Ethos Capital Management, Inc.

Registered adviser

CIK

2106214

Location

NEWTOWN, PA

Portfolio Value

Small $145,848,021

Diversification

Diversified

Filing Date

Global Rank

#7,652 / 8,827 ▲ 151 · as of Jun 2026

Top Industry

Semiconductors 32.0%

Period ended 38 days ago

Filed Nov 3, 2026 · 4d

4 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 313145

Roster of Nov 1, 2026

Regulatory AUM

$155,381,974

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$155,381,974	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$129,143,442	Individuals and high net worth (100%)

Stated strategy

Multi-asset, Wealth management / planning Form ADV Part 2A, Mar 27, 2026 · original

In the firm's words

Multi-asset: we will advise you on how to allocate your assets among various classes of securities or Sub-Advisers
Wealth management / planning: In developing a financial plan for a Client, ECM’s analysis may include cash flow analysis, investment planning, risk management, tax planning, and estate planning.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

11.6 effective positions (12 or fewer)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 2.3 quarters (under 4)

Closest benchmark: the Nasdaq-100 as of 2026-06-30, active share 70.2%; sector active share 31.5% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

61 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

27.9%

+2.1 pts

Top 5

47.1%

+1.3 pts

Top 10

61.2%

+2.4 pts

HHI

968

Diversified+106

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	38.7%	$56,476,063	24
Technology	27.7%	$40,462,871	10
Financial Services	13.3%	$19,374,722	10
Consumer Cyclical	5.1%	$7,503,547	5
Industrials	4.5%	$6,540,882	3
Healthcare	3.7%	$5,409,235	2
Communication Services	2.9%	$4,264,850	3
Energy	2.2%	$3,270,831	1
Basic Materials	1.4%	$1,970,272	1
Utilities	0.4%	$574,748	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	+109,773	825,578	$40,634,949
CSX	Csx Corp	+6,745	46,007	$2,139,785
BWA	Borgwarner Inc	+4,017	47,661	$2,864,902
INTC	Intel Corp	+2,888	28,132	$3,382,310
NVDA	Nvidia Corp	+2,418	31,777	$7,257,231
BNY	Bank of New York Mellon Corp	+1,962	14,567	$2,106,825
CSCO	Cisco Systems, Inc.	+1,946	27,389	$2,947,878
C	Citigroup Inc	+1,581	20,547	$2,660,425
AVGO	Broadcom Inc.	+1,537	18,300	$6,426,777
AAPL	Apple Inc.	+1,525	5,724	$1,906,206
MS	Morgan Stanley	+1,513	10,399	$1,955,843
CVX	Chevron Corp	+1,456	16,017	$3,270,831
LRCX	Lam Research Corp	+1,409	6,353	$2,087,024
ABBV	AbbVie Inc.	+1,248	11,531	$3,016,394
TPR	Tapestry, Inc.	+1,149	17,616	$2,026,544
MSFT	Microsoft Corp	+1,088	8,299	$4,256,557
TSLA	Tesla, Inc.	+865	5,229	$1,855,301
IUSB	iShares Core Universal USD Bond ETF	+804	9,847	$434,154
LIN	Linde PLC	+714	4,151	$1,970,272
MU	Micron Technology Inc	+653	6,400	$6,816,704
JPM	Jpmorgan Chase & Co	+652	9,050	$2,994,011
GS	Goldman Sachs Group Inc	+501	4,900	$4,411,764
AMD	Advanced Micro Devices Inc	+489	7,732	$4,730,128
BRK-B	Berkshire Hathaway Inc	+486	5,542	$2,759,638
META	Meta Platforms, Inc.	+486	5,167	$3,747,005
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
IMTB	iShares Core 5-10 Year USD Bond ETF	−11,379	47,267	$1,954,017
—		−7,850	45,110	$0
STIP	iShares 0-5 Year TIPS Bond ETF	−7,592	27,397	$2,731,480
BIV	Vanguard Bond Index Funds	−6,566	27,524	$2,005,398
EXC	Exelon Corp	−4,289	5,583	$225,553
CMBS	iShares CMBS ETF	−2,915	17,036	$805,462
FNGS		−2,878	19,528	$1,612,036
CNP	Centerpoint Energy Inc	−2,556	9,489	$349,195
NFLX	Netflix Inc	−2,514	3,610	$251,183
XLG	Victory Portfolios II	−2,163	16,542	$0
RSPT	Victory Portfolios II	−1,884	11,938	$0
FVAL	Fidelity Value Factor ETF	−1,778	10,198	$823,590
SYSB	iShares Systematic Bond ETF	−1,686	10,171	$857,211
PLTR	Palantir Technologies Inc.	−1,648	3,486	$652,056
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	−1,458	9,000	$551,340
VUSE	Vident U.S. Equity Strategy ETF	−1,438	8,345	$605,087
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	−1,329	8,885	$1,116,577
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	−1,323	10,470	$970,045
IGV	iShares Expanded Tech-Software Sector ETF	−1,209	5,359	$570,626
YUM	Yum Brands Inc	−1,208	1,536	$209,418
ICE	Intercontinental Exchange, Inc.	−971	1,457	$221,507
XMHQ	Victory Portfolios II	−767	4,998	$0
—		−455	2,871	$0
V	Visa Inc.	−392	1,115	$400,652
MA	Mastercard Inc	−325	457	$252,021
No positions match the current search.

