	−324	24,725	$8,122,409
QCOM	Qualcomm Inc	−250	10,591	$1,949,167
JPM	Jpmorgan Chase & Co	−210	11,251	$3,722,168
No positions match the current search.

New Positions

Positions the filer opened this quarter

6 positions

Ticker	Company	Shares	Value
SPCX	Space Exploration Technologies Corp	6,196	$934,728
PG	PROCTER & GAMBLE Co	4,305	$625,430
CVX	Chevron Corp	2,289	$467,436
GEV	GE Vernova Inc.	297	$282,295
FIDU	Fidelity MSCI Industrials Index ETF	2,979	$263,879
MU	Micron Technology Inc	201	$214,087
No positions match the current search.

Sold Out

Positions the filer fully exited

4 positions

Ticker	Company	Shares	Value
TSLA	Tesla, Inc.	1,810	$761,286
NFLX	Netflix Inc	5,670	$404,838
INTC	Intel Corp	1,797	$250,915
GOOG	Alphabet Inc.	673	$237,791
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

81 tracked positions · $153,329,026 total · filing declares 81 positions · $156,327,056 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 81 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
NVDA	Nvidia Corp Technology	Reduced	48,700	-57,107	$11,122,106	−47.5%	7.25%
FLRN	State Street(R) SPDR(R) Bloomberg Investment Grade Floating Rate ETF	Added	330,156	+12,388	$10,182,011	+3.9%	6.64%
FTEC	Fidelity MSCI Information Technology Index ETF	Added	28,879	+516	$8,665,432	+7.0%	5.65%
LRCX	Lam Research Corp Technology	Reduced	24,725	-324	$8,122,409	−25.2%	5.30%
GOOGL	Alphabet Inc. Communication Services	Reduced	18,121	-1,595	$6,235,073	−11.5%	4.07%
AAPL	Apple Inc. Technology	Reduced	15,705	-2,305	$5,230,079	+0.4%	3.41%
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	Reduced	102,689	-2,821	$5,156,014	−3.0%	3.36%
MPC	Marathon Petroleum Corp Energy	Added	11,280	+61	$4,460,337	+55.5%	2.91%
IJR	iShares Core S&P Small-Cap ETF	Reduced	32,692	-12,599	$4,447,419	−33.8%	2.90%
MSFT	Microsoft Corp Technology	Reduced	8,239	-5,743	$4,225,783	−19.0%	2.76%
AVGO	Broadcom Inc. Technology	Reduced	11,901	-675	$4,179,512	−12.0%	2.73%
SPMD	State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF	Reduced	63,516	-207	$4,004,048	−7.0%	2.61%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	11,251	-210	$3,722,168	−0.8%	2.43%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	14,528	-950	$3,619,651	−1.9%	2.36%
RMBS	Rambus Inc Technology	Reduced	33,175	-5,000	$3,541,763	−30.1%	2.31%
SPSB	State Street(R) SPDR(R) Portfolio Short Term Corporate Bond ETF	Added	118,165	+3,590	$3,496,502	+1.7%	2.28%
VIG	Vanguard Specialized Funds	Reduced	14,237	-436	$3,321,634	−4.3%	2.17%
SPIB	State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF	Added	87,425	+4,466	$2,822,079	+1.7%	1.84%
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	Reduced	111,317	-7,626	$2,711,682	−10.7%	1.77%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Reduced	20,830	-1,397	$2,563,756	−3.1%	1.67%
SPLB	State Street(R) SPDR(R) Portfolio Long Term Corporate Bond ETF	Added	125,458	+4,444	$2,556,834	−5.7%	1.67%
USFR	WisdomTree Floating Rate Treasury Fund	Added	50,312	+5,057	$2,535,221	+11.3%	1.65%
GLDM	World Gold Trust	Reduced	28,464	-612	$2,339,171	+1.3%	1.53%
FHLC	Fidelity MSCI Health Care Index ETF	Reduced	28,525	-346	$2,330,492	+4.5%	1.52%
SRLN	State Street(R) Blackstone Senior Loan ETF	Reduced	57,322	-865	$2,315,235	−1.2%	1.51%
FENY	Fidelity MSCI Energy Index ETF	Reduced	60,190	-700	$2,040,441	+13.4%	1.33%
QCOM	Qualcomm Inc Technology	Reduced	10,591	-250	$1,949,167	−2.7%	1.27%
MRK	Merck & Co., Inc. Healthcare	Reduced	11,353	-97	$1,649,704	+12.1%	1.08%
COP	Conocophillips Energy	Added	12,956	+702	$1,621,443	+27.3%	1.06%
PSK	State Street(R) SPDR(R) ICE Preferred Securities ETF	Reduced	55,375	-530	$1,569,327	−8.1%	1.02%
MO	Altria Group, Inc. Consumer Defensive	Added	23,294	+419	$1,568,617	−4.7%	1.02%
CRWD	CrowdStrike Holdings, Inc. Technology	Added	5,335	+4,058	$1,412,441	+44.9%	0.92%
META	Meta Platforms, Inc. Communication Services	Reduced	1,665	-435	$1,207,424	+2.1%	0.79%
CSCO	Cisco Systems, Inc. Technology	Added	10,036	+100	$1,080,174	−7.4%	0.70%
FCX	Freeport-Mcmoran Inc Basic Materials	Added	15,010	+252	$1,050,700	+13.2%	0.69%
GS	Goldman Sachs Group Inc Financial Services	Held	1,116	0	$1,004,801	−11.0%	0.66%
SMBS	Schwab Mortgage-Backed Securities ETF	Reduced	40,950	-1,050	$982,800	−7.9%	0.64%
EOG	Eog Resources Inc Energy	Held	7,115	0	$980,162	+6.2%	0.64%
SPCX	Space Exploration Technologies Corp Industrials	NEW	6,196	NEW	$934,728	NEW	0.61%
JNJ	Johnson & Johnson Healthcare	Reduced	3,375	-20	$893,497	+3.6%	0.58%
MA	Mastercard Inc Financial Services	Reduced	1,538	-72	$848,160	+2.6%	0.55%
FNCL	Fidelity MSCI Financials Index ETF	Reduced	10,651	-334	$806,493	−4.1%	0.53%
DVN	Devon Energy Corp Energy	Added	17,494	+925	$805,423	+17.6%	0.53%
VST	Vistra Corp. Utilities	Added	5,705	+273	$789,286	−8.4%	0.51%
BLK	BlackRock, Inc. Financial Services	Reduced	713	-85	$754,560	−1.7%	0.49%
VRT	Vertiv Holdings Co Industrials	Added	3,028	+25	$730,686	−27.3%	0.48%
CAT	Caterpillar Inc Industrials	Added	882	+65	$715,116	−17.8%	0.47%
LMT	Lockheed Martin Corp Industrials	Added	1,383	+31	$704,292	+2.3%	0.46%
BX	Blackstone Inc. Financial Services	Reduced	6,006	-77	$673,212	−5.9%	0.44%
NEM	NEWMONT Corp Basic Materials	Reduced	5,680	-839	$655,131	+7.6%	0.43%

Showing the top 50 of 81 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.