Old Peak Finance LLC

Registered adviser

CIK

2080991

Location

CHAPEL HILL, NC

Portfolio Value

Small $213,597,286

Diversification

Moderately concentrated

Filing Date

Global Rank

#6,439 / 8,827 ▲ 166 · as of Jun 2026

Top Industry

Semiconductors 37.3%

Period ended 38 days ago

Filed Nov 2, 2026 · 5d

4 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 154804

Roster of Nov 1, 2026

Regulatory AUM

$714,051,916

Main clients

Individuals and high net worth (99% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$714,051,916	Individuals and high net worth (99%)
Apr 2025 to Mar 2026	$575,178,443	Individuals and high net worth (98%)
Mar 2024 to Mar 2025	$471,875,202	Individuals and high net worth (99%)
May 2023 to Feb 2024	$405,331,294	Individuals and high net worth (99%)
Apr 2023	$405,331,294	Individuals and high net worth (99%)
Apr 2022 to Mar 2023	$440,112,765	Individuals and high net worth (99%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 85.0% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 2.9 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 77.3%; sector active share 65.4% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

100 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

38.5%

−0.5 pts

Top 5

76.0%

−0.3 pts

Top 10

84.7%

−0.3 pts

HHI

2,118

Moderately concentrated−19

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	77.2%	$164,918,315	51
Technology	12.6%	$26,845,176	13
Financial Services	3.6%	$7,622,461	6
Consumer Defensive	1.7%	$3,577,098	7
Communication Services	1.2%	$2,630,774	3
Healthcare	1.1%	$2,294,297	8
Consumer Cyclical	0.8%	$1,636,998	2
Basic Materials	0.7%	$1,580,164	4
Energy	0.6%	$1,359,020	2
Industrials	0.3%	$706,376	2
Utilities	0.2%	$426,607	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	+45,962	613,945	$46,905,398
DFAC	Dimensional U.S. Core Equity 2 ETF	+21,633	898,395	$39,933,657
DFAX	Dimensional World ex. U.S. Core Equity 2 ETF	+9,539	958,078	$35,468,047
CRWD	CrowdStrike Holdings, Inc.	+1,583	2,106	$557,563
AMZN	Amazon Com Inc	+1,086	5,673	$1,413,427
MSFT	Microsoft Corp	+936	5,519	$2,830,694
DFAT	Dimensional U.S. Targeted Value ETF	+568	7,872	$523,015
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	+434	14,561	$5,449,308
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	+356	23,570	$1,653,435
AAPL	Apple Inc.	+306	9,461	$3,150,702
VOO	VANGUARD 500 INDEX FUND	+283	3,508	$2,458,616
KO	Coca Cola Co	+283	4,374	$376,513
JPM	Jpmorgan Chase & Co	+272	12,510	$4,138,682
VSGX	VANGUARD ESG INTERNATIONAL STOCK ETF	+228	18,064	$1,464,448
AVGO	Broadcom Inc.	+210	934	$328,010
WMT	Walmart Inc.	+183	2,947	$306,251
DFSU	Dimensional US Sustainability Core 1 ETF	+166	27,212	$1,283,590
ESGV	VANGUARD ESG U.S. STOCK ETF	+149	3,606	$488,721
MU	Micron Technology Inc	+133	369	$393,025
META	Meta Platforms, Inc.	+122	871	$631,630
INTC	Intel Corp	+111	10,685	$1,284,656
BRK-B	Berkshire Hathaway Inc	+93	866	$431,223
SCHW	Schwab Charles Corp	+91	9,571	$935,469
DFSI	Dimensional International Sustainability Core 1 ETF	+77	11,245	$507,936
MO	Altria Group, Inc.	+74	11,994	$807,675
No positions match the current search.