New Positions

Positions the filer opened this quarter

5 positions

Ticker	Company	Shares	Value
HON	Honeywell International Inc	11,775	$2,483,818
SPCX	Space Exploration Technologies Corp	12,709	$1,917,279
VXUS	Vanguard Total International Stock ETF	6,034	$512,648
VSGX	VANGUARD ESG INTERNATIONAL STOCK ETF	2,912	$236,075
IVV	iShares Core S&P 500 ETF	268	$205,247
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
XOM	ExxonMobil Holdings Corp	17,467	$2,388,088
UBER	Uber Technologies, Inc	4,666	$336,698
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

61 tracked positions · $145,848,021 total · filing declares 61 positions · $149,998,966 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 61 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	Added	825,578	+109,773	$40,634,949	+13.0%	27.86%
NVDA	Nvidia Corp Technology	Added	31,777	+2,418	$7,257,231	+23.5%	4.98%
MU	Micron Technology Inc Technology	Added	6,400	+653	$6,816,704	+2.8%	4.67%
AVGO	Broadcom Inc. Technology	Added	18,300	+1,537	$6,426,777	+1.5%	4.41%
AMD	Advanced Micro Devices Inc Technology	Added	7,732	+489	$4,730,128	+12.4%	3.24%
GS	Goldman Sachs Group Inc Financial Services	Added	4,900	+501	$4,411,764	−0.8%	3.02%
MSFT	Microsoft Corp Technology	Added	8,299	+1,088	$4,256,557	+58.2%	2.92%
META	Meta Platforms, Inc. Communication Services	Added	5,167	+486	$3,747,005	+42.1%	2.57%
INTC	Intel Corp Technology	Added	28,132	+2,888	$3,382,310	−4.0%	2.32%
CVX	Chevron Corp Energy	Added	16,017	+1,456	$3,270,831	+35.5%	2.24%
ABBV	AbbVie Inc. Healthcare	Added	11,531	+1,248	$3,016,394	+16.6%	2.07%
JPM	Jpmorgan Chase & Co Financial Services	Added	9,050	+652	$2,994,011	+8.9%	2.05%
CSCO	Cisco Systems, Inc. Technology	Added	27,389	+1,946	$2,947,878	−1.4%	2.02%
BWA	Borgwarner Inc Consumer Cyclical	Added	47,661	+4,017	$2,864,902	−1.1%	1.96%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	5,542	+486	$2,759,638	+9.1%	1.89%
STIP	iShares 0-5 Year TIPS Bond ETF	Reduced	27,397	-7,592	$2,731,480	−23.6%	1.87%
C	Citigroup Inc Financial Services	Added	20,547	+1,581	$2,660,425	+0.2%	1.82%
HON	Honeywell International Inc Industrials	NEW	11,775	NEW	$2,483,818	NEW	1.70%
LLY	ELI LILLY & Co Healthcare	Added	2,068	+358	$2,392,841	+16.7%	1.64%
CSX	Csx Corp Industrials	Added	46,007	+6,745	$2,139,785	+14.7%	1.47%
BNY	Bank of New York Mellon Corp Financial Services	Added	14,567	+1,962	$2,106,825	+15.6%	1.44%