Trimmed

Positions the filer reduced

20 positions

Ticker	Company	Δ Shares	Shares	Value
NVDA	Nvidia Corp	−5,551	68,562	$15,658,189
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	−1,481	4,030	$246,353
PLTR	Palantir Technologies Inc.	−217	7,741	$1,447,954
DFUV	Dimensional U.S. Marketwide Value ETF	−212	5,822	$320,210
GOOGL	Alphabet Inc.	−190	2,252	$774,867
PM	Philip Morris International Inc.	−173	5,036	$960,969
XOM	ExxonMobil Holdings Corp	−133	6,999	$1,139,087
DFCF	Dimensional Core Fixed Income ETF	−119	10,226	$410,267
ABBV	AbbVie Inc.	−99	919	$240,401
GOOG	Alphabet Inc.	−76	3,593	$1,224,277
GLW	Corning Inc	−67	1,481	$227,718
AMD	Advanced Micro Devices Inc	−59	414	$253,267
PEP	Pepsico Inc	−34	1,688	$213,902
WEC	Wec Energy Group, Inc.	−21	2,216	$223,328
PG	PROCTER & GAMBLE Co	−19	2,004	$291,140
DUK	Duke Energy CORP	−19	1,783	$203,279
DFAS	Dimensional U.S. Small Cap ETF	−16	4,108	$318,041
VUSB	VANGUARD ULTRA-SHORT BOND ETF	−5	11,887	$589,000
FCNCA	First Citizens Bancshares Inc	−3	723	$1,489,524
AZO	Autozone Inc	−2	79	$223,571
No positions match the current search.

New Positions

Positions the filer opened this quarter

6 positions

Ticker	Company	Shares	Value
KEEL	Keel Infrastructure Corp.	76,504	$270,059
NEM	NEWMONT Corp	2,105	$242,790
CVX	Chevron Corp	1,077	$219,933
AMGN	Amgen Inc	509	$214,548
BMY	Bristol Myers Squibb Co	3,285	$204,984
JNJ	Johnson & Johnson	756	$200,143
No positions match the current search.

Sold Out

Positions the filer fully exited

8 positions

Ticker	Company	Shares	Value
CAT	Caterpillar Inc	275	$292,847
GEV	GE Vernova Inc.	215	$252,594
SO	Southern Co	2,446	$234,105
CDNS	Cadence Design Systems Inc	550	$206,425
EW	Edwards Lifesciences Corp	2,242	$202,810
CCL	Carnival Corp Ltd.	7,085	$202,417
IJR	iShares Core S&P Small-Cap ETF	1,361	$201,849
ESGD	iShares ESG Aware MSCI EAFE ETF	1,952	$200,685
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