LRCX	Lam Research Corp Technology	Added	6,353	+1,409	$2,087,024	−2.6%	1.43%
TPR	Tapestry, Inc. Consumer Cyclical	Added	17,616	+1,149	$2,026,544	−15.9%	1.39%
BIV	Vanguard Bond Index Funds	Reduced	27,524	-6,566	$2,005,398	−23.3%	1.37%
LIN	Linde PLC Basic Materials	Added	4,151	+714	$1,970,272	+10.5%	1.35%
MS	Morgan Stanley Financial Services	Added	10,399	+1,513	$1,955,843	+5.3%	1.34%
IMTB	iShares Core 5-10 Year USD Bond ETF	Reduced	47,267	-11,379	$1,954,017	−23.6%	1.34%
SPCX	Space Exploration Technologies Corp Industrials	NEW	12,709	NEW	$1,917,279	NEW	1.31%
AAPL	Apple Inc. Technology	Added	5,724	+1,525	$1,906,206	+56.9%	1.31%
TSLA	Tesla, Inc. Consumer Cyclical	Added	5,229	+865	$1,855,301	+1.1%	1.27%
FNGS	Financial Services	Reduced	19,528	-2,878	$1,612,036	−0.9%	1.11%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Reduced	8,885	-1,329	$1,116,577	−8.5%	0.77%
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	Reduced	10,470	-1,323	$970,045	−6.4%	0.67%
CGCP	Capital Group Core Plus Income ETF	Reduced	40,634	-74	$860,221	−5.2%	0.59%
SYSB	iShares Systematic Bond ETF	Reduced	10,171	-1,686	$857,211	−18.5%	0.59%
FVAL	Fidelity Value Factor ETF	Reduced	10,198	-1,778	$823,590	−11.8%	0.56%
CMBS	iShares CMBS ETF	Reduced	17,036	-2,915	$805,462	−17.0%	0.55%
PLTR	Palantir Technologies Inc. Technology	Reduced	3,486	-1,648	$652,056	+8.9%	0.45%
VUSE	Vident U.S. Equity Strategy ETF	Reduced	8,345	-1,438	$605,087	−14.5%	0.41%
IGV	iShares Expanded Tech-Software Sector ETF	Reduced	5,359	-1,209	$570,626	−4.1%	0.39%
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	Reduced	9,000	-1,458	$551,340	−14.2%	0.38%
AMZN	Amazon Com Inc Consumer Cyclical	Added	2,197	+225	$547,382	+16.5%	0.38%
VXUS	Vanguard Total International Stock ETF	NEW	6,034	NEW	$512,648	NEW	0.35%
IUSB	iShares Core Universal USD Bond ETF	Added	9,847	+804	$434,154	+4.0%	0.30%
V	Visa Inc. Financial Services	Reduced	1,115	-392	$400,652	−22.5%	0.27%
DIVO	Amplify CWP Enhanced Dividend Income ETF	Added	7,617	+92	$354,114	+3.0%	0.24%
CNP	Centerpoint Energy Inc Utilities	Reduced	9,489	-2,556	$349,195	−34.2%	0.24%
GOOGL	Alphabet Inc. Communication Services	Reduced	775	-69	$266,662	−11.6%	0.18%
MA	Mastercard Inc Financial Services	Reduced	457	-325	$252,021	−37.3%	0.17%
NFLX	Netflix Inc Communication Services	Reduced	3,610	-2,514	$251,183	−42.6%	0.17%

Showing the top 50 of 61 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.