100 tracked positions · $213,597,286 total · filing declares 146 positions · $214,449,887 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 100 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	Added	613,945	+45,962	$46,905,398	+6.0%	21.96%
DFAC	Dimensional U.S. Core Equity 2 ETF	Added	898,395	+21,633	$39,933,657	+2.7%	18.70%
DFAX	Dimensional World ex. U.S. Core Equity 2 ETF	Added	958,078	+9,539	$35,468,047	+1.5%	16.61%
NVDA	Nvidia Corp Technology	Reduced	68,562	-5,551	$15,658,189	+5.6%	7.33%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	14,561	+434	$5,449,308	+4.2%	2.55%
VEA	Vanguard FTSE Developed Markets ETF	Added	61,510	+4	$4,343,221	−0.9%	2.03%
JPM	Jpmorgan Chase & Co Financial Services	Added	12,510	+272	$4,138,682	+3.3%	1.94%
VXUS	Vanguard Total International Stock ETF	Added	43,516	+68	$3,697,119	−0.5%	1.73%
SPY	Spdr S&P 500 ETF Trust	Held	4,233	0	$3,228,212	+2.1%	1.51%
AAPL	Apple Inc. Technology	Added	9,461	+306	$3,150,702	+18.9%	1.48%
MSFT	Microsoft Corp Technology	Added	5,519	+936	$2,830,694	+65.6%	1.33%
DFUS	Dimensional U.S. Equity Market ETF	Held	31,108	0	$2,582,897	+1.3%	1.21%
VOO	VANGUARD 500 INDEX FUND	Added	3,508	+283	$2,458,616	+11.0%	1.15%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	28,058	+2	$1,664,119	−0.6%	0.78%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Added	23,570	+356	$1,653,435	−3.0%	0.77%
FCNCA	First Citizens Bancshares Inc Financial Services	Reduced	723	-3	$1,489,524	−1.4%	0.70%
VSGX	VANGUARD ESG INTERNATIONAL STOCK ETF	Added	18,064	+228	$1,464,448	−0.3%	0.69%
PLTR	Palantir Technologies Inc. Technology	Reduced	7,741	-217	$1,447,954	+56.0%	0.68%
AMZN	Amazon Com Inc Consumer Cyclical	Added	5,673	+1,086	$1,413,427	+29.3%	0.66%
INTC	Intel Corp Technology	Added	10,685	+111	$1,284,656	−13.0%	0.60%
DFSU	Dimensional US Sustainability Core 1 ETF	Added	27,212	+166	$1,283,590	+1.8%	0.60%
GOOG	Alphabet Inc. Communication Services	Reduced	3,593	-76	$1,224,277	−5.6%	0.57%
XOM	ExxonMobil Holdings Corp Energy	Reduced	6,999	-133	$1,139,087	+16.8%	0.53%
PM	Philip Morris International Inc. Consumer Defensive	Reduced	5,036	-173	$960,969	+2.0%	0.45%
SCHW	Schwab Charles Corp Financial Services	Added	9,571	+91	$935,469	+6.9%	0.44%
MO	Altria Group, Inc. Consumer Defensive	Added	11,994	+74	$807,675	−5.8%	0.38%
GOOGL	Alphabet Inc. Communication Services	Reduced	2,252	-190	$774,867	−11.2%	0.36%
ARTY	iShares Future AI & Tech ETF	Held	9,488	0	$743,100	+2.8%	0.35%
ESGU	iShares ESG Aware MSCI USA ETF	Held	4,040	0	$673,872	+1.9%	0.32%
IVV	iShares Core S&P 500 ETF	Held	831	0	$636,421	+2.3%	0.30%
META	Meta Platforms, Inc. Communication Services	Added	871	+122	$631,630	+49.7%	0.30%
TGT	Target Corp Consumer Defensive	Added	3,961	+48	$620,648	+21.4%	0.29%
NULV	Nuveen ESG Large-Cap Value ETF	Held	11,551	0	$608,160	+5.3%	0.28%
NULG	Nuveen ESG Large-Cap Growth ETF	Held	5,240	0	$595,735	−2.9%	0.28%
VUSB	VANGUARD ULTRA-SHORT BOND ETF	Reduced	11,887	-5	$589,000	−0.5%	0.28%
VO	VANGUARD MID-CAP INDEX FUND	Added	7,438	+1	$583,287	−2.7%	0.27%
ISHG	iShares 1-3 Year International Treasury Bond ETF	Held	7,826	0	$579,593	−0.3%	0.27%
LLY	ELI LILLY & Co Healthcare	Added	499	+26	$577,382	+1.8%	0.27%
PAAS	Pan American Silver Corp Basic Materials	Held	12,644	0	$575,427	+1.6%	0.27%
IGOV	iShares International Treasury Bond ETF	Held	14,103	0	$560,876	−3.1%	0.26%
CRWD	CrowdStrike Holdings, Inc. Technology	Added	2,106	+1,583	$557,563	+39.7%	0.26%
AEM	Agnico Eagle Mines Ltd Basic Materials	Held	2,982	0	$546,510	+18.1%	0.26%
QQQ	Invesco Qqq Trust, Series 1	Held	723	0	$534,853	+0.5%	0.25%
DFAT	Dimensional U.S. Targeted Value ETF	Added	7,872	+568	$523,015	+2.4%	0.24%
DFSI	Dimensional International Sustainability Core 1 ETF	Added	11,245	+77	$507,936	+0.8%	0.24%
ESGV	VANGUARD ESG U.S. STOCK ETF	Added	3,606	+149	$488,721	+6.9%	0.23%
DFIC	Dimensional International Core Equity 2 ETF	Added	12,766	+60	$480,129	+1.4%	0.22%
IWR	iShares Russell Mid-Cap ETF	Held	4,352	0	$464,401	−3.3%	0.22%
VIG	Vanguard Specialized Funds	Held	1,975	0	$460,787	−1.4%	0.22%
IVW	iShares S&P 500 Growth ETF	Held	3,172	0	$451,248	+3.4%	0.21%

Showing the top 50 of 100 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.